This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Alexander Corbiere | 2017 | Bachelor of Business (Management) - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business (Applied Finance) - Queensland University of Technology |
Allan Mcfarland | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Banking and Finance, Accountancy) - QUT ~ Diploma in Financial Markets - Securities Institute ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
Anjali Anthony Jaurigue | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
Beau Bradley Thomas Poulsen | 2018 | Diploma of Financial Planning - Kaplan Professional |
Bradley Clifton Pearson | 2018 | Diploma of Financial Planning - Kaplan Professional ~ Tier 2 Compliance Solution - RG146 Accreditation Program - Kaplan Professional |
Brock James Lawrence | 2023 | Bachelor of Commerce (Finance) - Griffith University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
Cameron George Mays | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
Casey Simon Greaves | 2017 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Dac Tri Nguyen | 2018 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Tier 2 Deposit Products and Non Cash Payments - Kaplan Professional |
Daniel Baldi | 2018 | Bachelor of Commerce (Economics, Finance) - Griffith University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
David Lithgow | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of International Business (Business and Government, International Management) - Griffith University ~ Diploma of Financial Services (Financial Planning) - FINSIA |
Devina Naidu | 2018 | Bachelor of Arts (Management and Public Admin/Banking and Finance) - The University of the South Pacific ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Dimitrios Flaskos | 1997 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Finance and Mortgage Broking Management - The National Finance Institute ~ Diploma of Financial Advising - Securities Institute ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
Gabrielle Fiona Malatino | 2018 | Bachelor of Commerce (Finance) - The University of Queensland ~ Bachelor of Economics (Business & Industry) - The University of Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ Gradute Diploma of Financial Planning - Kaplan Professional ~ Tier 2 Compliance Solution - RG146 Accreditation Program - Kaplan Professional |
Harrison Edward Baker | 2020 | Bachelor of Commerce (Major Finance/Financial Planning) - Griffith University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
Huynh Nhu Ngoc Mai | 2017 | Diploma of Financial Planning - Kaplan Professional ~ Master of Commerce (Applied Finance) - Griffith University ~ Securities and Managed Investments - Kaplan Professional ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
Jane Catherine Kennedy | 2005 | Bachelor of Commerce (Marketing) - The University of Western Sydney ~ Diploma of Financial Advising - Securities Institute ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Tribeca |
Jessica Ann Wright | 2005 | Bachelor of Business (Economics and Finance) - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Advising - Financial Services Institute of Australasia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
Joseph Barry Robert Gollan | 2012 | Bachelor of Commerce (Economics, Finance) - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Katrina Maree Moore | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Griffith University ~ Bachelor of International Business - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
Kenneth Lindsay | 2004 | Certified Financial Planner - Financial Planning Association ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Griffith University |
Keshav Chandrasen Seetharam | 2006 | FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ MBA - Griffith Uni ~ Master of Business Administration - Griffith University ~ Post Grad Cert in Applied Finance - Macquarie Uni ~ Post Graduate Certificate in Applied Finance - Macquarie University |
Kim Marie Davies | 1997 | Bachelor of Commerce - James Cook University ~ Certified Financial Planner - Financial Planning Association of Australia Ltd ~ Diploma of Financial Planning - Financial Planning Association of Australia Ltd ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Pty Ltd |
Leanda Davison | 2003 | FPC001B Economic and Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional ~ Fellow Chartered Financial Practitioner - Association of Financial Advisers Ltd ~ Master of Business Administration - Australian Institute of Business |
Lina Maria Stone | 2017 | Bachelor of Commerce (Accounting & Finance) - Griffith University ~ Diploma of Financial Planning - Kaplan |
Lisa Maree Schultz | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Luke Gregory Caruana | 2003 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Bachelor of Mathematical Science (Computing) - Central Queensland University ~ Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
Matthew John Quinn | 2012 | Bachelor of Commerce (Finance and Financial Planning) - University of Wollongong ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
Nathan Kieren Ham | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting, Marketing) - Griffith University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate in Financial Planning - Griffith University |
Nichole Clare Cowley | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - Griffith University ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ RG146 for the Superannuation Industry - Australian Institute of Superannuation Trustees |
Paula Joan Barnes | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Griffith University |
Peter Samuel Donahoo | 2018 | Bachelor of Business (Marketing, Management) - The University of Newcastle ~ Bachelor of Commerce (Finance) - The University of Newcastle ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Philip Paul Debnam | 2007 | Bachelor of Commerce (Accounting, Financial Planning) - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Ltd ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
Robert David Grey | 2018 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Rosalie Kathryn Houpapa | 2014 | Bachelor of Business - University of Sunshine Coast ~ Bachelor of Commerce (Financial Planning) - University of Sunshine Coast ~ Master of Financial Planning - Griffith University ~ Self Managed Super Funds - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
Samantha Patricia Makeham | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional |
Samuel Okuma | 2014 | 921 Managed Investments - Kaplan Professional ~ 924 Superannuation - Kaplan Professional ~ Bachelor of Commerce (Financial Planning) - Griffith University ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
Sarah Kate Mcsweeney | 2018 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Economics, Finance) - Queensland University of Technology (QUT) ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ SuperConcepts & ICFS Specialist SMSF - The University of Adelaide / Super Concepts |
Shayn Jon Danker | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Management, Finance) - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
Tara Amy Richards | 2015 | Advanced Diploma of Financial Services (Superannuation - ASFA ~ Diploma of Financial Services (Financial Planning) - ASFA ~ Diploma of Financial Services (Superannuation) - ASFA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
Timothy John Kerwick | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
Tristan Balderson | 2014 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University |
Tyron Clint Davis | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Financial Planning Association of Australia Ltd ~ Certified Financial Planner - Financial Planning Association of Australia Ltd ~ Diploma of Financial Planning (Foundations) - Financial Planning Association of Australia Limited ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
Yusuf Mogammad Ebrahim-goder | 2018 | ASX Listed Products Accreditation Course (LPAC) - LPAC Online Pty Ltd ~ Bachelor of Commerce (Accounting) - Griffith University ~ Diploma of Financial Planning - Monarch Institute |