This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anita Allan | 2017 | Bachelor of Commerce - Flinders University ~ Chartered Accountant - Institute of Chartered Accountants Aust (now CAANZ) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - FINSIA ~ RG146 Licensing Training of Financial Product Advisers - Financial Education Professionals |
| Coby Faulkner | 2011 | Advanced Diploma of Financial Planning - Kaplan Australia ~ Bachelor of Commerce - Flinders University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty |
| Danny Beshara | 2010 | Bachelor of Commerce and Applied Finance - University of SA ~ Diploma of Financial Planning - Kaplan ~ RG146 - Kaplan |
| Edward Jack Bell | 1992 | Bachelor of Economics - Flinders University of SA ~ Graduate Diploma in Financial Planning - Securities Institute ~ LRS Certification Program - Financial Planning Association |
| Eleanor Mary Manuel Hempel | 2018 | Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Hong Zhang | 2010 | Diploma of Financial Advising - Securities Institute of Australia ~ Diploma of Financial Services (Financial Planning) - AMP Financial Planning Pty Ltd ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Masters of Business in Finance - University of Technology Sydney |
| Kerry Bosnich | 2017 | Bachelor of Commerce - Flinders University ~ Diploma of Business Studies - TAFE SA ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 Compliance and The SMSF Assoc SSA Exam - University of Adelaide |
| Kim Robert Bigg | 2011 | Bachelor of Commerce - Adelaide University ~ CA - CAANZ ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Specialist Advisor - SMSF Professionals Association |
| Miranda Eleanor Moyle | 2004 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Commerce - University of Adelaide ~ CFP Certification Program - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association |
| Nicholas Paul Connelly | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services - FINSIA ~ Graduate Diploma of Applied Finance - Kaplan ~ Master of Applied Finance - Kaplan |
| Peta Ann Nunn | 2004 | CFP Certification Program - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Rebecca Elizabeth Elsden | 2013 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Ethics and Professionalism in Financial Advice - Kaplan Education Pty Limited ~ Graduate Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Master of Financial Planning - Kaplan Higher Education Pty Ltd |
| Samantha Harrison | 2006 | Bachelor of Finance - University of Adelaide ~ CFP Certification Program - Financial Planning Association of Australia ~ Graduate Diploma of Charted Accounting - Institute of Chartered Accountants ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan |
| Samuel Garreffa | 2010 | Accredited Estate Planning Strategist (AEPS) - Financial Planning Association of Australia (FPA) ~ Accredited Estate Planning Strategist (AEPS®) - Financial Planning Association of Australia (FPA) ~ Bachelor of Business (Commercial Law) - The University of South Australia ~ Certified Financial Planner (CFP®) - Financial Planning Association of Australia (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional |
| Simon Mark Wotherspoon | 2010 | Bachelor of Management - University of South Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Certificate in Financial Planning - FINSIA ~ Graduate Diploma of Applied Finance - KAPLAN Professional ~ SMSF Specialist Advisor - SMSF Association |
| Simon Trent Hele | 1995 | Bachelor of Education (Upper Primary/Lower Secondary) - The Flinders University of South Australia ~ CFP Certification Program - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 Licensing Compliance: Self-managed Superannuation Funds - Financial Education Professionals |