This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bree Kristie Hanslow | 2017 | Bachelor of Business (Accounting) - Victoria University ~ CFP - FPA |
| Darcy Keith Morris | 2022 | Business - Blue Mountains International Hotel Management School ~ Financial Planning - Griffith University |
| Gregory David Luscombe | 2004 | Bachelor of Commerce (Honors) - University of Melbourne ~ Graduate Certifcate in Financial Planning - Securities Institute |
| Jessica Elyse Nance | 2013 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Commerce (Financial Planning and Accounting) - Deakin University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - International Institute of Technology |
| Joshua Pennell | 2009 | Bachelor of Economics & Finance - RMIT University ~ Certified Financial Planner Program - FINSIA ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Lauren Maree Wilson | 2002 | Accredited Age Care Professional - Age Care Steps ~ Bachelor of Business (Financial Planning) - Royal Melbourne Institution of Technology ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Laurence Ian Pennell | 1987 | Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - RMIT / Financial Planning Association ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Tribeca (now Kaplan) |
| Myles James Martin | 2006 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Services - Mentor Education ~ Diploma of Financial Planning - Mentor Education |
| Nicholas Guy Bird | 2000 | Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investment - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Snigdha Gupta | 0 | Financial Planning - Kaplan |
| Timothy Martin Buckley | 2001 | Accredited Aged Care Professional (TM) - Aged Care Steps ~ Bachelor of Business (Banking and Finance) - University of Southern Queensland ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Fellow, Chartered Financial Practitioner - Association of Financial Advisers ~ Self Managed Superannuation Funds - Tribeca Learning |
| Vincenzo Gagliardi | 1999 | Bachelor of Business - La Trobe University ~ Certified Financial Planner - Deakin University/ Financial Planning Association ~ Diploma of Financial Planning - Deakin University/ Financial Planning Association ~ Self Managed Superannuation Fund - Tribeca |
| Yianni Palios | 2023 | ACG Retirement Living & Aged Care Specialist TM Program - Retirement Living & Aged Care Specialist ~ Commerce - Deakin ~ Introduction to Physical Computing - Lancaster University ~ Work & Training Professional Year Quarter1 - FASEA ~ Work & Training Professional Year Quarter2 - FASEA |