This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Ali Roshan | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Science in Business Administration (Finance) - California State University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Annette Ryan | 1997 | ASX Listed Products Accreditation Course - LPAC Online ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending Accreditation Program - Financial Essentials ~ SMSF Strategies - Self Managed Super Fund Association |
Bradley Alan Hunt | 2004 | Bachelor Commerce/Arts - University of Melbourne ~ Certificate IV in Finance and Mortgage Broking - KAPLAN ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Chartered Accountant - ICAA ~ Graduate Diploma Financial Planning - FINSIA |
Jared Ferris Alford | 2018 | Bachelor of Business - Griffith University ~ CPA Australia - CPA Australia ~ SMSF Personal Advice - International Institute of Technology |
Jennifer Preston | 2017 | SMSF Personal Advice - Pinnacle |
John Patrick Clarke | 1997 | Bachelor of Business - Accounting - The University of Southern Queensland ~ Insurance (DFS 2) - Mentor Education ~ Managed Investments - CPA Australia ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation - CPA Australia |
Preeti Malini Sharma | 2018 | Bachelor of Arts - The University of the South Pacific ~ CPA Program - CPA Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Rebecca Dorothy Hinsley | 2018 | Diploma of Financial Planning - CPA ~ Provide Advice in SMSF - The University of Adelaide ~ Provide Advice in Superannaution - CPA |
Roberto Marra | 2014 | Diploma of Financial Planning FNS50804 - Tribeca Learning(Aust) Pty Ltd |
Seamus Fennelly | 2009 | Advanced Diploma of Financial Planning - International Institute of Technology (IIT) ~ Advanced Diploma of Financial Planning - International Institute of Technology (IIT) ~ Certificate IV in Financial Services (Finance/ Mortgage broking) - Archer College ~ Certificate IV in Financial Services (Finance/ Mortgage broking) - Archer College ~ Diploma of Financial Planning - Sydney Institute of TAFE ~ Diploma of Financial Planning - Sydney Institute of TAFE ~ Diploma of Financial Services (Specialisation- Principles of Investment Planning, Risk Management, R - International Institute of Technology (IIT) ~ Diploma of Financial Services (Specialisation- Principles of Investment Planning, Risk Management, R - International Institute of Technology (IIT) ~ Masters of Business and Commerce (finance specialisation) - UWS ~ Masters of Business and Commerce (finance specialisation) - UWS |
Shaun Derek Porter | 2016 | Accountants Self Managed Superannuation Funds Package - Kaplan Professional ~ SACAE (now University of SA) - Bachelor of Business (Banking and Finance) |