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Neo Financial Solutions Pty ltd

AFS License Number
385845
Name
Neo Financial Solutions Pty ltd
ABN/ACN/ARBN
64141607098
Licensee issued
Jan. 4, 2011
Address
East Perth, 6004, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Adam Roy Matthews2006Advanced Diploma of Financial Services - Kaplan ~ Cavendish & ICFS Specialist SMSF Course - University of Adelaide ~ Diploma of Financial Services - Tribeca ~ Margin Lending and Geared Investments - Kaplan
 Alexander Luck2014Bachelor of Commerce - The University of Western Australia ~ Bachelor of Economics - The University of Western Australia ~ Commerical Law for Tax (Financial) Advisers - Mentor Education ~ Master of Financial Planning - Applied Financial Planning, Superannuation & Retirement - Kaplan ~ Self Managed Superannuation Fund Adviser - Mentor Education
 Antonio Giuseppe Raccuia2007Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Planning - Finsia ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Ben Charles Taylor Wauchope2014Advanced Financial Planning - Kaplan ~ Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Planning - Kaplan ~ Margin Lending - Personal Advice Tier 1 - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Bradley David Bond2015Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan
 Brendon Hunt2007Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Tribeca ~ Diploma of Financial Services - Mentor Education Group ~ Margin Lending & Geared Investments - Kaplan
 Brett Lee Crabtree2001Diploma of Financial Planning - Deakin University & FPA
 Brett Maguire2002Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Self Managed Superannuation Funds - Kaplan ~ TASACLv1 Commercial Law - Kaplan
 Catherine Maitland2003Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA
 Daniel Morcombe2002Bachelor of Science (Agriculture) - University of Western Australia ~ Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan
 David Allan Bird1987Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Finsia ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan
 David Pettit2005Advanced Diploma of Financial Services (FP) - Kaplan ~ Bachelor Degree - Commerce - University of Otago ~ CFP - Certified Financial Planner - Kaplan Education Pty Ltd ~ Diploma of Financial Services (FP) - Tribeca
 Denise Kay Kipling1998Diploma of Financial Planning DFP1-8 - Financial Planning Association
 Francesco Starvaggi1984Diploma of Financial Planning - The Institute
 Frank Robert Winston Trim1999Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA
 Gerard Victor Doney1980Advanced Diploma of Financial Planning - Tribeca ~ Diploma of Financial Planning - Tribeca
 Grant Matthew Teakle2008Diploma of Financial Planning - CPA ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan
 Gregory Reece Meyers1999Bachelor of Business (Finance) - Edith Cowan University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Super Funds - Financial Essentials
 James Polwart-matich2010Bachelor of Commerce - University of Auckland ~ Diploma of Financial Planning - Kaplan ~ Securities and Managed Investments - Kaplan
 Jamie Marc Tonus2018Bachelor of Commerce - The University of Western Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Jasmin Jakupovic2006Advanced Diploma of Financial Services - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Margin Lending - GWM Adviser Services Ltd T/A Advice Education ~ SMSF Specialist Adviser - SMSF Association of Australia
 John Kenneth Moreton2006Diploma of Financial Planning - Securities Institute ~ Margin Lending & Geared Investments - Kaplan
 Joshua Lenz2011CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending Facilities - GWM Adviser Services Ltd T/A Advice Education ~ Master of Financial Planning - Deakin University
 KA Ming Kwok2010Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce (Economics & Finance) - Curtain University of Technology ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Business Administration - University of Western Australia ~ Self Managed Superannuation Funds - CFS Institute of Advice
 Kieran John Bowman Tapley2008Diploma of Financial Planning - Mentor Education ~ Self Managed Super Funds - Kaplan
 Kristian Werner Karlsen2007Bachelor of Commerce - University of Western Australia ~ Graduate Diploma of Financial Planning - Finsia
 Leanne Joy Moir2002Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Self Managed Superannuation Funds - Tribeca ~ TASACLv1 Commercial Law - Kaplan
 Leanne Martinez2011Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Luke Moorby2017Bachelor of Commerce (Finance & Economics) - Curtin University ~ Diploma of Financial Planning - Kaplan Professional
 Luke Sanders Watson2009Diploma in Financial Planning - Mentor Education Group ~ Margin Lending - Kaplan ~ Self-Managed Superannuation Funds - Kaplan
 Malcolm Andrew Crofts1987Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Mark Chan2006Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Tribeca ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan
 Michelle Irene Taylor2001Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Mu-chen Sun2015Bachelor of Commerce (Accounting) - Curtin University of Technology ~ Diploma of Financial Planning - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Monarch Institute
 Nicholas Blunden2009Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Mentor Education
 Paul Anthony Atherton1991Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan
 Paul Vukman2005Diploma of Financial Planning - Kaplan ~ Margin Lending & Geared Investments - Kaplan
 Paula Garnham1999Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Mentor Education ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Super Funds - Tribeca
 Peter L Mcdonald1997Bachelor of Business (Accounting) - Edith Cowan University (ECU) ~ Diploma of Financial Planning - Deakin University ~ Self-Managed Superannuation Funds - Kaplan
 Philip Connor-stead2004Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - AAMC Training Group ~ SMSF - Kaplan
 Rebecca Howarth2003Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Super Funds - Tribeca
 Rhys Macdonald2011Bachelor Degree - Commerce - Curtin University of Technology ~ Bachelor of Commerce - Curtin University ~ Diploma - Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Scott James Taylor2018Advanced Financial Planning - Kaplan ~ Commercial Law - Kaplan ~ DFP5v3 Tax for Financial Advising - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - Kaplan
 Simon Johns1999ASX Listed Products Accreditation Course - LPAC Online Pty Ltd ~ Bachelor of Commerce (Accounting & Business Law) - Curtin University ~ Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan
 Stephen Gaius White1990Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - FPA ~ Diploma of Financial Planning - Mentor Education
 Timothy David Barnes1996Diploma of Financial Planning - FPA
 Walter Michael Fryer1975Diploma of Financial Planning - Integratec ~ Margin Lending - Kaplan ~ Self Managed Super Fund Course - Tower
 Wen Chien Chang2017Bachelor of Finance - University of Adelaide ~ Diploma of Finance Planning - Mentor Education ~ Self-Managed Superannuation Funds - Kaplan