National Australia Bank Limited

AFS License Number
230686
Name
National Australia Bank Limited
ABN/ACN/ARBN
12004044937
Licensee issued
Dec. 1, 2003
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units; and
eligible international emissions units;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
standard margin lending facility;
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
general insurance products;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units; and
eligible international emissions units; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
make a market for the following financial products:
foreign exchange contracts;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
Australian carbon credit units;
eligible international emissions units; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Alexandria Maria Foran 2016 Bachelor of Agribusiness - University of Queensland ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Alun Campbell 2014 Bachelor of Commerce - University of Canterbury - Christchurch, New Zealand ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business - University of Otago - Dunedin, New Zealand
 Amela Halilovic 2016 Bachelor of Commerce (Finance, Financial Planning) - Deakin University
 Andrea Leigh Stockdale 0 Bachelor of Business - Edith Cowan University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Andrew David Edwards 2008 Bachelor of Business (Mangement) - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Diploma of Financial Markets - AFMA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA
 Andrew Hamilton Mckissock 2004 Bachelor of Arts majoring in Marketing & Economics - University of Paisley ~ Diploma in Financial Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration - Macquarie Universiry ~ Post Graduate Diploma Business Information Technology - University of Paisley
 Anna Louise Mcdonald 2015 Bachelor of Business - Royal Melbourne Institute of Technology ~ Company Director Certificate - Australian Institute of Company Directors ~ Diploma of Financial Markets Association - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Apostolos Stoikos 2002 Bachelor Degree - Economics and Political Science - Wollongong University
 Benjamin Scotta 2016 Bachelor of Accounting - La Trobe University ~ Bachelor of Finance - La Trobe University ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Carol Ann O'brien 2011 BSc Finance - University College Cork, Ireland ~ Diploma of Financial Services(Financial Markets) - Australian Financial Markets Association
 Casey Rock 2013 Bachelor of Arts, Political Science and International Relations - University of Queensland ~ Bachelor of Business, Banking and Finance - Queensland University of Technology ~ Diploma of Financial Markets - Australian Financial Markets Association
 Charles John Randles 2014 Bachelor of Commerce - Monash University ~ Diploma of Financial Markets - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Cheng-yung YU 2018 Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration - Soochow University, Taiwan
 Cheyne Gates 2010 Bachelor of Economics - University of Adelaide ~ Bachelor of Finance - University of Adelaide ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ The Diploma of Financial Services (Financial Markets) - Australian Financial Markets Asscociation
 Chris Reedman 2009 AFMA - Diploma Of Financial Markets - AFMA
 Christopher Paul O'brien 2008 Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Applied Finance (Financial Markets) - Kaplan Professional
 Daniel Alan Farrell 2017 Bachelor of Agricultural Economics - The University of Sydney ~ Diploma of Financial Services - Debt Markets - Australian Financial Markets Association ~ Diploma of Financial Services - FX Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Daniel James Turner 2017 Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Daniel W Norman 2014 Diploma - Financial Services - AFMA
 Darin James Cook 2003 Bachelor Degree - Commerce - University of Queensland ~ CPA Program - CPA Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional
 David Bul Bior 2014 Bachelor of Commerce - Griffith University ~ Diploma - Financial Services - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 David Macedone 2018 Bachelor of Economics - The University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 David William Giovanelli 2009 Bachelor of Arts - Macquarie University ~ Bachelor of Laws - Macquarie University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Eleftherios John Kappadais 2005 Bachelor Degree - Business & Economics & Finance - Royal Melbourne Institute of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Emma Rochelle Brown 2018 Bachelor of Applied Finance - Macquarie University ~ Bachelor of Commerce (Accounting) - Macquarie University ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Ethan Marsters 2018 Bachelor of Arts (Politics) - Monash University ~ Bachelor of Business (Banking and Finance) - Monash University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Gena Nakhla 2018 Bachelor of Business (Accounting) - Victoria University ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Hayley Alana Dodd 2022 Graduate Diploma of Financial Planning - Deakin University
 Jacob Tomas Cheverly 2018 Bachelor of Commerce - Accounting & Financial Planning - Deakin University ~ Diploma of Financial Planning - Mentor Education ~ Masters of Banking and Finance - Monash University
 James Thomas Sheehan 2009 Bachelor of Arts - La Trobe University ~ Diploma of Financial Services - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Jarryd Callen Freeman 2014 Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Jason Gorman 2017 Bachelor of Business - La Trobe University ~ Diploma of Financial Markets - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Jeremy Richard White 2009 Bachelor of Business - Marcus Oldham College ~ Diploma of Financial Markets - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Jing Jing Zhang 2015 Bachelor of Commerce - The University of Sydney ~ Bachelor of Laws - The University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Jonathan Buckle 2012 AFMA - Diploma of Financial Markets - AFMA ~ Bachelor Degree (Hons) - Business - Bournemouth University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Jonathan David Cross 2010 AFMA - AFMA ~ Bachelor Degree - Economics - University of Western Australia
 Jun Guo 2008 Bachelor of Business and Commerce - Royal Melbourne Institute of Technology ~ Diploma of Financial Markets - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Commerce - The University of New South Wales ~ Master of Commerce - University of New Sales Wales
 Justin Daffy 1997 Bachelor of Economics - La Trobe University ~ Diploma of Financial Markets - AFMA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Justin James Green 2004 Bachelor Degree - Economics - University of Sydney ~ Diploma - Financial Planning - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Masters Degree - Commerce - Charles Sturt University
 Kaine Perry 2007 Bachelor Degree (Hons) - Finance - La Trobe University ~ Diploma - Financial Services (Financial Markets) - AFMA
 Karen Gauci 2018 Bachelor of Arts - The University of Melbourne ~ Bachelor of Science - The University of Melbourne ~ Diploma of Business (Banking and Finance) - RMIT University ~ Diploma of Financial Services - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Keira Elizabeth Tunnah 2017 Bachelor of Business - Queensland University of Technology ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Kylie Edwards 2018 Bachelor of Commerce & Administration - Victoria University Wellington (NZ) ~ Diploma of Financial Markets (Debt Markets) - Australian Financial Markets Association ~ Diploma of Financial Markets (Foreign Exchange) - Australian Financial Markets Association
 Kylie Jane Steene 2001 Diploma - Business (Banking and Finance) - Adelaide Institute of TAFE
 Kymberlee Louise Condron 2015 Bachelor of Commerce - Deakin University, Burwood ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Laurie Scholes-robertson 2018 Bachelor of Business (Accounting) - Royal Melbourne Institute of Technology City Campus ~ Graduate Diploma in Finance - University of Melbourne ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Commerce (Finance) - University of Melbourne
 Leigh Harink 2018 Bachelor of Business - RMIT University ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Commerce - Deakin University ~ Master of Professional Accounting - Deakin University
 Liam Michael Williams 2016 Advanced Diploma of Business - RMIT University ~ Bachelor of Business - RMIT University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Lucas Vaughan 2011 Bachelor of Business (Economics and Finance) - RMIT University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Finance - RMIT University
 Lukasz Morawski 2008 Bachelor of Commerce (Finance and Commercial Law) - Deakin University ~ Diploma of Financial Services - Financial Markets - AFMA
 Luke Justin Walker 2012 Bachelor of Commerce (Corporate Finance) - The University of Adelaide ~ Bachelor of Finance - The University of Adelaide ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Luke Shi Chuen Goy 2022 Bachelor of Commerce (Financial Planning) - Deakin Univesity ~ Diploma of Financial Markets - AFMA
 Mathew Hosking 2011 Diploma - Financial Services - AFMA
 Matthew Joshua Whitlock 2018 Bachelor Business - Ag Commerce - University of Sydney ~ Diploma of Financial Services (Financial Markets) - Australian Financial Markets Association
 Matthew Stephen George 2021 Bachelor of Business (Accountancy, Financial Planning) - Royal Melbourne Institute of Technology ~ Diploma of Financial Markets - Australian Financial Markets Association (AFMA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Matthew William Luckley 2011 AFMA - Dealer accreditation - AFMA
 Mia Yan 2015 Master of Commerce (Advanced) - The University of Queensland
 Michael John Sutherland 2003 Diploma of Financial Markets (Debt Markets and Derivatives) - AFMA ~ Diploma of Financial Markets (Derivatives, Foreign Exchange and Financial Markets) - AFMA ~ Diploma of Financial Markets (Equity Market Advising) - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Natalie Methven 2011 Diploma - FINANCIAL SERVICES - AFMA
 Nicole Kate Killey 2004 Bachelor of Commerce - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Nicole Looi 2015 Bachelor of Commerce - The University of Melbourne ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Nicolette Mia DE Sanctis 2018 Bachelor of Commerce (Finance Major) - Deakin University ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Olivia Core 2018 Bachelor of Commerce - The University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Paul Christopher Burns 2010 Diploma - Financial Planning - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Paul Clinton Foley 2018 Bachelor of Commerce - Curtin University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia
 Peter Hodges 2017 Bachelor of Business - Monash University ~ Diploma of Financial Markets - Australian Fianancial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Phillip Lawford 2008 Bachelor Degree - Finance - Latrobe University ~ Diploma - Financial Services (Financial Markets) - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Richard Copper 1996 Bachelor Degree - Economics and Politics - University College of Wales
 Rut Jan Van Henten 2014 Graduate Diploma of Financial Planning - Kaplan Professional
 Samuel Mario Minaudo 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting and Finance) - La Trobe University Australia ~ Diploma of Financial Markets - Australian Financial Markets Association (AFMA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Sarah Jean Lauridsen 1998 Bachelor of Commerce - University of South Australia ~ Certificate in Financial Markets - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Scott Bailey 2005 Diploma of Financial Services - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Scott Hubert Gladman 1999 Bachelor Degree - Business - Curtin University ~ Bachelor of Business (Agribusiness) - Curtin University ~ Company Directors Course - Australian Institute of Company Directors ~ Diploma - Financial Planning - AFMA ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Registered Wheat Futures Brokers Course - Sydney Futures Exchange
 Sean O'neil 2018 Bachelor of Agricultural Science - University of Sydney ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Diploma of Financial Planning, RG146 Core Modules - Kaplan ~ Graduate Diploma of Financial Markets - Securities Institute of Australia ~ Masters of Applied Finance - Macquarie University
 Shahrul Azmir HJ Shahriman 2017 Bachelor of Accounting (Hons.) - University Tenaga Nasional (UNITEN) Malaysia ~ Diploma of Financial Services (Financial Markets) - Australian Financial Markets Association ~ Financial Planning Policy Compliance 146 (PS/RG 146) - Finsia ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration (International Business) - Edith Cowan University
 Stuart Anthony Dalton 2008 Bachelor of Business (Banking and Finance) - Monash University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Applied Finance - Monash University
 Tansyn Press-andrew 0 Bachelor of Business (Management) - Queensland University of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Thomas John Simpson 2018 Bachelor of Commerce - University of New England ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Thomas Josey 2009 Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Timothy Edmund Charles Waters 2018 AFMA Dealer Accreditation Program - Australian Financial Markets Association ~ Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Tom Llewellyn Sutton 2004 AFMA Dealer Accreditation Program - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Toni Michelle Bainbrigge 2017 Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Tony William Prove 2010 Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Tracy Ann Ferguson 2018 Diploma Financial Markets - Australian Financial Markets Association
 Troy Furlong 2018 Diploma of Financial Markets - Australian Financial Markets Association
 Wayde Keyser 2018 Bachelor Degree - Commerce - Curtin University ~ Diploma - Financial Services - AFMA ~ Ethics and Professionalism in Financial Advicen - Kaplan Profesional ~ Graduate Diploma in Applied Finance and Investment - FINSIA
 William John Mcconnell 2017 Bachelor of Business (Financial Management) - La Trobe University ~ Diploma of Financial Markets (Debt Markets) - AFMA ~ Diploma of Financial Markets (Foreign Exchange) - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional