Mulcahy & CO Financial Planning Pty. Ltd.

AFS License Number
340094
Name
Mulcahy & CO Financial Planning Pty. Ltd.
ABN/ACN/ARBN
33114922271
Licensee issued
Oct. 15, 2009
Address
Wendouree, 3355, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Danny Archer 2018 Bachelor of Commerce (Financial Planning) - Deakin University ~ Bachelor of Commerce (Majoring in Financial Planning) - Deakin University
 James Clough 2022 Business Majoring in Financial Planning - La Trobe University
 Jason Barnett 2023 FPE200 SMSF Regulations and Taxation - Kaplan ~ Graduate Certificate of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan
 Jason Paul Roberts 2001 CFP Program - FPA ~ Diploma of Financial Planning - Deakin University
 Kylie Ann George 2012 Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Fellow Chartered Financial Practitioner - Association of Financial Advisers ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - GWM Adviser Services, Advice Education ~ SMSF Specialist Advisor - SMSF Professionals Association of Australia Ltd
 Lynde Adams 2011 Advanced Diploma Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Financial Planning - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan Professional
 Tamara Kate Vawdrey 2018 Advanced Diploma of Financial Planning - Kaplan ~ Graduate Certificate of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ SMSF - FPE200 SMSF Regulations and Taxation - Kaplan ~ Tax and Commercial Law for Financial Planning - Kaplan
 Thayne Graeme Turley 2010 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Accounting - University of South Australia ~ Bachelor of Management - University of Ballarat ~ Certified Financial Planner - FPA ~ Estate Agents Licence - Kaplan