This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Danny Archer | 2018 | Bachelor of Commerce (Financial Planning) - Deakin University ~ Bachelor of Commerce (Majoring in Financial Planning) - Deakin University |
James Clough | 2022 | Business Majoring in Financial Planning - La Trobe University |
Jason Barnett | 2023 | FPE200 SMSF Regulations and Taxation - Kaplan ~ Graduate Certificate of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
Jason Paul Roberts | 2001 | CFP Program - FPA ~ Diploma of Financial Planning - Deakin University |
Kylie Ann George | 2012 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Fellow Chartered Financial Practitioner - Association of Financial Advisers ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - GWM Adviser Services, Advice Education ~ SMSF Specialist Advisor - SMSF Professionals Association of Australia Ltd |
Lynde Adams | 2011 | Advanced Diploma Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Financial Planning - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan Professional |
Tamara Kate Vawdrey | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Graduate Certificate of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ SMSF - FPE200 SMSF Regulations and Taxation - Kaplan ~ Tax and Commercial Law for Financial Planning - Kaplan |
Thayne Graeme Turley | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Accounting - University of South Australia ~ Bachelor of Management - University of Ballarat ~ Certified Financial Planner - FPA ~ Estate Agents Licence - Kaplan |