This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aneta Gagovski | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Cameron Dale Munns | 2012 | Bachelor of Commerce - Central Queensland University ~ Certified Financial Planner Designation Coursework - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Plannin - Kaplan Professional |
| Cassandra Franks | 2018 | Bachelor of Business - University of Newcastle ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ TASACLv2 Commercial Law - Kaplan Professional |
| Christopher Neesom | 2013 | Advanced Diploma of Financial Financial Planning - RG 146 Training Australia ~ Bachelor of Business (Financial Planning) - RMIT University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| David Kevin Bignall | 2002 | Diploma of Financial Planning - International Institute of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Dean Grozdanis | 2015 | Bachelor of Business (Financial Planning) - RMIT University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Joshua Cuthbert | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Commerce - University of Wollongoing ~ Ethics and Professionalism in Financial Planning - Kaplan Professional |
| Leonard Henry O'meagher | 2022 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Marcus Jayde Wraight | 2008 | Bachelor of Commerce Majoring in Accounting with a minor in financial planning - University of Sunshine Coast ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Knowledge and Skills - Kaplan Professional |
| Rebecca Anne Larsen | 2018 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional |
| Shane Macdonald Macpherson | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Susannah Jane Gyler | 2018 | Certificate III in Business Administration - TAFE NSW ~ Certificate IV in Business Administration - TAFE NSW ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Superannuation - ASFA ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Timothy Leslie Hughes | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Trent Armbrust | 2010 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - University of Queensland ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |