This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Carly JO Robertson | 0 | Bachelor of Business - Murdoch University ~ Diploma of Business - State Enterprise Training ~ Graduate Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Securities & Managed Investment - Kaplan |
Dieter Erich Tode | 2004 | Bachelor of Applied Economics - University of Canberra ~ Graduate Diploma in Financial Planning - Securities Institute of Australia |
Lyndsay Rushforth | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - Major in Finance and Accounting - Edith Cowan University ~ Diploma of Financial Planning - Kaplan Professional |
Michael Degtyar | 2017 | Diploma Of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Securities and Managed Investments - Kaplan |
Rowan Michael Stephens | 2022 | Bachelor of Commerce - Curtin University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Travis Thomas Martin | 2005 | Advanced Diploma of Financial Services Financial Planning - Tribeca ~ Bachelor of Commerce - Notre Dame University ~ Bachelor of Laws - Notre Dame University ~ SMSF - Kaplan |