This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Callum Winlaw | 2022 | Bachelor of Business - QUT ~ Bachelor of Science in Business and Management - Aston University ~ Graduate Diploma of Business - QUT |
Chase Andrew Marshall | 2022 | Bachelor of Commerce - Griffith University ~ Graduate Diploma of Financial Planning - Kaplan |
Dane William Pevy | 2021 | Adv Dip of Financial Planning - Monarch Institute ~ Aged Care Advice - Kaplan ~ Banking and Finance - Financial Planning - Griffith University ~ Self Managed Super Funds - Mentor Education |
Jessica Anne Alvers | 2016 | DFP5V1 TAX FOR FINANCIAL ADVISING - KAPLAN ~ DIPLOMA OF FINANCIAL PLANNING FNS50611 - KAPLAN ~ Graduate Diploma of Financial Planning - Kaplan |
Julian Raymond Mcbean | 2011 | Advanced Diploma of Financial Planning - Kaplan Australia ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Planning FNS50804 - Kaplan Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Kristopher David Martin | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Australian Catholic University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Executive Master of Business Administration - QUT Gardens Point ~ Fellow Chartered Financial Practitioner - Mentor |
Lavika Patel | 2023 | Graduate Diploma in Financial Planning - QUT |
Luke Gregory Charles Marshall | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Applied Finance - Charles Sturt ~ Certified Financial Planner - FPA ~ Direct Equities - Kaplan ~ SMSF - Kaplan |
Shaye Fatnowna | 2011 | Bachelor of Accounting - Central Queensland University ~ Bachelor of Financial Planning - Central Queensland University |
Trisha Maree Diehm | 2016 | Diploma of Financial Planning - Australis College |
Udayangani Anoma Peiris | 2011 | Bachelor of Commerce (Accounting) - Griffith University ~ Graduate Certificate of Financial Planning - Finsia ~ Graduate Diploma of Applied Finance & Investments - Finsia ~ Master of Financial Planning - Kaplan Professional |
Valerie Lumby | 2014 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education |
Zach Avarakis | 2022 | Bachelor of Commerce - University of Queensland ~ Graduate of Dip of Financial Planning - Kaplan |