This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Mark Washfold | 2007 | Bachelor of Commerce Economics and Finance - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending - MLC ~ Self Managed Superannuation Fund Adviser (Personal Advice - Mentor education |
| Adam Craig Bolton | 2011 | Bachelor of Commerce - Bond University ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan |
| Adam John Hill | 2015 | Bachelor of Business (Accounting) - Southern Cross University ~ Chartered Tax Adviser (CTA) - The Tax Institute ~ Diploma of Finance and Mortgage Broking Management - AAMC Training Group ~ Progessional Practice - IPA |
| Adrian Han Hong NG | 2018 | Bachelor of Economics - The University of Adelaide ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate of Commerce - The University of Adelaide |
| Adrian Jonas Rachele | 2010 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Alan Ban Seng Khaw | 2014 | Diploma of Financial Planning - Kaplan Professional education |
| Alan Michael Poswell | 2000 | Diploma - Financial Planning - Financial Planning Association of Australia ~ Diploma - Financial Planning - Kaplan Professional Education |
| Alexandra Mary Jeffery | 2018 | FNS50615 DIPLOMA OF FINANCIAL PLANNING - IIT |
| Alison Jean Hamilton | 2009 | Generic Financial Planning - Kaplan ~ Managed Investments - Securities Institute ~ Risk Management - Kaplan ~ Self Managed Super Fund Course - Tribeca ~ Superannuation and Retirement Planning - Securities Institute |
| Allan Brindley | 1996 | Chartered Accountant - Institute of Chartered Accountants ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Anand Gupta | 2017 | Diploma of Financial Planning - Monarch Institute |
| Andrew David Lane | 2000 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Grad Dip FP - Deakin University ~ Self Managed Superannuation Funds - Mentor |
| Andrew Dougherty | 2007 | Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Mentor Education group ~ Bachelor of Business - The University of New England ~ Diploma of Financial Services (Financial Planning) FNS50804 - Mentor Education group |
| Andrew Geoffrey Shaw | 2001 | Bachelor of Business (Banking and Finance) - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ RG146 Margin Lending - MLC ThreeSixty |
| Andrew James Washfold | 2012 | Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan |
| Andrew John Evans | 2003 | Bachelor of Commerce Economics and Finance - Curtin University of Technology ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Professional ~ SMSF101 specialist adviser course - The SMSF Academy |
| Andrew John Hanley | 2016 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Accountancy) - RMIT ~ Diploma of Financial Services (Financial Planning) - Holmesglen Institute of TAFE ~ Estate Planning - Mentor Education |
| Andrew Robert Bowser | 1999 | Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association |
| Andrew Steven Adler | 1997 | Bachelor of Economics - The University of Sydney ~ Master of Commerce - The University of Sydney |
| Andrew William North | 2016 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Commerce (Accounting) - The University of Sydney ~ Self-Managed Superannuation Funds - Kaplan Professional |
| Angela Elizabeth Martyn | 1989 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business - Economics and Finance - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Estate Planning - University of Technology Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Angelina Singh | 2016 | Advanced diploma of financial planning - Kaplan Professional ~ Bachelor of commerce - Univeristy of South Pacific ~ Ethics and professionalism in financial advice - Kaplan Professional |
| Anna Maria Del Biondo | 1999 | Bachelor of Business (Financial Planning) - RMIT University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Anna Maria Marczyk | 2016 | Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Professional Accounting - Central Queensland University |
| Anne Therese Steer | 1999 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Securities Institute of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Anthony Justin Brett | 2018 | Bachelor of Business - University of Technology Sydney ~ Diploma of Financial Planning - Monarch Institute ~ Responsible Managers - Financial Education Professionals ~ Responsible Managers Course - Financial Education Professionals |
| Anthony Michael Barbagallo | 1988 | Bachelor of Business - University of Southern Queensland ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Post Graduate - Certified Practicing Accountant (CPA) - CPA Australia ~ RG146 DFP8 & PKE - Financial Planning Association (FPA) ~ RG146 Margin Lending & Geared Investments - Kaplan Australia |
| Anthony Mitry | 2012 | Diploma of Financial Services (Financial Planning) - Intellitrain |
| Anthony Scandizzo | 2012 | Bachelor of Business - Swinburne University ~ CPA - CPA Australia ~ Diploma of Financial Services (Financial Planning) FNS50804 - Pinnacle Financial Services Academy |
| Arjun Palaniappan | 2016 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - University of Adelaide |
| Ashley Karl James Brown | 2018 | Advanced Diploma of Financial Planning - Monarch Institute ~ Competencies for part of Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute |
| Ashton Giles Cramond | 2018 | Accredited Listed Product Adviser Progam - Kaplan Profession ~ Bachelor of Commerce - Bond University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Auden Francis Harrop | 2010 | ASX ALPA - Kaplan Professional ~ Certificate IV Financial Services - Intellitrain ~ Graduate Certificate in Wealth Management - Deakin University ~ Masters of Commerce - Deakin University |
| Austin James Carvalho | 2001 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education ~ Margin Lending And Geared Investments - Kaplan edcuation ~ Self Managed superannuation Funds - Mentor Education |
| Aymeric Lecole | 2017 | Advance Diploma of Financial Planning - Kaplan Professional ~ FNS10 Financial Services Training Package - Terra Cordis ~ Provide advice Margin Lending - AAMC Training Group |
| Azim Pir | 2016 | Diploma of Financial Planning - (Foundations of Financial Planning Unit) - Kaplan Professional Education ~ Diploma of Financial Planning - (Insurance and Risk Protection Unit) - Kaplan Professional Education ~ Diploma of Financial Planning - (Superannuation and Retirement Planning Unit) - Kaplan Professional Education ~ Diploma of Financial Services - RMIT University |
| Bao Dinh Tran | 2013 | Bachelor of Business (EcoNomics & Finance) - Royal Melbourne Institute of Technology (RMIT) ~ Diploma of Financial Services (FP) FNS50804 - Mentor Education Group ~ Margin Lending - MLC ThreeSixty |
| Ben Tsang | 1998 | Bachelor of Commerce - University of New South Wales ~ Certified Financial Planner - Financial Planning Association of Australia ~ Master of Finance - University of New South Wales |
| Benjamin Evans Fitch | 2013 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business (Accountancy) - Queensland University of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ Margin Lending - International Institute of Technology ~ Self Managed Superannuation Funds - International Institute of Technology |
| Benjamin Herzog | 2013 | Diploma of Financial Planning - Investment Banking Institute ~ SMSF - Kaplan |
| Benjamin John Nicholson | 2023 | Bachelor of Economics - Macquarie University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Benjamin Stone | 2016 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce (Accounting and Financial Planning) - Deakin |
| Bill The Truong | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master Of Financial Planning - Kaplan Professional |
| Blanche Chan | 2016 | Bachelor in Commerce in Accounting - The University of New South Wales ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Economics - Macquarie University ~ SMSF Specialisation Course - Australian School of Business |
| Bradley Cochrane | 1994 | Advanced Diploma of Financial Planning (ADFP) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Bradley Kent Luke | 1987 | Certificate IV Financial Services (Finance/Mortgage Broking) - Mortgage & Finance Association of Australia (MFAA) ~ Diploma of Financial Planning - RMIT University |
| Brandon Ryan Foster | 2023 | Bachelor of Commerce Financial Planning - University of Wollongong ~ Graduate Diploma of Financial Planning - Kaplan |
| Brendon Hunt | 2007 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Tribeca ~ Diploma of Financial Services - Mentor Education Group ~ Margin Lending & Geared Investments - Kaplan |
| Brett Jace Grocke | 2016 | Bachelor of Commerce majors in Finance and Financial Planning - Deakin Univertsity ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd |
| Brett Robert James | 2014 | Diploma of Finanical Planning - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Brett Strong | 2003 | Certificate IV in Financial Planning - Integratec ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Estate Planning - Integratec ~ Risk Management - Integratec ~ Self Managed Superannuation Funds - Tribeca |
| Brian Kearney | 2021 | Bachelor of Commerce - Griffith University |
| Brian Paterson | 1981 | Bachelor of Business - Victoria University of Technology (formerly Footscray Institute of Technology) ~ Certificate IV Financial Services ( Brokering ) - Intellitrain ~ Diploma Of Financial Planning - International Institute of Technology ~ Diploma of Financial Services ( Financial Planning) - Three Sixty ~ Margin Lending & Geared Investments - Kaplan |
| Brodie Lee Read | 2015 | Bachelor of Business (Financial Planning) - RMIT University ~ Certificate IV in Finance and Mortgage Broking FNS40815 - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - kaplan Professional |
| Bruce Bernhardt Foye | 1973 | Bachelor of Arts - Macquarie University ~ Certified Financial Planner - CFP ~ Diplima of Education - Macquarie University ~ EPAdvantage 'Real Life Estate Plans' Course - SuperCentral |
| Bryce Leigh Quirk | 2012 | Bachelors of Commerce - Deakin University ~ Diploma of Financial Planning - Kaplan Professional |
| Caillin Darcy Clyne | 2023 | Bachelor of Commerce Majoring in Financial Planning and Finance - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Caitlin Georgia Tenaglia | 0 | Bachelor of Business Major in Financial Planning - Swinburne University of Technology |
| Campbell Korff | 2013 | Bachelor of Laws - UTS ~ Diploma of Financial Planning - Australis College ~ Master of Business Administration - The University of Chicago |
| Carlos Becerra | 2014 | Bachelor of Commerce - University of NSW ~ Graduate Diploma in Applied Finance and Investments - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute |
| Charbel Fahd | 2006 | Diploma of Finance and Mortgage Broking Management - NSW TAFE ~ Diploma of Financial Planning - Tribeca ~ SMSF Audit Course - Institute of Public Accountants ~ Tax Agent - Tax Practitioners Board |
| Chelsea Vermillion-maclean | 0 | Bachelor of Applied Financial Advice - Griffith University |
| Chevonne Katheryn Rees | 2018 | Bachelor of Business (Accounting) - Monash University ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Christian Skok | 2018 | Diploma of Financial Planning - Integrity Education Group |
| Christie Lee Rigg | 2004 | Advanced Diploma Financial Planning FNS60415 - Mentor Education Group ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Planning FNS50615 - Mentor Education Group ~ RG146 Margin Lending - MLC ThreeSixty |
| Christine Therese Davie | 2017 | Bachelor of Economics - Monash University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Christopher Alan East | 1999 | Bachelor of Business - LaTrobe University ~ Diploma of Financial Planning 1-8 - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association |
| Christopher Beks | 1999 | Bachelor of Business (Accounting) - Bendigo College of Advanced Education ~ Cert IV in Financial Services (Finance/mortgage broking) - Intellitrain ~ Graduate Diploma of Management Accounting - Deakin University ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Compund Investments |
| Christopher Burnett | 2008 | Certified Mortgage Consultant - Mortgage Finance Association of Australia ~ Diploma of Financial Services (Finance/Mortgage Broking) - Traineeship Management Australia ~ Diploma of Financial Services (Financial Planning) - Integratec/Tribeca ~ Graduate Diploma in Banking and Finance - Monash University |
| Christopher Raymond Guy | 2005 | Bachelor of Business - RMIT ~ Certified Financial Planner Certification - FPA ~ Masters of Business - RMIT |
| Christopher Simon Shaw | 2007 | Bachelor of Commerce - University of Adelaide ~ Diploma of Chartered Accounting - Chartered Accountants Australia New Zealand ~ Diploma of Financial Planning - International Institute of Technology |
| Christopher Turtle | 2001 | Bachelor of Theology - Melbourne College of Divinity ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in SMSF - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Clint Groenmeyer | 2012 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Financial Planning - Griffith University ~ Graduate Diploma of Financial Planning - Central Queensland University |
| Clint Nice | 2014 | Bachelor of Commerce (Accounting and Financial Planning) - Curtin University of Technology ~ Diploma of Financial Services (Financial Planning) FNS50804 - Kaplan Education Pty Limited ~ Master of Financial Planning - Griffith University ~ RG146 Tier 1 Specialist Margin Lending Course - International Institute of Technology ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Clyde Mark Gonsalvez | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional education |
| Colin Oliver Goldsmith | 2007 | Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Advanced Diploma of Financial Services(Financial Planning) - International Institute if Technology ~ Bachelors of Commerce - The University of Newcastle ~ Fellow Chartered Financial Practitioner (FChFP) - Association of Financial Advisers ~ Margin Lending and Geared Investments - Kaplan Professional |
| Craig Matthew Jackson | 2004 | Advanced Diploma of Financial Services (Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Craig William Hargraves | 2004 | Certified Financial Planner - Financial Planning Association of Australia ~ Continuing Professional Development - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
| Damian Edward Mccormack | 2013 | DFP5v1 Tax for Financial Advising - Kaplan Professional ~ Diploma of Financial Planning - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ TASALv1 Commercial Law - Kaplan Professional |
| Dane Andrew Baldwin | 2018 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Certificate in Commerce - Charles Sturt University |
| Daniel Matthew Carini | 2011 | Bachelors of Applied Science(Physiotherapy) - The University of Sydney ~ Diploma of Financial Services(Financial Planning) - Intellitrain ~ Master of Applied Finance and Investment - Securities Institute |
| Daniel Richard Collins | 2004 | CFP Education Program - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Science in Financial Planning & Business Management - Manchester Metropolitan University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Daniel Timothy Jackson | 2015 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Danielle Green | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Principles of Self Managed Superannuation Funds - International Institute of Technology ~ Responsible Managers - Financial Education Professionals |
| Danielle Hayley Nyree Meyers | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Financial Planner AFP - Financial Advice Association Australia (FAAA) ~ Graduate Certificate in Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Darren Glen Tindall | 2013 | Advanced Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending - Kaplan ~ Master of Financial Planning - Kaplan ~ Self Managed Super Funds - Kaplan |
| Darryl John Jopling | 2001 | Certificate IV in Financial Services (Mortgage Broking) - Intellitrain Pty Ltd ~ Diploma of Financial Planning - Financial Planning Association & Deakin University ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Margin Lending - Kaplan Professional ~ Self Managed Superannuation Funds - Financial Services Training & Assessment Pty Ltd |
| David Carson | 2013 | 928 Margin Lending - Knowledge only - Kaplan Professional ~ Advanced Diploma of Financial Planning FNS60410 - Kaplan Professional ~ Bachelor of Arts - The University of Western Australia ~ Taxation and Estate Planning - Kaplan Professional |
| David John Currie | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Bachelor Of Business - Griffith University ~ Client Engagement Skills - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| David Kuok Leong Chong | 2013 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Bachelor of Business - University of Technology Sydney ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| David Michael Hey | 2015 | Bachelor of Business (Accounting) - Charles Sturt University ~ Diploma in Financial Planning - Traineeship Management Australia ~ Graduate Diploma in Accounting - ICAA |
| David Osmond | 2016 | Advanced Diploma of Business (accounting) - Holmsglen ~ Diploma of Financial Planning - Pinnacle |
| David Stephen Moloney | 2007 | Bachelor of Business - RMIT ~ Certfied Financial Planner Certification - FPA |
| David Thomas Gidney | 2014 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education ~ Graduate Diploma of Financial Planning - Kaplan |
| David Tilley | 1994 | Diploma of Business Studies - Prahran College of Advanced Education ~ Discovering The Options of Securities & Futures - CPA Australia ~ Insurance and Risk in the Financial Planning - CPA Australia ~ Intensive Course in Financial Planning - CPA Australia ~ Self Managed Superannuation Funds - Kaplan Professional |
| Dean Arnold Powter | 1994 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
| Dean James Austin | 2010 | ASX Accredited Derivatives Adviser Level One - Kaplan Professional ~ Advanced Diploma of Finanical Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ The Securities and Derivatives Industry Association (SDIA) Accreditation Program - Deakin University |
| Declan Mcdonald | 2018 | Advanced Diploma of Financial Planning - KAPLAN Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Denise Kay Kipling | 1998 | Diploma of Financial Planning DFP1-8 - Financial Planning Association ~ Financial Adviser Exam - ASIC |
| Diamando Comakis | 2004 | Bachelor of Business (Accounting) - University of South Australia ~ Diploma of Financial Services (Financial Planning) - FINSIA Education (Kaplan Professional) ~ Margin Lending & Geared Investments - Kaplan Professional |
| Diana Kimlee Nocerino | 2008 | Diploma of Financial Services (Financial Planning) - Mentor Education Group ~ Ethics and Professionalism - Griffith University ~ Graduate Certificate in Financial Planning - Griffith University |
| Diane Toll | 2011 | Diploma of Financial Services - Kaplan ~ Foundation DFP - FPA ~ Margin Lending and Geared Investments - Kaplan |
| Dianna Mary Butterworth | 2018 | Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - CPA Australia ~ Graduate Diploma of Applied Finance and Investment - Finsia |
| Dinesh Damian Rajah | 2018 | Diploma of Financial Planning - Monarch Institute |
| Dominic Charles O'regan | 2018 | Diploma of Financial Planning - iit ~ Financial Adviser Exam - FASEA ~ Graduate Diploma of Finanicla Planning - Kaplan Professional |
| Dong Nguyen | 2022 | Bachelor of Business (Banking and Finance) - Victoria University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC004 - Insurance Advice - Kaplan Professional |
| Edward Andrew Caddle | 1999 | Bachelor of Science - Monash University ~ Certificate of Technology - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association ~ MBA - University of NSW/University of Sydney |
| Eleonor Klopsch | 1992 | ASX Listed Products Accreditation - Alpha Structured Investments / ASIC ~ Accredited Estate Planning Specialist - University of Technology, Sydney / Financial Planning Association ~ Bachelor of Economics - Monash University ~ Certified Financial Planning - Financial Planning Association ~ Graduate Diploma of Financial Planning - Deakin University / Financial Planning Association |
| Elise Moskowitz | 2013 | Bachelor of Commerce - Monash University ~ CPA Program - CPA Australia ~ Diploma in Financial Services - Dover Financial Services |
| Elizabeth Natalie Salinas | 2016 | Diploma of Financial Planning - International Institute of Technology ~ RG146 Specialist Self Managed Superannuation Funds Course - International Institute of Technology |
| Eric Alastair Sears | 1991 | Bachelor of Business - Western Australian Institute of Technology ~ Diploma of Financial Services (Financial Planning) FNS50804 - Kaplan |
| Ferras Merhi | 2013 | Bachelor of Business (accounting) - Victoria University ~ Diploma of Accounting - VBC ~ Diploma of Financial Planning - IBI |
| Frederick Cornelius Adlam | 2016 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Quantitative Portfolio Mangement) - University of Stellenbosch ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute |
| Gabriel Carey | 2009 | Diploma of Financial Planning - Deakin University ~ Master of Business Admin - The University of New South Wales |
| Garrett Peter Woods | 2018 | Bachelor of Applied Finance - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ TASA and the TPB Code of professional conduct - Kaplan Professional |
| Garry Peter Crole | 1988 | Company Directors Course - Australian Institute of Company Directors ~ Diploma of Financial Services - Deakin ~ Diploma of General Insurance - Australian Insurance Institute ~ Margin Lending Accreditation - Western Sydney University The College |
| Gary Mccluskey | 1987 | Diploma in Business Studies (Accounting) - Swinburne ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma Accounting - Swinburne ~ RG146 - CPA Australia ~ RG146 - Kaplan Professional |
| Gavin James Bottrell | 2016 | Bachelor of Commerce - The University of Newcastle ~ Diploma of Financial Planning - AAMC Training Group ~ RG146 - AAMC Training Group |
| Gavin Joseph Jolley | 2004 | Advanced Diploma of Financial Planning - University of Technology, Sydney / Tribeca ~ Bachelor of Economics - La Trobe University |
| Gavin Melican | 2010 | Bachelor of Business (Accounting Major) - RMIT ~ Diploma of Financial Planning - Deakin |
| Gavin Whitlock | 2008 | ASX - Kaplan ~ Advance Diploma Financial Services - Kaplan ~ Diploma Financial Services - Kaplan ~ Margin Lending and Gearing - Kaplan |
| Geoffrey Alexander Rogers | 2004 | Bachelor of Commerce - University of Western Sydney ~ Graduate Diploma of Financial Planning - Kaplan (formerly FINSIA) ~ Margin Lending and Geared Investments - Kaplan Professional |
| Geoffrey Carne Trewarn | 1986 | Bachelor of Business - Swinburne University ~ CPA Orientation - CPA Australia ~ Certified Financial Planner - Financial Planning Assoc. ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Public Accounting - Phillip Institute of Technology |
| Geoffrey Thomas Walley | 2011 | Margin Lending - Kaplan ~ RG146 in Financial Planning Principles, Insurance, Superannuation - Intellitrain |
| George Stivactas | 2014 | Diploma in Accountancy - St George TAFE ~ Diploma in Financial Planning - Mentor Education ~ Registered Auditor - ASIC |
| Glenn Allan Cameron | 2000 | Bachelor of Economics - University of New England ~ Diploma of Finance and Mortgage broking Management - Intellitrain Pty Ltd ~ Diploma of Financial Planning - Financial Planning of Australia via Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Masters of Financial Planning - Griffith University |
| Glenn John Loadsman | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - International Institute of Technology (IIT) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - International Institute of Technology (IIT) |
| Graeme Francis Glossop | 2015 | Bachelor of Economics - Macquarie University ~ Diploma in Accounting - Macquarie University ~ Diploma in Financial Planning - Pinnacle ~ Master of Tax Law - University of Western Sydney ~ Real Estate Licence - Corum Training |
| Grant Andrew Dwyer | 2007 | Advanced Diploma of Financial Services - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ SMSF Accreditation - Kaplan |
| Grant Joseph Tenni | 1984 | Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Deakin University |
| Hans Egger | 1998 | Bachelor of Business (Marketing) - Charles Sturt University ~ Certificate III in Mortgage Lending - TAFE - NSW ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Australis College (formerly Intellitrain) ~ Graduate Diploma of Applied Finance and Investment - Kaplan Professional (formerly FINSIA) ~ Graduate Diploma of Financial Planning - Kaplan Professional (formerly FINSIA) |
| Harman Singh Dhillon | 2021 | Grad Dip Financial Planning - Kaplan ~ Masters Financial Planning - Kaplan |
| Harry Matsoukas | 2004 | Bachelor Business Marketing - Monash University ~ Certificate of Superannuation - Macquarie University ~ Diploma of Financial Planning - Deakin |
| Heather Elizabeth Mcinnes | 2017 | Bachelor of Business (Accountancy) - Queensland University of Technology ~ Diploma of Financial Planning - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Mentor Education |
| Hendrik Johannes Joubert | 2016 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Accounting Science - University of South Africa ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Henriette Kha | 2015 | Bachelor Business (Financial Planning) - Royal Melbourne Institute of Technology (RMIT) ~ Diploma Financial Planning FNS50611 - Kaplan Australia ~ RG146 922 Derivatives - Kaplan Australia ~ RG146 923 Securities - Kaplan Australia ~ RG146 928 Margin Lending - Kaplan Australia |
| Henry Bourne | 2007 | DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Hugh Gordon Kilpatrick | 1983 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Ian Melville Rewell | 1999 | Bachelor of Commerce - University of Western Australia ~ Margin Lending and Geared Investments - Kaplan Professional |
| Ian Robert Hogarth | 2002 | Bachelor of Commerce - University of Queensland ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Practicing Accountant (CPA) - CPA Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - Securities Institute |
| Isaac Ghaly | 2018 | Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Monarch Institute |
| Jace Aiden Cosgrove | 2004 | ASX Accredited Derivatives Adviser Level One - Kaplan ~ Advanced Diploma of Financial Planning - Pinnacle ~ Bachelor of Commerce - The University of Southern Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Strategies Course - Terra Cordis |
| Jack Barnard Mascitelli | 2023 | Bachelor of Commerce (Finance) - Deakin University ~ Bachelor of Laws - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Specialist SMSF Online Course - SuperConcepts & University of Adelaide |
| Jack Ngo | 2013 | Bachelor of Commerce - The University of Melbourne ~ Bachelor of Laws - The University of Melbourne ~ Certified Financial Planner - FPA ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Wealth Management - Deakin University |
| Jackson James Brown | 2018 | Bachelor of Commerce - Financial Planning - Griffith University Queensland, Australia |
| Jacob Neil Wilkins | 2014 | Bachelor of Commerce - Finance - Griffith University ~ Diploma of Financial Planning (FNS50611) - Pinnacle ~ Graduate Diploma of Financial Planning - Deakin University ~ Self-Managed Superannuation Fund - Financial Education Professionals |
| Jacombe Stella | 2018 | Bachelor of Business (Economics and Finance) - RMIT University ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Jacqueline Ann Ernstzen | 2005 | Diploma of Financial Services - AMP Financial Services ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Jacqueline Cooper | 2015 | Accredited Aged Care Professional - Aged Care Steps ~ Diploma of Financial Planning - Kaplan & IIT ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| James Polwart-matich | 2010 | Bachelor of Commerce - University of Auckland ~ Diploma of Financial Planning - Kaplan ~ Securities and Managed Investments - Kaplan |
| James Richard Trethewie | 2011 | Bachelor of Business - University of the Sunshine Coast ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| James Smith | 2011 | Advanced Diploma Financial Planning - Mentor Education ~ Diploma Financial Planning - Mentor Education ~ Masters of Financial Planning - Kaplan Professional Education |
| Janelle Margaret Manders | 2016 | CAANZ Diploma of Financial Planning - Kaplan |
| Janette Marie Screaigh | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Janie Tanya Fensom | 2018 | Bachelor of Commerce (Accounting and Finance) - Curtin University ~ Diploma of Financial Planning - Kaplan |
| Jared Mitchell Ebeling | 2007 | Bachelor of Business - Southern Cross University ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty |
| Jason Benney-morris | 2014 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Australis College ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Mentor Educations ~ Tier 1 Margin Lending - Personal Advice - Kaplan |
| Jennifer Louise Laing | 0 | Bachelor of Accounting (Financial Planning) with Distiction - Central Queensland University |
| Jeremy Peter Darnell | 2007 | Bachelor of Commerce (Accounting) - Uni NSW ~ Chartered Accountant - ICCA (now CA) ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma in Applied Finance & Investments - Financial Services Institute of Australasia (FINSIA) ~ SMSF Course - Tribeca |
| Jessica Louise Simunic | 2023 | Bachelor of Business - The University of Newcastle Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Jingtao (mark) YU | 2016 | Advising in SMSFs - CPA Australia ~ Diploma of Financial Planning FNS50611 - CPA Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Information Technology - The University of Melbourne |
| John Blangiardo | 1996 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Planning - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty |
| John George Horvath | 2008 | Diploma of Financial Planning FNS50610 - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) FNS50804 - AAMC Training Group |
| John Hall | 1980 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Anti - Money Laundering and Counter - Terrorism Financing Course - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan |
| John Michael Hedley | 2004 | Bachelor of Commerce - Melbourne University ~ Diploma of Financial Services - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| John Riley | 2008 | Bachelor of Business - RMIT ~ Certified Practicing Accountant - CPA Australia ~ Diploma of Financial Planning - Mentor Education |
| John Weall | 1980 | Accredited Listed Product Adviser Program - Kaplan ~ Cavendish & ICFS Specialist SMSF Course - Cavendish ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University |
| John William Weall | 2014 | Bachelor of Commerce (Financial Planning) - Curtin University of Technology ~ Certified Financial Planner Accreditation Program - Financial Planning Association of Australia ~ Ethic and Professionalism in Financial Advice - Kaplan Professional |
| Jonathan Allan Dixon | 2003 | Advanced Diploma of Financial Planning - Securities |
| Joseph Anthony Tropeano | 2017 | Bachelor of Economics (Major in Accounting) - La Trobe University ~ Diploma of Financial Planning - AAMC ~ Master of Taxation Law - The University of Melbourne |
| Joseph Vitale | 1992 | Advanced Diploma of Financial Services (Financial Planning) - Deakin Financial Services Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Superannuation and Retirement Planning for Financial Services Professionals - IntegraTec |
| Josephine Grace Smith | 1998 | Bachelor of Business Accounting - University of Technology, Sydney ~ Bachelor of Business – Accounting - University of Technology, Sydney ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University ~ Diploma of Superannuation Management - Macquarie University ~ Professional Year Program - Chartered Accountants Australia and New Zealand (CA) |
| KA Ming Kwok | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce (Economics & Finance) - Curtain University of Technology ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Business Administration - University of Western Australia ~ Self Managed Superannuation Funds - CFS Institute of Advice |
| Karen Summerville | 2017 | Bachelor of Business - University of Southern Queensland ~ Certified Practising Adviser - CPA Australia ~ Diploma of Financial Planning - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Karl Andrew Vaivads | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance - Kaplan Professional |
| Kathryn Trotter | 2003 | Diploma of Financial Services (Financial Planning) - Integratec ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Kelly Amanda Fullston | 1998 | DPML Margin Lending - Pinnacle ~ Diploma of Financial Planning - FPA |
| Kenneth Leslie Read | 1988 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Certified Financial Strategist - Association of Independently Owned Financial Professionals ~ Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Kerree Anne Bezencon | 1994 | Bachelor of Economics (Accounting & Finance) - Monash University ~ CPA (Certified Practicing Accountant) - CPA Australia ~ Certified Financial Planner Diploma - Financial Planning Association ~ Irongroup Estate Planning Specialisation - Irongroup Lawyers ~ Specialist SMSF Advisor (SSA) Accreditation - SMSF Association (formerly SPAA) |
| Kim Holmes Wood | 2009 | Diploma of Financial Services (Financial Planning) - Tribeca (Kaplan Professional) ~ FNS40815 Certificate IV in Finance and Mortgage Broking - Mentor Education ~ Graduate Certificate in Financial Planning - Griffith University |
| Kinda Mckean | 2016 | Diploma of Financial Planning - Kaplan |
| Kristy Louise Rowse | 2002 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
| Kyle Michael Villanueva | 2018 | DIPLOMA OF FINANCIAL PLANNING - iit |
| Kylie Leanne Abbey | 2009 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Murdoch University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Tribeca |
| Lachlan John Roberts | 0 | Bachelor of Business (Accountancy) - RMIT University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Lan Anh HA Nguyen | 2017 | Bachelor of Commerce - Melbourne University ~ Chartered Accountant - The Institute of Chartered Accountants ~ Diploma of Financial Planning - Integrity Education ~ Diploma of Financial Services - Integrity Education |
| Leigh Gordon Evans | 2000 | ADVANCED DIPLOMA OF BUSINESS ( ACCOUNTING) - SWINBURN UNIVERSITY OF TECHNOLOGY ~ ASSOCIATE DIPLOMA OF BUSINESS ( BANKING AND FINANCE) - BOX HILL COLLEGE OF TECHNICAL AND FURTHER EDUCATION ~ Advanced Diploma of Business (Accounting) - Swinburne University of Technology Victoria Australia ~ Associate Diploma of Business (Banking & Finance) - Box Hill College of Technical and Further Education ~ CERTIFIED FINANCIAL PLANNER - FINANCIAL PLANNING ASSOCIATION OF AUSTRALIA LIMITED ~ Certified Financial Planner - CFP ~ DIPLOMA OF FINANCIAL PLANNING - FINANCIAL PLANNING ASSOCIATION OF AUSTRALIA LIMITED ~ Diploma of Financial Planning - Financial Planning Association ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ Margin Lending Accreditation - Stockbrokers Association of Australia |
| Lena Hilton | 2003 | ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Business of Business - Western Australian Institute of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Mentor Education |
| Leyland James Roberts | 2014 | Bachelor of Commerce - Deakin University ~ RG146 Diploma (incl SMSF) - Monarch Institute |
| Linda Elise Mcelroy | 2018 | Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Kaplan |
| Lynette Callanan-thiel | 2016 | Advanced Diploma of Financial Planning - Mentor Education ~ Associate Diploma of Business (Accounting) - Barrier Reef Institute of TAFE ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Professional Accounting - University of Southern Queensland ~ Master of Commerce - University of New England |
| Manita Seeder | 2012 | Bachelor of Commerce (Accounting Major) - University of Western Sydney ~ CPA Program - CPA Australia ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology |
| Manuela Flora DI Giorgio | 2018 | Bachelor of Business (Accountancy) - Royal Melbourne Institute of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Taxation - Curtin University of Technology |
| Marc Tenaglia | 2009 | Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC Training Group ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - National Finance Institute ~ Diploma of Financial Services (Financial Planning) - Mentor Education/RG146 ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Super Fund - Mentor |
| Mario Cananzi | 1993 | Certified Financial Planner - CFP ~ Diploma of Financial Planning - FPA ~ Self Managed Super Fund Course - Tribeca |
| Marion Gaertner | 2008 | Bachelor of Arts (with Second Class Honours in German Language and Literature) - The University of Adelaide ~ Diploma of Education - Adelaide University ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - Intellitrain ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ MBA - Australian Institute of Business |
| Mark Burgess | 2010 | Bachelor of Arts - The Australian National University ~ Certificate III in Financial Services - Securities Institute ~ PS146 Tier 2 Advisor Accreditation Program - Securities Institute ~ Tier 1 compliance solution in Gen Knowledge, Managed Inv, Derivatives, Securities,Super and Life Ins - FINSIA ~ tier 1 Compliance Solution Financial Planning - Kaplan |
| Mark Cadiao | 2014 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) FNS50804 - Kaplan Professional |
| Mark Graham Washfold | 2002 | CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending - MLC |
| Mark Patrick Gardener | 2013 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Bachelor of Commerce (Finance) - University of Southern Queensland ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Leading and Geared Investments - Kaplan Professional Pty Ltd |
| Mark Robert Taylor | 2005 | Bachelor of Business (Management) - Queensland University Technology ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Post Graduate Diploma in Management - Macquarie University |
| Martin William Clarke | 2021 | Accredited Listed Product Adviser Program - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Mary-lou DE Angelis | 2000 | Bachelor of Business (Financial Planning) - RMIT ~ SMSF - Daniel Butler ~ SMSF - Integratec (now Kaplan) |
| Maryam Touchai | 2013 | Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Master of Arts (International Relations) - University of Wollongong |
| Matthew Caruana | 2013 | Certificate III in Financial Services - Intellitrain ~ Diploma of Financial Planning - Australia College ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Matthew Thomas Brown | 2006 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNS50804 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
| Matthew William Hargraves | 2018 | Diploma Financial Planning - Kaplan Professional |
| Maurice Giampetrone | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Tribecca ~ Margin Lending - MLC |
| Meena Bebawy | 2010 | Bachelor of Commerce - Bond University ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy |
| Melinda Gai Schubert | 2010 | Bachelor of Commerce - University of Newcastle ~ Certified Practicing Accountant - CPA Australia ~ Essential Steps for Aged Care - Aged Care Steps ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Professional Accounting - Griffith University |
| Melissa Josephine Giraldo | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Financial Planning & Investments) - Griffith University ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Mentor Education |
| Mervyn Richard George Wilson | 1987 | Bachelor of Science - The University of Melbourne ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University |
| Michael Butler | 2005 | Diploma of Financial Planning - Pinnacle Financial Services Academy |
| Michael Gerard Rodrigues | 1986 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Professional Certificate in Self Managed Superannuation Funds - University of Adelaide ~ SMSF Specialist Advisors - SMSF Association |
| Michael John Caddy | 2011 | Bachelor of Education - Social Sciences - The University of Newcastle ~ Diploma Of Financial Planning - Mentor ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Professional Accounting - Griffith University ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor |
| Michael Phillips | 1999 | Advanced Diploma of Financial Services - Threesixty RTO ~ Bachelor of Commerce - Newcastle University ~ Certificate 4 in Property services - The real estate training college ~ Diploma of Financial Services (Finance & Mortgage Broking Mngt) - NSW TAFE ~ Master of Diplomacy and Trade - Monash University |
| Michelle Joanne Jones | 2017 | Bachelor of Commerce (Accounting & Finance) - University of Southern Queensland ~ Dimploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan |
| Michelle Susan Jamieson | 2018 | Diploma of Financial Planning (FNS50610) - Kaplan |
| Monika Alicia Krell | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending Accreditation Program - DeakinPrime ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Nadia Dong GU O'sullivan | 1998 | Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan |
| Nash Maktumi | 2013 | Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Neil Hutchinson | 2000 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services - Intellitrain Training Australia ~ Graduate Diploma of Tax - Monash University ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Nicholas Damian Hogan | 2023 | Bachelor of Business (Financial Planning) - RMIT University |
| Nicholas Perrett | 2008 | Bachelor of Commerce (Finance, Financial Planning, Marketing) - Deakin University ~ Cert IV Mortgage Broking / Finance - AAMC ~ Chartered Accountant - Chartered Accountants Australia & NZ (formerly ICAA) ~ Diploma Financial Services (Financial Planning) - AAMC ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Nicholas Polichronopoulos | 1983 | Advanced Diploma Financial Services (Financial Planning) FNB60402 - Deakin Financial Services Pty Ltd ~ RG146 Provide Advice in Margin Lending - MLC ThreeSixty |
| Nilesh Patel | 2016 | Advanced Diploma of Financial Services - Kaplan |
| Niranjan Ramjee | 2012 | Advanced Diploma of Financial Planning - Investment Banking Institute ~ Bachelor of Accountancy Honours Degree - University of Zimbabwe ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Certificate IV in Finance and Mortgage Broking - AAMC ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Noel Patrick Pinto | 2011 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Mentor Education Group ~ Diploma of Financial Services (Financial Planning) - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - KAPLAN ~ RG146 Margin Lending - MLC ThreeSixty |
| Pallavi Mahajan | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - Kaplan Professional |
| Paolo Amoddio | 2015 | Bachelor of Business- Accounting - Phillip Institute of Technology ~ Diploma of Financial Planning - Kaplan ~ Foundations of Financial Planning Part B:Financial Planning - Kaplan ~ Insurance and Risk Protection - Kaplan |
| Paul Andrew Bayly | 2006 | Bachelor of Applied Science in Medical Laboratory Science - University of South Australia ~ Diploma of Financial Advising - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Paul Anthony Lohrey | 2024 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Paul Atkin | 2005 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Financial Planning Association (FPA) ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University |
| Paul DE Oleveira | 2013 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Accounting) - Swinburne University of Technology ~ Diploma in Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Paul Lionel Quieros | 2013 | Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology |
| Paul Thomas Atherton | 2017 | Certificate IV in Finance and Mortgage Broking - Finance & Related Services Training Academy ~ Diploma of Financial Planning - Monarch Institute |
| Peter Anthony Debelak | 2018 | Bachelor of Business - Griffith University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Securities Institute ~ NLP Master Practitioner - Inform ~ Self Managed Superannuation Fund - Kaplan |
| Peter Graham Edmonds | 1989 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ LRS Certification Program - Financial Planning Association |
| Peter Konstantopoulos | 1990 | Advanced Diploma Financial Services (Financial Planning) FNB 60402 - Deakin Financial Services Pty Ltd ~ RG146 Provide Advice in Margin Lending - MLC ThreeSixty |
| Peter Lynton Slate | 2001 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Peter Michael Marmara-stewart | 2007 | Bachelor of Business and Commerce - Monash University ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Services - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Masters of Commerce - University of New England |
| Peter Nigel Francis Tribolet | 2013 | Accredited Aged Care Professional - Aged Care Steps Pty Ltd ~ Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Master of Commerce (Financial Planning) - University of Western Sydney ~ Mentor Education - Margin Lending Adviser (Personal Advice) ~ SMSF Specialist Advisor - Self Managed Super Fund Association |
| Peter Shan Boyd | 2015 | Bachelor of Commerce (Accounting & Finance) - Sydney University ~ Chartered Accountant - Chartered Accountants Australia & NZ (CA) ~ Diploma of Financial Planning - Pinnacle Financial Services Academy |
| Phillip Andrew Lindsay Segaert | 2013 | Advanced Financial Planning - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Principles in Self Managed Superannuation Funds - International Institute of Technology |
| Phillip Scandizzo | 2003 | Bachelor of Business (Accounting) - Monash ~ Certified Financial Planner - FPA ~ Credit Adviser - MFAA ~ Diploma of Finance & Mortgage Broking - Intellitrain |
| Phong Toan VU | 2010 | Bachelor of Economics (Accounting) - University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce - University of Sydney ~ RG146 Diploma of Financial Services - Kaplan Professional ~ Superannuation & Retirement Planning - Kaplan Professional |
| Prasanth Radhakrishnan | 2018 | Bachelor of Business Administration - Monash University ~ Diploma Of Financial Planning - Integrity Education Group |
| Quinhat XI | 2007 | Bachelor of Business (Financial Planning) - RMIT ~ Certified Financial Planner - FPA Deakin University |
| Raema Ford | 2016 | Advanced Diploma of Marketing - Holmesglen TAFE ~ Bachelor of Business (Marketing) - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FNS50611 Diploma of Financial Planning - Pinnacle |
| Ravindra Mohan Sharma | 2016 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Bachelor of Commerce (Accounting) - Rajasthan University ~ Diploma of Financial Planning - Integrity Education Group ~ Margin Lending - Integrity Education Group ~ Post-Graduate Programme in Management - Indian Institute of Management Indore |
| Rebecca Paine | 2018 | Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma in Financial Planning - Kaplan Professional Education ~ RG146 - Kaplan Professional ~ Responsible Manager Fundamentals - Financial Education Professionals |
| Renato Lovisa | 2018 | Bachelors Degree in Economics - University of Naples Federico ll ~ DFP5v4 Tax for Financial Advising - Kaplan professional ~ Diploma if Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Specialist Degree in Economics - University of Naples Federico ll |
| Rhys James Rolls Reilly | 2015 | Diploma of Financial Planning - Investment Banking Institute ~ RG146 Tier 1 Insurance Broking Compliance - Australian and New Zealand Institute of Insurance and Finance |
| Ricky Neville Kennedy | 1988 | Bachelor of Engineering (Electrical) - Footscray Institute TechNology ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty ~ SMSF Specialist Adviser - SMSF Association |
| Robert Bauman | 1999 | BSci in Bus Admin (Hons) - University of Tennessee ~ Introductory Training Course - Count Wealth Accountants ~ Master of Business Administration - Georgia State University ~ SMSF - Kaplan ~ Self Managed Superannuation Funds - Count Wealth |
| Robert Jesmond DE Bono | 2007 | Advance Diploma of Financial Planning - Monarch ~ Anti-Money Laundering - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism - Griffith University ~ Graduate Certificate in Financial Planning - Griffith University |
| Robert Mark Pertich | 2004 | Bachelor Of Economics - La Trobe University ~ CPA Australia - Society of CPAs ~ Diploma in Financial Planning - Kaplan |
| Robert Perri | 2015 | Bachelor of Economics - Australian National University ~ Diploma of Financial Planning (FNS50610) - Kaplan Professional |
| Robert Turner | 2006 | Continuing Professional Development - Kaplan Professional ~ Diploma of Financial Services - Tribeca |
| Robert Yu-kuang Chen | 2008 | Bachelor Business (Financial Planning) - Royal Melbourne Institute of Technology (RMIT) ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
| Robin James Creasey | 2016 | Bachelor of Arts (Accounting) - SA Institute of Technology ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Personal Advice Course - Pinnacle Financial Services Academy |
| Robyn Marie Mears | 2004 | Advanced Diploma of Financial Services (Superannuation) - ASFA Professional Development ~ Diploma of Financial Planning - FPA ~ Life Risk Specialist - Financial Planning Association of Australia. ~ Margin Lending And Geared Investments - Kaplan |
| Rocky Hoffman | 2006 | Diploma of Finance and Morgage - Intellitrain ~ Diploma of Financial Planning - Mentor Education |
| Rodney George Trustum | 2004 | Advanced Diploma of Applied Finance and Investment - Kaplan Professional ~ Bachelor of Business (Accounting and Finance) - Southern Cross University ~ Chartered Accountant - Institute of Chartered Accountants Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Rodney Graeme Fox | 1988 | Graduate Certificate in Professional Accounting - The University of Southern Queensland ~ PS 146 requirements - Financial Services Training & Assessment Pty Ltd ~ Self Managed Superannuation Funds Adviser - Tribeca |
| Rodney Michael Paul | 2008 | DFP - Kaplan ~ Taxation and Estate Planning - Kaplan |
| Rodney Parrish | 2016 | Bachelor of Business - The University of New England ~ Diploma of Financial Planning - International Institute of Technology |
| Roger Gow | 2001 | Diploma of Financial Planning (Adv) - Deakin University ~ Self Managed Superannuation Funds - Kaplan |
| Romeo Abdo | 2016 | 5 Certified Financial Planner (CFP) - Financial Planning Association ~ Bachelor of Commerce (Finance) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending - Kaplan Professional |
| Russell Stanley Phillips | 1997 | Bachelor of Commerce - Monash University ~ Graduate Diploma in Financial Planning - Securities Institute |
| Ryan Andrew Hateley | 2010 | Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Sade Diandra Wallace | 2018 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Sandra Jeanne Kent | 2014 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Social Science (Economics, Industrial and Organizational Psychology) - University of Cape Town (South Africa) ~ Bachelor of Social Science (Honours in Economics) - University of Cape Town (South Africa) ~ Diploma of Financial Planning - Monarch Institute |
| Sara Jane Kalcic | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Tribeca ~ Graduate Diploma in Applied Finance - Kaplan Professional Education |
| Sarah Amy Rickuss | 2010 | Advanced Diploma of Financial Services (Superannuation) - The Association of Superannuation Funds of Australia Limited ~ Bachelor of Business (Financial Planning) - RMIT University ~ Diploma of Financial Services (Superannuation) - The Association of Superannuation Funds of Australia Limited ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending Accreditation Program - Deakin Prime Corporate Education |
| Sashikala Veale | 2016 | Bachelor of Business - Charles Sturt University ~ CPA Program Professional Level - CPA Australia ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Scott Haywood | 1997 | Bachelor of Business (Business Administration) - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 Margin Lending - MLC ThreeSixty |
| Scott Levingston | 2009 | Bachelor of Economics - La Trobe University ~ Diploma of Finance and Mortgage Broking Management - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Principles in Self Managed Superannuation Funds - International Institute of Technology |
| Sean Cameron Wright | 2023 | Bachelor of Business (Financial Planning) - RMIT University ~ Diploma of Financial Planning - RMIT University |
| Sean Joseph Taylor | 2022 | Bachelor of Psychology - Griffith University ~ Graduate Diploma Financial Planning - Kaplan |
| Shana Polichronopoulos | 2018 | Advanced Diploma Financial Planning FNS60415 - Mentor Education Group ~ Bachelor Accounting - La Trobe University ~ Diploma Financial Planning FNS50615 - Kaplan Australia |
| Shane Griffin | 1997 | Bachelor of Business Financial Planning - RMIT University ~ Certified Financial Planner - FPA ~ Dipolma Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Specialist Adviser - SPAA |
| Shane Michael Neaves | 2016 | Bachelor Business - RMIT ~ Certificate IV in Finacial Services - TAFW NSW ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services - TAFE NSW |
| Shauna-lea Rose | 2010 | Diploma of Financial Services - Kaplan ~ RG 146 - FASEA |
| Simon Coelho | 2014 | Bachelor of Economics - Macquarie University ~ Diploma of Financial Planning - International Institute of Technology ~ GDip Financial Planning - Kaplan |
| Sonay Siper | 2022 | Bachelor of Commerce - Griffith University ~ Diploma of Business - Bond University ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma of Financial Planning - Kaplan |
| Stacey Rowles | 2013 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology |
| Stavros Karakoutos | 0 | Bachelor of Business Majoring in Financial Planning - La Trobe University ~ MAA769 Ethics for Financial Services - Deakin Business School |
| Stefano Marmotta | 2011 | Bachelor of Business - Griffith University ~ Certified Practicing Accountant - CPA Australia ~ Diploma in Financial Planning (RG146) - Pinnacle Financial Services ~ Ethics and Professionalism in Financial Advise - Kaplan Professional ~ Graduate Diploma in Financial Management - The University of New England |
| Stephen James Goodwin | 2009 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Intellitrain ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Steve King Tong Leung | 2005 | Diploma of Arts (Library and Information Science) - Charles Sturt University ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SMSF Adviser Education Program - Financial Essentials |
| Steven John Clarke | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business - The University of Newcastle ~ Tax for Financial Advising - Kaplan Professional |
| Steven Kostovski | 2008 | Bachelor of Business (Banking & Finance) - Victoria University of Technology ~ Diploma in Financial Planning - PS146 Training Australia |
| Stuart Alistair Hunter | 2011 | Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Stuart James Fitzpatrick | 2005 | Bachelor of Business (Accounting) - Charles Stuart University ~ CFP Program - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - FINSIA (Financial Services Institute of Australasia) ~ RG146 Superannuation - Infinity (was Terra Cordis) |
| Stuart Paul | 1988 | Bachelor of Economics - University of Sydney ~ Diploma of Financial Planning - IAFP |
| Sunil Shrestha | 2023 | Bachelor of Professional Accounting - Holmes Institute ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ SMSF Specialist Adviser (SSA) - SMSF Association |
| Susan Charlotte Cavill | 1988 | Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd ~ Australian Taxation Law for Tax (Financial Advisers) - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd ~ Margin Lending - International Institute of Techonlogy ~ Principles in Self Managed Superannuation Funds - International Institute of Technology |
| Susan Elizabeth Cooper | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Engineering (Electrical) - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration - Deakin University |
| Suzanne Faye Shepherd | 2012 | Advance Diploma of Financial Planning (FNS60415) - Mentor Education ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial Planning - Australis College ~ Estate Planning - Mentor Education ~ TASACLv1 Commercial Law - Kaplan Professional |
| Swaraj Shet | 2018 | Bachelor of Commerce - University of Mumbai ~ Diploma of Financial Planning - Kaplan |
| Tamara Fanning | 2010 | Bachelor of Commerce (Accounting, Finance & Financial Planning with Distinction - Deakin University ~ CPA Professional Year - CPA Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Personal Advice - Pinnacle Financial Services |
| Thomas Cobden Lewis Border | 1996 | Bachelor of Financial Administration - University of New England ~ Diploma of Financial Planning - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Thomas Jacomb Foster | 2010 | ASX Accredited Derivatives Adviser Level 1 - Kaplan ~ CFP - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma In Applied Finance & Investmetn - Securties Institute ~ Margin Lending Accreditation Program - DeakinPrime |
| Timea Barczi | 2018 | DFP5v4 Tax for Financial Advising - Kaplan ~ Diploma of Financial Planning - Kaplan |
| Timothy Archer | 2017 | Bachelor of Applied Computing - University of Tasmania ~ Diploma of Business (Frontline Management) - CSU Training ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Introduction to Self Managed Superannuation Funds - Kaplan Professional ~ Master of Business (Financial Planning) - Charles Sturt University |
| Timothy Brett Fredericks | 2004 | ASX Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - University of New England Northern Rivers ~ Graduate Diploma in Financial Planning - Securities Institute ~ Self Managed Superannuation Fund - Kaplan Professional Education |
| Timothy Ryan | 2000 | Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - International Institute of Technology |
| Tommy LI | 2018 | FNS50615 - Kaplan Professional ~ FNS60415 Advanced Diploma of Financial Planning - International Institute of Technology (IIT) ~ Graduate Diploma In Chartered Accounting - CAANZ ~ Graduate Diploma in Accounting - Murdoch University |
| Treanna Marlene Michlik | 2018 | Diploma of Financial Planning - AAMC Training Group ~ Ethics in Professionalism in Financial Advice - Kaplan Professional |
| Trevor William Mcgowan | 1992 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Advanced Strategies for SMSFs - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
| Tristen Hargreaves | 2000 | Bachelor of Commerce - University of Wollongong ~ CPA Designation - Aust Society of Cert Practicing Accountants ~ Public Practice Certificate Licence - Aust Society of Cert Practicing Accountants ~ Registered Tax Agent - Tax Practitioners Board ~ Specialist in Financial Planning - Aust Society of Cert Practicing Accountants |
| Vandana Tater | 2013 | Bachelor of Commerce - University of Mumbai ~ Diploma of Financial Services & Investment Management - NMIMS Mumbai ~ Ethics for Financial Services - Deakin Unversity ~ Graduate Diploma of Financial Planning - FINSIA |
| Vikas Madaan | 2015 | Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma Financial Planning FNS50611 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Accounting - Central Queensland University ~ RG146 Margin Lending - International Institute of Technology |
| Vince Panagiotidis | 2012 | Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Vitalijs Golubciks | 2014 | Bachelor of Commerce (Finance & Financial Planning) - Deakin University ~ Graduate Certificate in Taxation - Curtin University |
| Warren Glenn Burt | 2009 | Bachelor of Business - University of Western Sydney ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| Wayne Andrew Powter | 2003 | Advanced Diploma Financial Services (Financial Planning) FNB60402 - MLC ThreeSixty ~ Diploma Financial Services (Financial Planning) FNB50802 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
| Wayne Lucerne | 1994 | Bachelor of Arts - The Australian National University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association |
| Won Sil Kang | 2017 | Bachelor of Commerce - Accounting - Macquarie University ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants in Australia ~ Master of Taxation - The University of Sydney |
| Xiren Wan | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Advice Accreditation Training Program - Aged Care Steps Pty Ltd ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - University of Western Sydney ~ Master of International Business - University of Western Sydney |
| Yingyi Chen | 2013 | AU Inhouse Assessment - Securities - AUPFS ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - University of Western Australia ~ Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Finance - Curtin University ~ Master of Finance - Curtin University |
| Yonit Udis | 2010 | RG146 Provide advice in Margin Lending - MLC ThreeSixty |
| Zaheer Lalani | 2007 | Diploma of Financial Services (Financial Planning) - Finsia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Zelko Maric | 2012 | Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy |
| Zongqi Xie | 2016 | Bachelor of Commerce - Curtin University of Technology ~ Diploma of Commerce - Curtin University of Technology ~ Diploma of Finance & Mortgage Broking Management - AAMC Training Group ~ Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Services - Integrity Education Group |