This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
from 1 July 2022, securities in a CCIV; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
from 1 July 2022, securities in a CCIV; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Briannah Starkey | 0 | 7269AFE - Griffith University ~ Bachelor of commerce - Griffith University |
| Jonathon Perna | 2021 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology |
| Timothy Allan Benson | 2014 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor ~ Provide Advice in Margin Lending - Monarch Institute ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Trevor Benson | 1990 | Advanced Diploma of Financial Services - Tribeca ~ Certificiate IV Finance/Mortgage Broking - Kaplan |
| Troy Keith Uhlmann | 2004 | Advanced Diploma of Financial Services (Financial Planning - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Will Henry Mceniery-wallace | 2021 | Business & Commerce - Griffith University ~ Margin Lending - Mentor |