IA Advice Pty ltd

AFS License Number
445825
Name
IA Advice Pty ltd
ABN/ACN/ARBN
29165695143
Licensee issued
Jan. 8, 2014
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Aaron John Cullen 2009 Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Adam Drinkwater 2014 Advanced Diploma of Financial Planning - Pinnacle ~ Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Arts (Business) - Liverpool John Moores University ~ Bachelor of Arts - Liverpool John Moores University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Amanda Renee Halse 2018 Accredited Aged Care Professional - Aged Care Steps ~ Diploma of Financial Planning - International Institute of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional
 David William Rodgers 2002 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ MAI769 Ethics for Financial Services - Deakin University
 Douglas Andrew Gordon Henderson 2003 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts in Service Sector Management - Glasgow Caledonian University ~ DPML Margin Lending - Pinnacle Services Academy ~ Graduate Certificate in Applied Finance - Kaplan ~ Self Managed Superannuation Funds - Mentor
 Gary Simon Cooper 2014 Bachelor of Commerce (Hons.) - Rhodes University ~ Chartered Accountant - ICAA (now CA) ~ Diploma in Financial Services (Financial Planning) (RG146) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Auditor - ASIC
 James Lonergan 2004 Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma in Applied Finance (Financial Planning) - Kaplan Professional
 Kieren O'keefe 0 Financial Planning - Kaplan
 Mark Nagle 2001 Diploma of Financial Planning - Deakin University
 Timothy Ross 1990 Diploma of Financial Services (Financial Planning) - Kaplan ~ SMSF Specialist Accreditation - Mentor Education