Hifx Limited

AFS License Number
240914
Name
Hifx Limited
ABN/ACN/ARBN
54106779953
Licensee issued
Feb. 4, 2004
Address
International

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products to wholesale clients:
deposit and payment products limited to:
basic deposit products;
non-cash payment products;
interests in managed investment schemes excluding investor directed portfolio services;
provide financial product advice for the following classes of financial products to retail and wholesale clients:
derivatives; and
foreign exchange contracts;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products to wholesale clients::
deposit and payment products limited to:
non-cash payment products;
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products to retail and wholesale clients:
derivatives; and
foreign exchange contracts; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to wholesale clients:
deposit and payment products limited to:
non-cash payment products; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to retail and wholesale clients:
derivatives; and
foreign exchange contracts;
make a market for the following financial products:
foreign exchange contracts; and
derivatives;
to retail and wholesale clients.

Advisers

NameFirst provided adviceQualification and trainings
 Alexander Kenneth Alex Hill2004910 Generic Knowledge Module - SIA ~ 927 Specialist Knowledge: Foreign Exchange - SIA ~ 927S Specialist Knowledge: Foreign Exchange Skills - SIA ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Alexander Richard Kowalski2014910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Brendan Michael Burke2015910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Christine Marie Willetts2012910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Daniel Bell2004Graduate Diploma of Applied Finance and Investment - Kaplan Professional ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 David John Drummond2016910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exhange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Dennis Dulov2017NZFMA Accredited Individual - New Zealand Financial Markets Association ~ Tier 1 Foreign Exchange Personal Advice - Kaplan Professional Education ~ Tier 1 Generic Knowledge - Kaplan Professional Education
 Elena Lakiza2016910 Generic Knowldege - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education
 Jade Ong Hui Mei2016927 Foreign Exchange - Kaplan Professional Education
 Jean Kerry Riechelmann2017910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education
 John Peter Rea2010910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 John William Thompson Chisholm2011910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Joshua Leuenberger2016910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education
 Joshua Westin Rosser2016910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Kurt Brian Oberry Reed2018NZFMA Accredited Individual - New Zealand Financial Markets Association ~ Tier 1 Foreign Exchange - Personal Advice - Kaplan Professional Education ~ Tier 1 Generic Knowledge - Kaplan Professional Education
 Mathew Newman2016910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Michael Houlahan2016910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education
 Michael Johnston2005910 Generic Knowledge - Securities Institute Education ~ 927 Specialist knowledge Foreign Exchange - Securities Institute Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Mitchell John Mcintyre2007910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Knowledge and Skills - Kaplan Professional Education
 Nathan Cheeseman2010910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Raj Jatin Patel2018NZFMA Accredited Individual - New Zealand Financial Markets Association ~ Tier 1 Foreign Exchange Personal Advice - Kaplan Professional Education ~ Tier 1 Generic Knowledge - Kaplan Professional Education
 Rory Nicholas Devin2013910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Shin Park2010910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Steven Cheval2008910 Generic Knowledge - Finsia Education ~ 927 Foreign Exchange - Finsia Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Swee (ryan) King Phang2004910 Generic Knowledge - Kaplan Professional Education ~ 927 Foreign Exchange - Kaplan Professional Education ~ NZFMA Accredited Individual - New Zealand Financial Markets Association
 Tayla Raine Canter2018NZFMA Accredited Individual - New Zealand Financial Markets Association ~ Tier 1 Foreign Exchange - Personal Advice - Kaplan Professional Education ~ Tier 1 Generic Knowledge - Kaplan Professional Education
 Terry Yan2017NZFMA Accredited Individual - New Zealand Financial Markets Association ~ Tier 1 Foreign Exchange Personal Advice - Kaplan Professional Education ~ Tier 1 Generic Knowledge - Kaplan Professional Education
 Wayne Stewart2018NZFMA Accredited Individual - New Zealand Financial Markets Association ~ Tier 1 Foreign Exchange - Personal Advice - Kaplan Professional Education ~ Tier 1 Generic Knowledge - Kaplan Professional Education