Heritage Bank Limited

AFS License Number
240984
Name
Heritage Bank Limited
ABN/ACN/ARBN
32087652024
Licensee issued
Feb. 23, 2004
Address
Toowoomba, 4350, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial risk products; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
financial products limited to:
miscellaneous financial risk products; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial risk products;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Darren James Starr1999Advanced Investment Planning - Financial Planning Association of Australia Limited ~ Estate Planning - Financial Planning Association of Australia Limited ~ Financial Plan Construction and Review - Tribeca ~ Retirement Planning - Financial Planning Association of Australia Limited ~ Taxation Planning - Financial Planning Association of Australia Limited
 Darshil Arun Shah2012Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Master of Business (Applied Finance) - QUT ~ Master of Business Advanced (Applied Finance) - QUT
 Dean Michael Thompson1998Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Dennis Renbo1998Bachelor of Economics - University of New England ~ Certified Financial Planner - Financial Planning Association of Australia ~ Master of Business Administration - University of New England ~ Master of Financial Planning - University of the Sunshine Coast
 Janis Marian Glassop2013Certificate IV in Business Sales - Target Training ~ RG146 Financial Advice - Mentor Education ~ RG146 Life Insurance - Mentor Education ~ RG146 Superannuation - Mentor Education
 Jessica Anne Colquhoun2010Diploma of Financial Planning - Mentor Education
 Justine Wilesmith2004Diploma of Financial Planning - Financial Planning Association of Australia Limited
 Ray Murphy2004Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Certified Financial Planner - Financial Planning Association of Australia Limited
 Sharon Dawn LE Bherz2001Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Steven Ralph Kelly2014Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - Griffith University
 Timothy Leslie Hughes2005Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca
 Tony Mcmahon1999Associate of the Securities Institute of Australia - Securities Institute of Australia ~ Bachelor of Business - University of Southern Queensland ~ Certified Financial Planner - Financial Planning Association of Australia Limited ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education
 Tracey Grose2004Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education