Gamma Wealth Group Pty ltd

AFS License Number
334040
Name
Gamma Wealth Group Pty ltd
ABN/ACN/ARBN
56134682330
Licensee issued
March 6, 2009
Address
Broadbeach, 4218, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Christopher Stephen John Pearce 1997 Fundamentals of Fixed Interest Investing - Securities Institute Education ~ Level One & Two Accredited Derivatives Adviser - ASX ~ PS146 - Pembroke Josephson Wright Ltd ~ Stock Markets and Products - Securities Institute ~ Superannuation: Advice and Regulation (511) - Securities Institute
 Dylan Mail 2003 Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Bachelor Of Commerce - University Of Queensland ~ Bachelor Of Commerce - University Of Queensland ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia
 Fraser John Kahler 1998 ASX Accredited Derivatives Adviser - Tribeca ~ Bachelor of Business - The University of Southern Queensland ~ Diploma in Market Research - MRSA ~ Graduate Diploma of Financial Planning - Securities Institute ~ Self Managed Superannuation Funds - Kaplan
 Thomas Quintin Gainey 0 Bachelor of Commerce - Griffith University