Financial Decisions Pty ltd

AFS License Number
341678
Name
Financial Decisions Pty ltd
ABN/ACN/ARBN
14121685318
Licensee issued
Dec. 15, 2009
Address
Mona Vale, 2103, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Amelia Jane Blenkhorn 2010 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Archana Bhatia 1998 Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Arts (Economics) - Kanpur University (India) ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Benjamin William Mitchell 2009 ASX Listed Products Accreditation Course - Kaplan Professional Education ~ Financial Adviser Exam - FASEA ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Blake Conde 2014 Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Business (Finance) - Australian Catholic University ~ CFP - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Cherry Lai 2018 Diploma of Financial Planning - Kaplan ~ Ethics - Kaplan ~ Master of Financial Planning - Western Sydney University
 Damien Paul Cooper 2000 Bachelor of Business - Southern Cross University ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan
 Edward Revis 2007 Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Arts (French, Spanish and Business Studies) - University of Wales (UK) ~ Diploma of Financial Planning - Tribeca Learning ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Janet Yeung 2008 Advanced Diploma of Financial Servies (Financial Planning) - Tribeca ~ Estate Planning - University of Technology Sydney ~ Ethics - Kaplan ~ Fellow, Chartered Financial Practitioner (FChFP) - AFA ~ Master of Commerce (Financial Planning) - University of Western Sydney
 Leonita Kosasih 2018 Ethics - Kaplan ~ FASEA Financial Adviser Exam - FASEA ~ Master of Financial Planning - UNSW
 Matthew Charles Collins 1998 Diploma of Financial Planning - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Super Funds - Tribeca
 Timothy Patrick Brosnan 2007 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - The University of Newcastle ~ Ethics - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan