This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ashleigh Errington | 2023 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Brendan Alastair Chin | 2022 | Bachelor of Finance - University of Canberra ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| David Mark Cox | 2001 | Bachelor of Commerce - Australian National University ~ Diploma of Financial Planning - Deakin University |
| Felix Christopher Humphries | 2018 | Bachelor of Finance (Financial Planning Major) - University of Canberra |
| Jason Allenby Rance | 2009 | Bachelor of Commerce - University of Canberra ~ Bachelor of Information Technology - University of Canberra ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning (Financial Services) - Kaplan ~ Life Risk Specialist - Deakin University |
| Rhys Django Caldwell-bastian | 2008 | Bachelor of Commerce - University of Canberra ~ Margin Lending and Geared Investments - Kaplan ~ Superannuation, Retirement Planning & Social Security - Pinnacle |