This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
interests in managed investment schemes including:
investor directed portfolio services;
MDA services;
securities; and
standard margin lending facility; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
interests in managed investment schemes including:
investor directed portfolio services;
MDA services;
securities; and
standard margin lending facility;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Julian John Freney-mills | 2000 | Diploma of Financial Advising - The Securities Institute of Australia ~ Margin Lending - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
Marco Longo | 2001 | ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Bachelor of Commerce - Curtin University of Technology ~ Margin Lending - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
Mark James Goulopoulos | 2001 | ADA2 - ASX ~ Bachelor of Commerce - Monash University ~ Graduate Diploma of Applied Finance and Investment - The Securities Institute of Australia ~ Margin Lending - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
Phillip Krilis | 2016 | Bachelor of Commerce (Finance) - Deakin University Australia ~ Diploma of Financial Planning - KAPLAN ~ Graduate Diploma of Applied Finance - KAPLAN ~ Margin Lending - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |