This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alfred William Priestley | 1989 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Cody Jack Harmon | 2013 | 928 Margin Lending - Knowledge and Skills - Kaplan Professional ~ Bachelor of Business (Ecomomics and Finance) - Royal Melbourne Institute of Technology ~ Ethics and Professionalism (FPC002B) in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Griffith University ~ Self-Managed Super Funds (SMSF) - Integrity Education Group |
| Jayden Post | 2016 | Bachelor of Business (Financial Planning) - RMIT University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics for Financial Services - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Riley Mark Jan | 2023 | Bachelor of Commerce - Griffith University ~ Bachelor of Laws - Griffith University ~ Graduate Diploma in Legal Practice - Bond University ~ Master of Financial Planning - Griffith University |