This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Cerantonio | 2016 | Bachelor of Commerce - Griffith University, QLD ~ Diploma of Accounting - Gold Coast TAFE ~ Diploma of Financial Planning - IIT - International Institute of Technology |
| Cassidy Hayes | 2016 | Bachelor of Creative Industries (Interdisciplinary) - Queensland University of Technology ~ Bachelor of Creative Industries (Interdisciplinary) - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ FPE016 Self Managed Superannuation Funds - Kaplan Professional ~ Margin Lending Specialist - Kaplan Professional |
| Jesse Leighton Rodney Phillips | 2012 | Bachelor of Commerce - Griffith University ~ DFP5v3 Tax for Financial Advising (Short Answer Exam) - Kaplan ~ Risk Management - Kaplan ~ TASACLv1 Commercial Law - Kaplan ~ Taxation Planning - Kaplan |
| Robert Mark Hayward | 2009 | Bachelor of Commerce - Financial Planning - Griffith University ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services - Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |