Cpw Advisory Pty ltd

AFS License Number
527159
Name
Cpw Advisory Pty ltd
ABN/ACN/ARBN
66644663758
Licensee issued
March 22, 2021
Address
Shepparton, 3630, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Craig Brinsdon 2011 Bachelor Commerce - Other ~ Diploma in Business Studies - Other ~ FASEA Code of Ethics - Kaplan Australia ~ Graduate Diploma of Financial Planning - Kaplan Australia ~ Tier 1 RG146 Margin Lending - Kaplan Australia
 David Horan 2005 Advanced Diploma of Financial Planning FNB60402 - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning FNB50802 - Integratec Training ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Demelza Louise Lister 2010 Accredited Aged Care Professional - Aged Care Steps Pty Ltd ~ Advanced Diploma of Financial Planning FNS60415 - Kaplan Australia ~ Bachelor of Business (Hospitality Management) - La Trobe University ~ Diploma of Financial Planning FNS50804 - Tribeca ~ RG146 Margin Lending - MLC ThreeSixty
 Gavin John Napier 2005 Bachelor of Business - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SMSF Specialist Advisor - Self Managed Super Fund Association
 Katherine Lois O'dwyer 0 Bachelor of Business Human Resource Management / Business Advertising & Design - Swinburne University of Technology ~ Diploma of Finance, Mortgage Broking Management - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Michael James Chalmers 1998 Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology (RMIT) ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA)
 Oliver Ladd 2011 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional