This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts limited to the buying and selling of currency or exchange of currency:
utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts limited to the buying and selling of currency or exchange of currency:
utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Christian Rea | 2007 | Diploma of Financial Services - Financial Planning - PS146 ~ Graduate Certificate in Financial Planning - Central Queensland University ~ Margin Lending and Geared Investments - Kaplan Professional |
| Jane Purnell | 2008 | Business Administration - Deakin University ~ Diploma of Financal Planning - Kaplan ~ Financial Planning - Deakin University ~ Margin Lending Adviser - Mentor Education ~ Psychology in Business - University of Southern Queensland |
| Jarad Anthony Taylor | 2018 | Bachelor of Commerce (Accounting) - Griffith University ~ Diploma of Financial Planning - Mentor Education |
| Lynette Norma Meiklejohn | 1985 | Certified Financial Planner - FPA ~ Diploma of Financial planning - FPA ~ MIAA Initial Compliance Pack 2005 - MIAA ~ Self Managed Super Fund Course - Australian Executor Trustee ~ Specialist in Professional Financial Planning - CPA |
| Mark Alvin Holzworth | 2013 | Associate Diploma of Business (Accounting) - Queensland Distance Education College ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Certificate in Professional Accounting - University of New England ~ Master of Commerce (Professional Accounting) - University of New England ~ RG146 Tier 1 Specialist Foreign Exchange Course - International Institute of Technology |