Financial Services Group Australia Pty ltd

AFS License Number
225985
Name
Financial Services Group Australia Pty ltd
ABN/ACN/ARBN
74009569939
Licensee issued
March 28, 2003
Address
Melbourne, 3004, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 David Anthony Rausa 2007 Advanced Diploma of Financial Planning - PS146 Training Australia ~ Bachelor of Business (Finance Major) - Swinburne University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared investments - Kaplan Professional Education
 Dona Edwards 2018 Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - RMIT University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Fahad Chattha 2015 Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Monarch Institute
 Isber Durbali 2013 Bachelor of Finance - La Trobe University
 Jason Baker 2014 Diploma of Financial Planning - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jeffrey Khoury 2014 Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Accounting - University of South Australia ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Joel Matthews 2009 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Business Programming - Spherion Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ TASA and the TPB Code of Professional Conduct - Kaplan Professional
 Kristina Zi-wei Lin 2011 Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - RG146 Training Australia / Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Principles in Self Managed Superannuation - International Institute of Technology
 Paulus Yeung 2016 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Peter David Mitchell 2018 Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Education - University of Melbourne ~ Diploma of Financial Planning - Mentor Education ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Shane Xavier Monte Silva 2011 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Tam Huynh 2016 Bachelor of Business (Finance) - Queensland University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - Monash University
 Tyrone James Cammaroto 2022 Bachelor of Business (Financial Planning) - RMIT ~ Certificate IV in Finance and Mortgage Broking - AAMC Training Group ~ SMSF Regulations and Taxation - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association
 Warren Olivier 2007 Advanced Diploma of Financial Services (Financial Planning) - KAPLAN ~ Bachelor of Commerce majoring in Econometrics - Pretoria University ~ Diploma of Financial Services (Financial Planning) - TRIBECA
 Zafer Bhadshah Khan 2014 Advanced Diploma of Financial Planning - Pinnacle ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA