This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
David Anthony Rausa | 2007 | Advanced Diploma of Financial Planning - PS146 Training Australia ~ Bachelor of Business (Finance Major) - Swinburne University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared investments - Kaplan Professional Education |
Dona Edwards | 2018 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - RMIT University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Fahad Chattha | 2015 | Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Monarch Institute |
Isber Durbali | 2013 | Bachelor of Finance - La Trobe University |
Jason Baker | 2014 | Diploma of Financial Planning - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Jeffrey Khoury | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Accounting - University of South Australia ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Joel Matthews | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Business Programming - Spherion Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ TASA and the TPB Code of Professional Conduct - Kaplan Professional |
Kristina Zi-wei Lin | 2011 | Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - RG146 Training Australia / Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Principles in Self Managed Superannuation - International Institute of Technology |
Paulus Yeung | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Peter David Mitchell | 2018 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Education - University of Melbourne ~ Diploma of Financial Planning - Mentor Education ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Shane Xavier Monte Silva | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Tam Huynh | 2016 | Bachelor of Business (Finance) - Queensland University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - Monash University |
Tyrone James Cammaroto | 2022 | Bachelor of Business (Financial Planning) - RMIT ~ Certificate IV in Finance and Mortgage Broking - AAMC Training Group ~ SMSF Regulations and Taxation - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association |
Warren Olivier | 2007 | Advanced Diploma of Financial Services (Financial Planning) - KAPLAN ~ Bachelor of Commerce majoring in Econometrics - Pretoria University ~ Diploma of Financial Services (Financial Planning) - TRIBECA |
Zafer Bhadshah Khan | 2014 | Advanced Diploma of Financial Planning - Pinnacle ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA |