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Cogan, James B

AFS License Number
247221
Name
Cogan, James B
ABN/ACN/ARBN
53518868691
Licensee issued
March 10, 2004
Address
Ashburton, 3147, VIC

Licence conditions

This licence authorises the licensee, only for the purposes of inducing or attempting to induce persons to purchase financial products that he has developed; or that he has jointly developed with a licensed securities dealer or Financial Services Licensee, to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation;
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation; and
arranging for another person to underwrite:
interests in managed investment schemes; and
an issue of securities;
to wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings