Cmt Financial Services Pty ltd

AFS License Number
434377
Name
Cmt Financial Services Pty ltd
ABN/ACN/ARBN
61162109373
Licensee issued
March 18, 2013
Address
Geelong West, 3218, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Andrew James Garrigan 1996 Diploma of Financial Planning - Deakin University ~ Master of Applied Finance - Kaplan ~ Master of Personal Financial Planning - University of Southern Queensland
 Christopher Mark Thoms 2005 Bachelor of Business - RMIT ~ Bachelor of Business - RMIT ~ Bachelor of Economics - Monash University ~ Bachelor of Economics - Monash University ~ Graduate Diploma of Financial Planning - Securities Institute ~ Graduate Diploma of Financial Planning - Securities Institute ~ Master of Business Administration - Monash University ~ Master of Business Administration - Monash University ~ Professional Certificate in SMSF's - Adelaide University ~ Professional Certificate in SMSF's - Adelaide University
 Thomas Crigan 2005 Bachelor of Business - Chisholm Institute of Technology ~ Graduate Diploma of Financial Planning - Securities Institute
 William Hume 2018 Bachelor of Business (Financial Planning) - La Trobe University