This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amy Kathleen Murphy | 2012 | Bachelor of Commerce (Finance/ Financial Planning) - Deakin University Burwood Campus |
| Andrew Peter Watson | 2016 | Batchelor of Commerce - Accounting and Financial Planning - Deakin University ~ Chartered Accountants Program - chartered Accountants ANZ |
| Angus Tyers | 2018 | Accountants Financial Planning - Kaplan ~ Accountants Financial Planning - Kaplan ~ Accountants Financial Planning - Kaplan ~ Graduate Diploma (CA) - Chartered Accountants ~ Graduate Diploma (CA) - Chartered Accountants ~ Graduate Diploma (CA) - Chartered Accountants ~ Insurance And Risk Protection - Kaplan ~ Insurance And Risk Protection - Kaplan ~ Insurance And Risk Protection - Kaplan |
| David Manwaring | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan |
| Hamish Clark | 2015 | Bachelor of Business (Financial Planning) - La Trobe University ~ Bachelor of Business (Financial Planning) - La Trobe University ~ Diploma of Commerce - Melbourne Institute of Business & Technology (MIBT) ~ Diploma of Commerce - Melbourne Institute of Business & Technology (MIBT) |
| James Ian Taylor | 2000 | B.Business - RMIT ~ Certified Financial Planner - The Financial Planning Association of Australia ~ GradDip Financial Planning - FINSIA |
| Jonathan Davis | 2003 | Bachelor of Business - Deakin University ~ Diploma of Financial Services (Financial Planning) (FNS50804) - Tribeca Learning |
| Marc Rummel | 2008 | Certificate IV Mortgage Brokering - AAMC ~ Diploma of Financial Planning - Investment Banking Institute ~ RG146 - Kaplan |
| Trent David Snell | 2023 | Bachelor of Arts (Major Sociology) - Deakin University ~ Bachelor of Arts (Major Sociology) - Deakin University ~ Bachelor of Commerce (Major Accounting) - Deakin University ~ Bachelor of Commerce (Major Accounting) - Deakin University ~ Diploma of Financial Planning - KAPLAN ~ Diploma of Financial Planning - KAPLAN ~ Graduate Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Financial Planning - Deakin University |