This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Ferguson | 2012 | Bachelor of Commerce - University of New South Wales ~ Diploma of Financial Planning - Mentor Education ~ Financial Adviser Exam - FASEA |
| Jerry Kakolyris | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Holmesglen Institute ~ Bachelor of Business (Business Information Systems) - RMIT ~ Diploma of Financial Services (Financial Planning) - Holmesglen Institute ~ Self Managed Superannuation Funds - Kaplan Professional |
| Leigh Quade | 2011 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Requirements to meet FASEA - FASEA |
| Lisa Willis | 2016 | Aged Care Accreditation - Aged Care Steps ~ Diploma Of Financial Planning - International Institute Of Technology ~ Requirements to meet FASEA - FASEA |
| Paul William Burke | 1998 | Investment Planning DFP3 - FPA ~ Kaplan Professional - Financial Planning ~ Requirements to meet FASEA - FASEA ~ Retirement Planning DFP4 - FPA ~ Vertified Financial Planner - FPA Australia |