This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Craig Robert Orbell | 2007 | Bachelor of Business - University of Technology ~ Diploma in Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Business Studies - University of Technology ~ Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional |
| Iain Lindsay Hiscock | 1981 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca |
| Michael Gordon Hiscock | 1986 | ASX Listed Products Accreditation Course - Australian Stock Exchange ~ Bachelor of Business (Accounting Major) - Kuring-gai College of Advanced Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Stephen John Stuart Garrett | 1994 | AICD Diploma - Australian Institute of Company Directors ~ Bachelor of Commerce - University of Newcastle ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - RMIT - Financial Planning Association |