This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Jnanadev Nathaniel | 2013 | Diploma of Financial Planning - Investment Banking Institute (IBI) |
| Daniel Lawrence Findlay | 1997 | Advanced Diploma of Financial Planning - Financial Planning Association of Australia ~ Advanced Diploma of Financial Planning - Financial Planning Association of Australia ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma - Financial Planning - Financial Planning Association of Australia ~ Diploma - Financial Planning - Financial Planning Association of Australia ~ Other - Real Estate and Business Brokers Licence - Kaplan and NSW Real Estate Institute ~ Other - Real Estate and Business Brokers Licence - Kaplan and NSW Real Estate Institute ~ Other - Tertiary Assoc Diploma of Business Management - La Trobe Uni ~ Other - Tertiary Assoc Diploma of Business Management - La Trobe Uni |
| Isaac Jacob Mcqueen | 2017 | Competencies form part of Diploma of Financial Planning - Monarch Institute ~ Competencies form part of Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - MONARCH ~ Diploma of Financial Planning - MONARCH |
| Steven John Burns | 0 | Bach of business and commerce - Griffith University |