This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes limited to:
own managed investment scheme only;
securities; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
interests in managed investment schemes limited to:
own managed investment scheme only; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
securities; and
superannuation;
to wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Paul Cameron Ashworth | 1996 | Bachelor of Economics - Monash University ~ Bachelor of Economics - Monash University ~ Bachelor of Laws - Monash University ~ Bachelor of Laws - Monash University ~ Diploma of Financial Services - Integratec ~ Diploma of Financial Services - Integratec ~ Graduate Diploma in Finance Law - University of Melbourne ~ Graduate Diploma in Finance Law - University of Melbourne ~ Margin Lending and Geared Investments - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |