This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
derivatives, limited to those where the amount of the consideration or the value of the arrangement is ultimately determined or derives from or varies by reference to the value of an instrument, right or obligation that is or relates to:
an Australian carbon credit unit;
an eligible international emission unit;
the generation of renewable energy or any other energy efficiency measure, whether it is issued or created in Australia or elsewhere; or
the offset or the reduction in the emission of gases into the atmosphere, whether it is issued or created in Australia or elsewhere;
interests in managed investment schemes limited to:
own managed investment scheme only;
Australian carbon credit units; and
eligible international emissions units;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives, limited to those where the amount of the consideration or the value of the arrangement is ultimately determined or derives from or varies by reference to the value of an instrument, right or obligation that is or relates to:
an Australian carbon credit unit;
an eligible international emission unit;
the generation of renewable energy or any other energy efficiency measure, whether it is issued or created in Australia or elsewhere; or
the offset or the reduction in the emission of gases into the atmosphere, whether it is issued or created in Australia or elsewhere; and
interests in managed investment schemes limited to:
own managed investment scheme only; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives, limited to those where the amount of the consideration or the value of the arrangement is ultimately determined or derives from or varies by reference to the value of an instrument, right or obligation that is or relates to:
an Australian carbon credit unit;
an eligible international emission unit;
the generation of renewable energy or any other energy efficiency measure, whether it is issued or created in Australia or elsewhere; or
the offset or the reduction in the emission of gases into the atmosphere, whether it is issued or created in Australia or elsewhere;
interests in managed investment schemes limited to:
own managed investment scheme only;
Australian carbon credit units; and
eligible international emissions units; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
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