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Brougham & Vaux (aust.) Pty ltd

AFS License Number
394795
Name
Brougham & Vaux (aust.) Pty ltd
ABN/ACN/ARBN
56147788216
Licensee issued
Feb. 10, 2011
Address
North Adelaide, 5006, SA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Carlo Belperio2016Self Managed Superannuation Funds - KAPLAN
 Cosimo Pasquale Foti2015Superannuation & Retirement Planning - KAPLAN
 David Anthony Bertelli2013924 Superannuation - KAPLAN
 Guy William Brougham Thompson2011Advance Diploma of Financial Planning - KAPLAN
 Pio Decorso2014Diploma of Financial Planning - Pinnacle
 Rose Foti2015Superannuation & Retirement Planning - KAPLAN
 Simon David Latta2012Superannuation and Retirement - KAPLAN