Download this database for offline use

Broadbent Financial Pty ltd

AFS License Number
335588
Name
Broadbent Financial Pty ltd
ABN/ACN/ARBN
68135610249
Licensee issued
May 14, 2009
Address
Sandringham, 3191, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Jarrod Palmer Broadbent1995Accredited Margin lending adviser - ANZ ~ Accredited Margin lending adviser - Merrill Lynch ~ Bachelor of Commerce (major in Accounting) and a Bachelor of Law - Monash University ~ RG146 - SDIA ~ Superannuation RG146 - RMIT
 Jonathan James Holroyd2017Bachelor of Commerce - University of Melbourne ~ Ethics & Professionalism in Financial Advice - KAPLAN ~ Financial Adviser Exam - FASEA
 Luke Pavone2010Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ Bachelor of Business - Griffith University ~ Margin Lending Accreditation - Kaplan Professional Education ~ Securities & Managed Investments - Deakin Prime ~ Tier One Superannuation - Kaplan Professional Education