Boutique Advisers Pty ltd

AFS License Number
520405
Name
Boutique Advisers Pty ltd
ABN/ACN/ARBN
55056631157
Licensee issued
May 22, 2020
Address
Subiaco, 6008, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Andrew Mark Bolingbroke 1999 Diploma of Financial Planning - Deakin University
 Damien Thomas Quirk 2007 Master of Financial Planning - Griffith University
 Gary Darren Hasler 1992 Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Justin Porrins 2007 Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Bachelor of Commerce (Finance and Marketing) - Curtin University of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ SMSF Specialist Advisor (SSA) - SMSF Association
 Karen Ashleigh Haarhoff 2004 Bachelor of Commerce - RAU ~ Ethics & Professional in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Post Grad. Dip Financial Planning - UFS ~ Superannuation & Retirement Advice - Kaplan
 Kimberley Edward Bailey 1984 Bachelor of Business - Western Australian Institute of Technology (WAIT) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA)
 Neil Kingsley Cocker 1993 Diploma of Financial Planning - Deakin University
 Sean Daniel Hocking 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - The University of Western Australia ~ Diploma of Financial Planning - Kaplan Professional ~ SAFAA ML - Margin Lending - Western Sydney University ~ Self Managed Super Funds - Kaplan Professional