This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Barry Garnham | 2004 | ASX Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ ASX Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Michael Joseph Lynch | 2022 | Bachelor of Economics - The University of Queensland ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Richard Samuel Bennett | 1986 | Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Diploma - Securities Institute of Australia ~ RG146 - Kaplan |