This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Phuong | 2022 | Master of Financial Planning - UNSW |
| Abraham Aguilan | 2016 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ SMSF Statement of Attainment - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Tier 1 - Margin Lending - Personal Advice - Kaplan |
| Dhiraj Karmacharya | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Arts - Gustavus Adolphus College (USA) ~ Diploma of Financial Planning - Monarch ~ Master of Business Administration - Concordia University (USA) ~ SMSF Regulations and Taxation - Kaplan Professional |
| James Parame | 2011 | CFP Certification - FPA ~ Margin Lending - Kaplan ~ Self Managed Superannuation Funds - IIT |
| Jamil Youssef | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business & Commerce (Applied Finance) - University of Western Sydney ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma o Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan Porfessional |