This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Dehne Albert Hausfeld | 2016 | Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan ~ Financial Planning - Kaplan Professional ~ RG146 Self-managed Superannuation Funds - Financial Education Professionals |
| Justin Robert Fraser | 2006 | Advanced Diploma of Financial Planning - Tribeca ~ Advanced Diploma of Financial Planning - Tribeca ~ RG146 Self-managed Superannuation Funds - Financial Education Professionals ~ RG146 Self-managed Superannuation Funds - Financial Education Professionals |
| Lorraine Louise Shimizu | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts in Japanese - Griffith University ~ Bachelor of Arts in Japanese - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Financial Planning - Kaplan Professional ~ Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Mark Thomas Davidson | 2018 | Advanced Diploma of Financial Planning - Mentor Education ~ Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Education / Bachelor of Commerce - University of Canberra ~ Bachelor of Education / Bachelor of Commerce - University of Canberra ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma Financial Planning - Kaplan Professional ~ Graduate Diploma Financial Planning - Kaplan Professional |
| Robert Manning Mills | 2009 | Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca |