This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Albert Francis Denner | 2000 | Bachelor of Business - Western Australian College of Advanced Education ~ Graduate Diploma of Applied Finance - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan |
| Gareth Anthony Healy | 2006 | Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Tribeca ~ Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Tribeca ~ Bachelor of Business double major in Finance and Electronic Commerce - Edith Cowan University ~ Bachelor of Business double major in Finance and Electronic Commerce - Edith Cowan University ~ Certified Financial Planner Certification - Financial Planning Association ~ Certified Financial Planner Certification - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and professionalism in financial advice - Kaplan Professional ~ Ethics and professionalism in financial advice - Kaplan Professional |