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Badge Financial Pty ltd

AFS License Number
518117
Name
Badge Financial Pty ltd
ABN/ACN/ARBN
68633356902
Licensee issued
Oct. 30, 2019
Address
Mount Hawthorn, 6016, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Aaron Walters2016Bachelor of Business Major in Finance and Accounting - Edith Cowan University ~ Graduate Diploma of Financial Planning - Kaplan
 Brendon Charles Cox1994Certified Financial Planner Status (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Davone Saycocie2018Diploma of Financial Services - Financial Education Professionals
 Jack Robert Raymond0Bachelor of Commerce (Banking and Finance) - Curtin University of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Joshua Tahoe Carlton Schriver2018Bachelor of Commerce (Economics & Finance) - The University of Western Australia ~ Diploma of Financial Planning - Monarch Institute
 Luke Elden Smith2010Bachelor of Business (Finance) - Edith Cowan University ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia ~ Margin Lending & Geared Investments - Kaplan Education Pty Ltd ~ Master of Applied Finance - Kaplan ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd
 Nathan Bradley Greene2008ASX Securities Exemption - Professional Investment Services ~ Advanced Diploma of Financial Services (FP) - KAPLAN ~ Bachelor of Business - Edith Cowan University ~ Margin Lending - Kaplan ~ Self Managed Super Fund Course - Kaplan
 Richard Hinch2005Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts (Honours) - University of Portsmouth ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Self-Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Compliance Solution - Margin Lending - Kaplan Professional