This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives where the derivatives are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
foreign exchange contracts where the foreign exchange contracts are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
general insurance products;
interests in managed investment schemes including:
investor directed portfolio services; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives where the derivatives are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
foreign exchange contracts where the foreign exchange contracts are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
interests in managed investment schemes limited to:
own managed investment scheme only; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives where the derivatives are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
foreign exchange contracts where the foreign exchange contracts are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
general insurance products;
interests in managed investment schemes including:
investor directed portfolio services; and
securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
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