This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Carl Wilson | 1999 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Certificate IV in Financial Services (Financial Planning Support) - ThreeSixty ~ MLC Adviser Scholarship Program - MLC |
| Julie Anne Peters | 2011 | Certi IV in Finance & Mortgage Broking - Kaplan ~ Diploma of Finance & Mortgage Broking Management - Kaplan ~ Diploma of Financial Services - Kaplan |
| Kong Lau | 2015 | Bachelor of Commerce - University of Canberra ~ Diploma of Financial Services (Financial Planning) - Kaplan |