This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
superannuation; and
provide a superannuation trustee service
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Kong Lau | 2015 | Bachelor of Commerce - University of Canberra ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Scott Anthony Carle | 2003 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma Financial Planning - Kaplan Professional ~ Margin Lending - Kaplan |