Personal Financial Services ltd

AFS License Number
234459
Name
Personal Financial Services ltd
ABN/ACN/ARBN
26098725145
Licensee issued
Dec. 12, 2003
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services limited to holding a group risk insurance contract issued by a life insurance company registered under section 17 of the Life Insurance Act 1995;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Aaron Zol 2018 Bachelor of Business (Economics & Finance) - University of Technology Sydney ~ Graduate Certificate in Financial Planning - Kaplan
 Adam Dimopoulos 2005 Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Bachelor of Business (Banking & Finance) - Victorian University of Technology ~ Diploma of Financial Services (Financial Planning) - Tribeca
 Alena Malakhova 2014 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Master of Commerce (Finance with Banking and Economics) - University of Sydney
 Andrew Bronneberg 2005 Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - RG146 Training Australia ~ Bachelor Mathematics & Finance (Honours) - University of Wollongong ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education
 Andrew Edward Dobson 2005 Bachelor of Commerce (Financial Planning & Accounting) - Curtin University of Technology ~ Certified Financial Planner - FPA ~ Margin Lending & Geared Investments - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association
 Andrew John Yeates 2007 Advanced Diploma of Financial Planning - Mentor Education ~ Australian Taxation System and Financial Strategies - Financial Services Training & Assessment Pty Ltd ~ Diploma of Financial Services - Pinnacle ~ Managed Investments and Shares - Financial Services Training & Assessment Pty Ltd ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
 Andrew Mckee 1988 Bachelor of Economics(BEc) - Macquarie University ~ Fellow of the Institute of Actuaries of Australia (FIAA) - Institute of Actuaries of Australia
 Andrew William Donaldson 2005 Advanced Diploma of Financial Services (Financial Planning) - FINSIA ~ CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Services (Financial Planning) - FINSIA
 Angelo Cardamone 1996 Bachelor of Business - RMIT ~ Diploma of Financial Planning (DFP 1 - 4) - Kaplan Professional ~ Diploma of Financial Planning - Financial Planning Association ~ Self Managed Superannuation Funds - Tribeca (Kaplan Professional)
 Anthony Trieu Nhat LE 2009 B Applied Finance - Macquarie University ~ Dip Financial Planning - International Institute of Technology ~ M Commerce (Financial Planning) - University of western Sydney
 Ayshe Agaoglu 2017 Advanced Diploma of Financial Planning - Integrity Education Group ~ Bachelor of Business (Accountancy) - RMIT University ~ Dilpoma of Financial Planning - Integrity Education Group
 Ben Zonaras 2018 Bachelor of Economics & Social Sciences (Economics & Accounting) - The University of Sydney ~ Diploma of Financial Planning - Mentor Education ~ Graduate Diploma of Chartered Accounting - Chartered Accountants Australia and New Zealand
 Benjamin James Donald 2009 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business (Banking and Finance) - Queensland Univeristy of Technology ~ Master of Financial Planning - Kaplan Professional
 Benny Haiming Huang 2018 Bachelor of Business - Accounting - Manukau Institute of Technology ~ CPA Australia - CPA Australia ~ Diploma of Financial Planning - Kaplan
 Brad Fensom 2003 Advanced Diploma Of FP - Kaplan ~ Diploma of FP - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan
 Brad Hellestrand 2005 Accredited Listed Product Adviser Program - Kaplan Professional ~ Certified Financial Planner - FPA ~ Ethics & Professionalism in Financial Advice - Kaplan Professionalism ~ Graduate Diploma in Financial Planning - Securities Institute
 Bradley Allan Twite 2003 AU Inhouse SMSF Accreditation - AUPFS ~ Advanced Diploma of Financial Services (Financial Planning) - Deakin Financial Services Group ~ Bachelor of Business - Curtin University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Bradley John Williams 2003 Bachelor of Science (Hons) - The University of Melbourne ~ CFP Education Program - Deakin University ~ Diploma of Financial Planning - Deakin University
 Bradley Ross Mcdonald 2007 Adv Dip Financial Services ( FP) - Kaplan ~ DPML Margin Lending - Pinnacle ~ Diploma of Financial Planning - Finsia
 Brett Catterall 2014 Diploma of Financial Planning - Pinnacle ~ Self Managed Superannuation Fund Adviser (Persoanl Advice) - Mentor Education
 Brett Richard Holmes 2012 Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor Degree - Commerce - University of South Africa ~ Diploma - Financial Planning - Kaplan ~ Diploma of Financial Services (Superannuation) - Association of Superannuation Funds of Australia Limited (ASFA)
 Brett Wright 2008 Diploma of Financial Services (Financial Planning) - Kaplan ~ Regulatory Guide 146 Assessment - KAPLAN ~ Risk Management - KAPLAN ~ SMSF Practitioner Program - SMSF Association ~ Superannuation and Retirement Planning - KAPLAN
 Brittany Mueller 0 Bachelor of Accounting (Majoring in Financial Planning) - La Trobe University ~ Bachelor of Economics (Majoring in Financial Planning) - La Trobe University
 Cameron Gordon Ogle 2002 Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd
 Cameron John Aldus 2008 Bachelor of Commerce (Financial Planning) - Curtin University ~ Diploma of Business (Banking and Finance) - TAFE ~ Ethics and Professionalism in Financial Advice - Kaplan Professsional ~ Margin Lending and Geared Investments - KAPLAN ~ SMSF Specialist Adviser - SMSFA
 Caron Collins 2015 Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Catherine Stewart 2006 AU Inhouse SMSF Accreditation - AUPFS ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Economics and Finance) - University of Western Sydney ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Charles Adams 2011 Bachelor of Agricultural Economics - University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan
 Cheng Shen 2011 ADFS(FP): Taxation Planning - Kaplan Professional ~ Bachelor of Commerce (Finance and International Business) - University of New South Wales ~ Bachelor of Economics - University of New South Wales ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Christine Brown 2002 Bachelor of Business - Victoria College ~ Certified Practising Accountant (CPA) - CPA Australia ~ Diploma of Financial Services - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan
 Christopher Upton 2013 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certificate III in Financial Services - Institute of Financial Services Inc ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Cindy Excell 2006 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Economics (Accounting) - Xiamen University ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - FINSIA ~ Masters of Applied Finance - Macquarie University
 Clare Mcinerney 2015 Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Clive Damian Alwyn Jenkins 2006 ASX ALPA Program - Kaplan ~ Bachelor of Arts (Management Science) - Kent University ~ Diploma of Financial Services (Financial Planning) - Tribeca (now Kaplan) ~ Self Managed Superannuation Funds - Kaplan
 Craig Andrew Mckenzie 2003 Advanced Diploma of Financial Planning FNS60404 - Tribeca ~ Diploma of Financial Planning FNS50804 - Tribeca ~ Self Managed Super Funds - Integratec Training
 Damien Alfred Franco 2004 Diploma of Finance and Mortgage Broking Management - FARSTA ~ Diploma of Financial Services (Financial Planning) - FSTA
 Damon Green 2008 Bachelor Degree - Business - La Trobe University
 Daniel Finnigan 1997 Certified Financial Planner - Financial Planning Association (FPA) of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & geared Investments - Kaplan Professional Education
 Daniel Lawrence Superina 2014 Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University
 Daniel Louis Trifunovic 2023 Graduate Diploma of Financial Planning - Kaplan Professional
 Darryl William Bryce 1998 ASX Listed Products Accreditation Course - ASX/ Savings Factory ~ Bachelor of Business (Accounting) - Monash University ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - AAMC Training Group ~ Margin Lending and Geared Investments - KAPLAN Professional
 David John Causer 2005 Bachelor of Business Management - Queensland University of Technology ~ Certificate of Superannuation Management - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma in Applied Finance & Investment - Securities Institute
 David Joseph Ramsay 1987 Bachelor of Commerce (Financial Planning) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty ~ Self Managed Superannuation Funds - Kaplan Australia
 David Roberts 1986 925 Life Insurance - Knowledge only - KAPLAN ~ 926 Financial Planning - Knowledge only - KAPLAN ~ Advanced Diploma of Financial Services - Mentor Education ~ Fellow, Chartered Financial Practitioner - Asia Pacific Financial Services Association ~ MBA - University of Western Australia
 Dean Loosmore 2007 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Christian Heritage College ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Declan Meier 0 Bachelor of Commerce - Deakin University
 Dennis Souksamlane 2009 AU Inhouse SMSF Accreditation - AUPFS ~ Bachelor of Applied Finance/Commerce/Accounting - Macquarie University ~ Diploma of Australian Tax Law - Tax Institute of Australia ~ Master of Commerce (Financial Planning) - University of Western Sydney
 Derwood John Magill 2011 Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma - Financial Planning - KAPLAN ~ Bachelor Degree - Business - GRIFFITH UNIVERSITY ~ Diploma - FINANCIAL SERVICES - KAPLAN ~ Self Managed Superannuation Funds - Kaplan
 Diana Watkins-baker 1998 Certificate IV in Financial Services (Finance/Mortgage Broking) - TMA ~ Certificate in Margin Lending & Geared Investments - Kaplan ~ Certificate in Self Managed Super Funds - Tribeca ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University
 Domenic Brasacchio 2004 Bachelor of Commerce - Deakin University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Education ~ SMSF Specialist Advisor (SSA) - SMSF Association
 Domenic Manno 2010 Bachelor of Business (Accounting) - Curtin University of Technology ~ Diploma of Accounting - TAFE ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Dominic Nicholas Morello 2014 Bachelor of Commerce - Deakin University ~ Graduate Diploma (ICAA) - Institute of Chartered Accountants in Australia ~ Graduate Diploma of Financial Planning - Kaplan
 Edan Wilson 2005 ASX ALPA Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca (now Kaplan) ~ Diploma of Financial Services (Finanacial Planning) - Tribeca (now Kaplan) ~ Self Managed Superannuation Funds - Kaplan ~ Tier 1 Margin Lending - Personal Advice - Kaplan
 Elise Jane Anderson 2015 Bachelor of Commerce (Accounting & Financial Planning) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Managed Investments & Securities & Derivatives - Kaplan Australia ~ RG146 Margin Lending - Kaplan Australia
 Elise Marie Michelmore 2005 Diploma of Banking and Finance - Institute of Banking and Finance ~ Diploma of Financial Advising - Securities Institute ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Eugeny Gitlin 0 Bachelor of Business - Monash University ~ Master of Financial Planning - Royal Melbourne Institute of Technology
 Fiona Elizabeth Origlia 1989 Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Arts - Deakin University ~ Diploma of Financial Services - Kaplan Professional
 Frank Zonaras 2004 Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business - NSW Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA Education (Kaplan Professional) ~ Margin Lending & Geared Investments - Kaplan Professional
 Gabriel Orzoi 2009 Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business and Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan
 Geoffrey Alan Ivanac 2007 Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - Western Australian Institute of Technology ~ Fellow Chartered Financial Practitioner - Mentor Education Group ~ Graduate Certificate - Graduate Certificate in Self Managed Superannuation - Adelaide University ~ Graduate Diploma - Financial Planning - FINSIA
 George Tsakiris 2004 Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Dip. of Financial Services (Financial Planning) - Tribeca
 Georgina Willison 2003 Bachelor of Bus (International Trade) - Monash University ~ Grad Diploma of Applied Finance - Securities Institute Australia ~ Grad Diploma of Financial Planning - Securities Institute Australia
 Gerard Lenihan 1992 Certificate IV Financial Services (Finance/Mortgage Broking) - TAFE NSW ~ Certificate in Financial Markets (Sia Aff.) - Securities Institute of Australia ~ Diploma of Financial Planning (Dip.FP) - Deakin University ~ Higher National Diploma (HND) Business Studies (with Distinction) - CDT London UK
 Gerry Farlanga 1996 Bachelor of Commerce - University of Western Sydney ~ Count Introductory Training Course - Count Financial ~ Margin Lending & Geared Investments - Kaplan Professional
 Glynn Matthew James Pearman 2007 Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Certificate in Financial Planning - Kaplan Professional
 Grant Antony Helm 2003 BCA - Victoria University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional
 Grant Michael Enders 2001 Certified Financial Planner Certification - Financial Planning Association ~ Chartered Financial Analyst Program - CFA Institute ~ Diploma of Financial Planning - Deakin University ~ Masters of Business - Personal Financial Planning - USQ
 Gretchen Ann Scannell 2008 Advanced Diploma of Financial Services (Financial Planning) - Mentor ~ Diploma Financial Services (Financial Planning) - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor
 Hamish Graeme Edwards 2007 Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - KAPLAN ~ Risk Management - KAPLAN
 Helen Lorraine Tasker 2007 Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) ~ Margin Lending & Geared Investments - Kaplan Professional
 Hugh James Sutterby 2006 Bachelor of Science - Deakin University ~ Diploma of Financial Services - Mentor Education ~ Graduate Certificate of Financial Planning - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan ~ Graduate Diploma of Computing - Deakin
 Ian Andrew Crotty 2001 Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Victoria University ~ Margin Lending and Geared Investments - Kaplan
 Ian Matthew Wright 2002 Bachelor of Arts - University of Technology Sydney ~ CFP - FPA ~ Graduate Diploma of Financial Planning - FINSIA
 Jack Solly Mcnamara 2016 Bachelor Commerce (Accounting and Financial Planning) - Deakin University ~ Certified Financial Planner - Financial Planning Association
 Jackson Dongray 2014 Bachelor of Commerce (Financial Planning) - Curtin University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jacob Reus 2003 AU Inhouse SMSF Assessment - AUPFS ~ Diploma of Financial Advising - Kaplan (formerly Securities Institute Australia) ~ Master of Financial Planning - University of the Sunshine Coast
 Janette Margaret Pavey 2000 Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ University Certificate of Management - Deakin University
 Jarod Charles Winders 2015 Diploma of Finance and Mortgage Broking Management - The National Finance Institute ~ Master of Financial Planning - Griffith University
 Jason Bradley Ferguson 2000 Advanced Diploma Of Financial Services - AMP
 Jason Danjoux 2004 Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - FPA ~ Masters of Financial Planning - University of Sunshine Coast
 Jason Holder 1999 Accredited Aged Care Professional - Aged Care Steps ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Jason Ian Mclaren 2015 Advanced Diploma of Financial Services (Superannuation) - ASFA ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Business (Applied Finance) - Queensland University of Technology ~ Master of Business (Professional Accounting) - Queensland University of Technology ~ SMSF Specialist Advisor - Self Managed Super Fund Association
 Jason Young Choi 2006 Bachelor of Commerce - The University of NSW ~ Graduate Diploma of Financial Planning - FINSIA
 Jay Belevski 1999 CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Certificate - Management - University of Technology Sydney ~ Licensee Accreditation - Listed Securities - MLC
 Jeremy Hall 2010 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending - Kaplan ~ Master of Financial Planning - Kaplan ~ SMSF Core Course - DBA Network Pty Ltd
 Jill Amanda Stiles 2000 ASX Listed Products Accreditation Course - LPAC Online ~ Bachelor of Business (Accounting) - Curtin University (formerly WA Institute of Technology) ~ Certificate IV in Financial Services (Finance/ Mortgage Broking) - FINSIA ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
 John Hockey 2000 Diploma of Financial Planning - FPA & Securities Institute ~ Diploma of Financial Planning - FPA/Securities Institute ~ Diploma of Financial Services - Tribeca ~ Diploma of Financial Services - Tribeca
 John-paul Righetti 2018 Advanced Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Ethics and Professionalism in Financial Advice - Kaplan
 Jonathan Robert Mccullagh 2008 AU Inhouse Accreditation - AUPFS ~ AU Inhouse Assessment - Securities - AUPFS ~ Advanced Diploma of Financial Planning FNS60404 - MLC ThreeSixty ~ Bachelor of Commerce (Banking and Funds Management) - Griffith University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA)
 Jonathan Sien Mun WU 2011 Bachelor of Commerce (Commercial Law and Accounting) - University of Sydney ~ CPA - CPA Australia ~ Diploma of Financial Services - Kaplan ~ Financial Planner AFP - FPA ~ Financial Planning Specialist - CPA Australia
 Jordan Patrick Perret 2023 Bachelor of Commerce (Financial Planning) - Curtin University
 Jorja Astanin 2015 Bachelor of Commerce - Deakin University
 Julian Edward Carter 2016 Bachelor of Business (Economics & Finance) - RMIT
 Kane Robert Leersen 2016 Bachelor Commerce (Financial Planning) - Deakin University
 Karen Anne Ryrie 2003 Diploma in Financial Planning (CFP) - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Karen Joy Pauling 1994 ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Bachelor of Business - Edith Cowan University ~ CPA: CPA 110 - CPA Australia ~ Margin Lending & Geared Investments - Kaplan Professional ~ RG146 Tier 1 Specialist Risk Management - International Institute of Technology
 Kathy Martiniello 2007 Bachelor of Commerce in Accounting - University of Canberra ~ Graduate Certificate in Financial Planning - Finsia
 Keats Brydon 2014 AU Inhouse Assessment - SMSF - AUPFS ~ AU Inhouse Assessment - Securities - AUPFS ~ Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Economics (Marketing) - University of Sydney ~ Diploma of Financial Planning - Pinnacle Financial Services Academy
 Kerryn Jane Lancaster 2003 Diploma of Education - Melbourne University ~ Diploma of Financial Services - Assessment Education Services
 Kevin Houghton 2017 Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Commerce (Financial Planning & Economics) - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Kylie Maree Bloomfield 2007 AU Inhouse SMSF Assessment - AUPFS ~ Diploma of Financial Services (Financial Planning) - Securities Institute/Finsia ~ Graduate Certificate in Financial Planning - Griffith University ~ Margin Lending & Geared Investments - Kaplan Professional
 Laura Jordan Imanse 2018 Bachelor of Commerce - University of Otago ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Kaplan Professional Education
 Liam Cameron Thomas 2024 Bachelor of Commerce - Financial Planning & Economics - University of Wollongong
 Luke Stewart Martin 2004 Bachelor of Commerce (Economics & Marketing) - Curtin University of Technology ~ Foundation DFP - Financial Planning Associtaion ~ RG146 Core Diploma Skills - Kaplan Professional
 Maria Angela Galtieri 2005 Diploma Financial Planning - CBA ~ Provide Advice in Financial Planning - Kaplan
 Mark Andrew Clayton 2015 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - University of Sydney ~ CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Mark David Hodson 2008 AU Inhouse Assessment - SMSF - AUPFS ~ AU Inhouse Assessment - Securities - AUPFS ~ Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Services (Financial Planning) - Mentor Education / RG146 ~ Margin Lending & Geared Investments - Kaplan Professional
 Martin Hegarty 2008 Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Diploma of Management - University of Ballarat ~ Self Managed Superannuation Funds - Kaplan Professional
 Mathew Luke Spencer 2009 Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Services (Finance/ Mortgage Broking) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Matthew Caruso 2016 Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - La Trobe University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants ~ Self Managed Superannuation Funds - Kaplan
 Matthew Wood 2011 Bachelor of Business - Victoria University ~ Diploma of Financial Planning - International Institute of Technology ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Applied Finance - Macquarie University ~ Self Managed Superannuation Funds - Cavendish & University of Adelaide
 Melissa Beverley 2018 AU Inhouse SMSF Accreditation - AUPFS ~ Diploma of Financial Planning - Mentor Education
 Michael David Dinnes 2018 Advanced Diploma of Financial Planning - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Finance) - Bond University ~ Bachelor of Commerce (Finance) - Bond University
 Michael Fuller 2012 Advanced Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - Kaplan
 Michael John Wells 2004 Accredited Listed Product Adviser program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - AMP Limited ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - AMP Limited ~ Self Managed Super Funds - Kaplan Professional
 Michael Miller 2005 Applied Tax Law - The Tax Institute ~ Bachelor of Commerce in Banking and Finance - University of Canberra ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ Master of Business (Commercial Law/Financial Planning) - Charles Sturt University
 Michael Patrick Fogarty 1997 CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Planning - FPA ~ Master of Economics - Macquarie University ~ SMSF Specialist Advisor - SMSF Association
 Michael Stojanovski 2009 Bachelor Of Commerce - Deakin University ~ Certified Financial Planner - FPA
 Michelle Louise Roberts 2007 Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business (Property) - RMIT ~ Diploma of Financial Services (FP) - Kaplan ~ Margin Lending and Geared Investments - Kaplan
 Natalie Sellings 2011 Advanced Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group ~ Graduate Certificate in Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan
 Nicola Lok Ting YU 2017 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - Accounting - Macquarie University ~ CPA Program - CPA Australia ~ Diploma of Financial Planning - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan
 Norman MO 2000 Bachelor of Economics - UWA ~ Certified Financial Planner - FPA ~ Grad Dip Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan
 Olivia Megan Richards 2014 Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Tribecca ~ Bachelor of Business (Financial Planning) - RMIT ~ Diploma of Financial Planning - Tribecca ~ Self Managed Superannuation Funds - Kaplan
 Peter Henri Rambert 2006 Accredited Estate Planning Strategist - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia ~ Life Risk Specialist - Financial Planning Association of Australia ~ Master of Applied Finance - Kaplan
 Phillip Nicolas Bures 2017 Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business (Management) - University of Newcastle ~ Bachelor of Commerce (Finance and Accounting) - University of Newcastle ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Richard Gray Saunders 1990 Certificate of Superannuation Management - ASFA and Macquarie University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Estate Planning and Professional Responsibilities 2000 - Macquarie University, Sydney ~ Investment Planning 2 - Kaplan
 Rodney Shurdington 2000 AU Inhouse Accreditation - Securities and SMSF - AUPFS ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending & Geared Investments - Kaplan Professional
 Rohan Thomas Murfett 2003 Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Economics, Management) - Deakin University ~ Graduate Certificate of Financial Planning - Securities Institute
 Romesh Sohan P Perera 2013 CERTIFICATE IN FINANCIAL PLANNING (CFP) - FPA ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ ETHICS AND PROFESSIONALISM IN FINANCIAL ADVICE - KAPLAN PROFESSIONAL ~ FINANCIAL ADVISER EXAM - FASEA ~ SMSF CREDENTIALS - IIT
 Rory James Mitchell 2016 Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - Accounting - Edith Cowan University, WA ~ Diploma of Financial Planning - Integrity Education Group ~ Margin Lending - Integrity Education Group ~ SMSF Specialist Advisor - SMSF Association
 Ross Andrew Johnston 1995 Certificate in Financial Markets - Securities Institute of Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Master of Financial Services Law - Macquarie University
 Ryan James Hegarty 2018 Bachelor of Commerce (Finance and Financial Planning) - Deakin University ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT)
 Salena Lee Stonehouse 2015 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Newcastle ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Scott Antony Mcdonald 1998 Advanced Diploma of Financial Services (Financial Services) - Kaplan Professional (formerly Tribeca) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly Tribeca) ~ Fellow Chartered Financial Practitioner - AFA
 Scott Jason Harvey 2009 Bachelor of Commerce (Accounting and Business Law) - Curtin University of Technology ~ Graduate Diploma (ICAA) - ICAA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ SMSF Specialist Advisor - SPAA ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional
 Scott Maurice Bennison 2003 Accounting Certificate - TAFE ~ Bachelor of Business (Accounting) - Charles Sturt University ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA)
 Sean Michael Henselis 2004 Advanced Diploma of Financial Services (Financial Planning) - AMP Financial Planning Pty Ltd ~ Certified Financial Planner - Financial Planning Association
 Shane Anthony Arthur 2011 Advanced Diploma of Financial Planning - Investment Banking Institute (IBI) ~ DFP5v2 Tax for Financial Advising - Kaplan ~ Diploma of Financial Services - Investment Banking Institute (IBI) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ TASACLv1 Commercial Law - Kaplan
 Simon James Gagliardi 2006 Advanced Diploma of Financial Planning - Tribeca ~ Diploma of Financial Planning - Tribeca
 Simon KA Lung WU 1993 Bachelor of Arts - Macquarie University ~ Bachelor of Legal Studies - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Master of Business Administration - University of Sydney
 Simone Sheridan 2018 Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Kaplan
 Stan Konidaris 2006 Bachelor of Business (Finance) - Victoria College ~ Financial Planning Proper Authority Course - Securities Institute & Institute of Chartered Accountants ~ Professional Year Programme - The Institute of Chartered Accountants ~ Securities - FINSIA ~ Self Managed Super Funds - Tribeca
 Stefan James Watson Miller 2004 Bachelor of Commerce - Australian National University ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Finance and Mortgage Broking Management - South Western Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA)
 Steven Roberts 2015 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Mentor Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Steven Yongpiau Liaw 1994 Bachelor of Commerce - University of Queensland ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Australis College (formerly Intellitrain) ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Master of Business Administration (General Management) - Central Queensland University
 Stuart John Carboon 2000 AU Inhouse Assessment - Securities - AUPFS ~ Diploma of Financial Planning - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Commonwealth Bank ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Syd David Jackson 2021 Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business (Accounting) - Swinburne University of Technology ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Tahlia Natasha Cardamone 2012 Bachelor of Commerce (Economics, Finance & Financial Planning) - Deakin University
 Tahsin Saricam 2006 AU Inhouse Securities Accreditation - AUPFS ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certificate IV Finance and Mortgage Broking - Kaplan Professional
 Tania Powick 1997 Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Financial Administration - University of New England ~ Self Managed Superannuation Funds - Kaplan
 Thomas Moloney 2017 AU Inhouse Securities Accreditation - AUPFS ~ Bachelor of Commerce (Int Studies and Financial Planning) - University of Wollongong ~ CFP Certification Program - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Thomas Rutter 2018 Bachelor of Arts - Business and Management - Leeds Metropolitan University ~ Diploma of Financial Planning - Kaplan
 Timothy Andrew Bone 1994 Bachelor Degree - Business - Queensland University of Technology ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA
 Timothy Bradley 2014 Diploma of Financial Planning - RG146
 Timothy William Robb 2011 Bachelor of Commerce (Financial Planning & International Business) - University of Wollongong ~ Core 1 Securities & Managed Investments Accreditation - Stockbrokers Association of Australia ~ Margin Lending and Geared Investments - Kaplan ~ Master of Applied Finance - Kaplan
 Tony Tilenni 1997 ASX Listed Products Accreditation Course - LPAC Online ~ Bachelor of Business (Accounting) - Curtin University of Technology ~ Count Introductory Training Course - Count Financial ~ Margin Lending & Geared Investments - Kaplan Professional
 Vanja Zoric 2016 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - University of Western Australia ~ CFP Certification Program - Financial Planning Association of Australia ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Vikki Jayne Manuel 2001 Advanced Diploma of Financial Planning - KAPLAN ~ Bachelor of Business - University of Southern QLD ~ CPA - CPA ~ Certified Financial Planner - FPA ~ Graduate Diploma of Applied Investment Finance - FINSIA
 Viradha Tharaka Leeniyagoda 2018 Bachelor of Commerce (Accounting) - University of Adelaide ~ Diploma of Financial Planning FNS50615 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Australia ~ Master of Business (Accounting) - University of South Australia ~ RG146 Managed Investments & Securities - Kaplan Australia
 Wade Britnell 2007 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Econ, Mktg, Mgmt - Deakin University ~ Diploma of Financial Services (Financial Planning) - Three Sixty (GWM Adviser Services) ~ SMSF Specialist Advisor - SMSF Association
 Yvonne Ying EN Chu 2018 Bachelor of Applied Finance with Bachelor of Commerce (Actuarial Studies) - Macquarie University ~ Diploma of Financial Planning - FPA