Australian Unity Personal Financial Services ltd

AFS License Number
234459
Name
Australian Unity Personal Financial Services ltd
ABN/ACN/ARBN
26098725145
Licensee issued
Dec. 12, 2003
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services limited to holding a group risk insurance contract issued by a life insurance company registered under section 17 of the Life Insurance Act 1995;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Aaron Speelman2007Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Assoc. Diploma of Business (Accounting) - Williams Business College ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Commerce (Financial Planning) - University of Western Sydney
 Aaron Zol2018Bachelor of Business (Economics & Finance) - University of Technology Sydney ~ Graduate Certificate in Financial Planning - Kaplan
 Adrian Mark Hanrahan2006Bachelor of Commerce (Economics & Financial Planning) - Curtin University ~ Bachelor of Laws - Curtin University ~ Certified Financial Planner (CFP) designation - FPA via Deakin University ~ Master of Applied Finance (Investment Management & Financial Planning) - Kaplan Professional ~ SMSF Specialist Adviser - SMSF Association
 Alec Mervyn Brandon2016SMSF specialisation - CPA Australia ~ Securities, Generic Knowledge, Managed Investments, Life Insurance, Superannuation - Traintak
 Alexander Arthur Stewart1999Bachelor of Commerce - University of Melbourne ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ CPA Program - CPA Australia
 Allan Grant2010Bachelor of Commerce - Financial Planning - Deakin University ~ Diploma of Commerce - Melbourne Institute of Business and Technology ~ Masters of Applied Finance - Monash University
 Andre Dimatteo2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting) - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Andrea Nicole Titter2018Bachelor of Applied Science - Victorian University of Technology ~ Bachelor of Business - IT - Swinburne University of Technolgy ~ Graduate Certificate in Financial Planning - Kaplan ~ Masters of Business Administration - Melbourne Business School
 Andrew Bronneberg2005Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - RG146 Training Australia ~ Bachelor Mathematics & Finance (Honours) - University of Wollongong ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education
 Andrew David Mechielsen2016Bacehlor of Commerce - Monash University ~ Diploma of Financial Planning - Mentor Education
 Andrew Maurice Buchan1996Bachelor of Business - University of Southern Queensland ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education
 Andrew Mckee1988Bachelor of Economics(BEc) - Macquarie University ~ Fellow of the Institute of Actuaries of Australia (FIAA) - Institute of Actuaries of Australia
 Andrew William Donaldson2005Advanced Diploma of Financial Services (Financial Planning) - FINSIA ~ CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Services (Financial Planning) - FINSIA
 Andrew William Edwards2000Financial Planning: Practice and Principles - Securities Institute ~ Graduate Diploma of Financial Planning - Securities Institute
 Aniket Maroo2016Diploma of Financial Planning - Kaplan
 Anthony Gerard Flapper2007Bachelor of Commerce (Accounting) - University of Ballarat ~ Diploma of Financial Services(Financial Planning) - CPA Australia
 Anthony Gordon Ogle1990Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd
 Anthony John Clarke2018Advising in SMSF's - CPA Australia ~ Certificate IV in Assessment and Workplace Training - Commonwealth Bank ~ Diploma of Financial Planning (1-8) - FPA ~ Diploma of Financial Services (Financial Planning) - Commonwealth Bank
 Arianna Mckean1999ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ Bachelor of Business (Banking and Finance) - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Ben Donnelly2016Bachelor of Commerce - Griffith University ~ Financial Services Competencies - Kaplan
 Ben Thomas Finnegan2017Certificate of Public Practice - Institute of Chartered Accountants ~ Graduate Diploma - Institute of Chartered Accountants in Australia ~ RG146 Superannuation and SMSF - Pinnacle
 Benjamin Michael Peck2011Advanced Diploma of Financial Services (Financial Planning) - Kaplan
 Benjamin Thomas Seeger2016Bachelor of Business - Swimburne ~ Diploma of Financial Planning - CPA
 Benny Haiming Huang2018Bachelor of Business - Accounting - Manukau Institute of Technology ~ CPA Australia - CPA Australia ~ Diploma of Financial Planning - Kaplan
 Brad Fensom2003Advanced Diploma Of FP - Kaplan ~ Diploma of FP - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Brad Hellestrand2005Certified Financial Planner - FPA ~ Graduate Diploma in Financial Planning - Securities Institute
 Bradley John Williams2003Bachelor of Science (Hons) - The University of Melbourne ~ CFP Education Program - Deakin University ~ Diploma of Financial Planning - Deakin University
 Bradley Seeto2016Bachelor of Commerce - University of NSW ~ Certificate of Public Practice - Institute of Chartered Accountants ~ Masters of Applied Finance (Financial Planning) - Kaplan
 Cameron Gordon Ogle2002Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd
 Carl Alexander Steinfort2014Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Accounting/Finance) - Deakin University ~ Certified Tax Adviser - Tax Institute of Australia ~ Diploma of Financial Planning - Monarch Institute
 Carla Cosgrove2001Diploma of Financial Planning - Deakin University
 Carlyle Bert Cousins2016Bachelor of Commerce - University of Newcastle ~ Graduate Diploma - Institute of Chartered Accountants
 Celeste Dally2015Diploma of Financial Planning - International Institute of Technology
 Charles Adams2011Bachelor of Agricultural Economics - University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan
 Damian Clive Alwyn Jenkins2006ASX ALPA Program - Kaplan ~ Bachelor of Arts (Management Science) - Kent University ~ Diploma of Financial Services (Financial Planning) - Tribeca (now Kaplan) ~ Self Managed Superannuation Funds - Kaplan
 Damien Alfred Franco2004Diploma of Finance and Mortgage Broking Management - FARSTA ~ Diploma of Financial Services (Financial Planning) - FSTA
 Daniel Finnigan1997Certified Financial Planner - Financial Planning Association (FPA) of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & geared Investments - Kaplan Professional Education
 Daniel John Leslie Rowlands2016Bachelor of Commerce - University of Newcastle ~ Financial Services Training Package - Terra Cordis ~ SMSF Specialist Advisor - SMSF Association
 Daniel Lee Silvestri2018Bachelor of Mathematical and Computer Science - University of Adelaide ~ Chartered Accountants Program - Institute of CAA ~ SMSF Specialisation Course - UNSW
 Danielle Margaret Slater2009Bachelor of Commerce (Management & Human Resource Management - University of Wollongong ~ Estate Planning - Kaplan ~ Risk Management - Kaplan ~ Superannuation - Mentor Education Group
 Dasith Monnekulame2009Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Mentor Education Group ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Mentor Education
 David Barry Sutherland1995Diploma of FP - xxx
 David John Causer2005Bachelor of Business Management - Queensland University of Technology ~ Certificate of Superannuation Management - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma in Applied Finance & Investment - Securities Institute
 Dean Loosmore2007Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Christian Heritage College ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Deborah Lee Spence2000Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University
 Derwood John Magill2011Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma - Financial Planning - KAPLAN ~ Bachelor Degree - Business - GRIFFITH UNIVERSITY ~ Diploma - FINANCIAL SERVICES - KAPLAN ~ Self Managed Superannuation Funds - Kaplan
 Diana Watkins-baker1998Certificate IV in Financial Services (Finance/Mortgage Broking) - TMA ~ Certificate in Margin Lending & Geared Investments - Kaplan ~ Certificate in Self Managed Super Funds - Tribeca ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University
 Dianne Elizabeth Martin1997ASX Listed Products Accreditation Course - ASX ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Dominic Nicholas Morello2014Bachelor of Commerce - Deakin University ~ Graduate Diploma (ICAA) - Institute of Chartered Accountants in Australia ~ Graduate Diploma of Financial Planning - Kaplan
 Donna Chelsea Penny2018Bachelor of Arts - University of Tasmania ~ Diploma of Financial Services (Financial Planning) - FPA ~ Graduate Certificate Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan
 Edan Wilson2005ASX ALPA Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca (now Kaplan) ~ Diploma of Financial Services (Finanacial Planning) - Tribeca (now Kaplan) ~ Self Managed Superannuation Funds - Kaplan
 Elise Marie Michelmore2005Diploma of Banking and Finance - Institute of Banking and Finance ~ Grad Dip Financial Planning - SIA
 Elizabeth Gould2009Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Commerce - Economics and Finance - The University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Esther Hing Yung Lam1992Diploma of Financial Planning - Deakin University ~ Graduate Diploma in Professional Accounting - Canberra College of Advanced Education
 Franz William Kalchbauer2017Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - University of Wollongong ~ Master of Financial Planning - Kaplan
 Gabriel Orzoi2009Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business and Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan
 Gary Stephen Young2016Bachelor of Commerce - Griffith University ~ CPA - CPA Australia ~ Diploma of Financial Services - Kaplan ~ SMSF Specialisation - University of New South Wales
 Geoffrey Alan Ivanac2007Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - Western Australian Institute of Technology ~ Fellow Chartered Financial Practitioner - Mentor Education Group ~ Graduate Certificate - Graduate Certificate in Self Managed Superannuation - Adelaide University ~ Graduate Diploma - Financial Planning - FINSIA
 Geoffrey Neville Steer1991Bachelor of Commerce - University of Melbourne ~ Diploma in Financial Planning - FPA ~ Financial Planning Specialist - Institute of Chartered Accountants
 George Kallinicos2012Bachelor of Commerce - University of Queensland ~ Diploma of Financial Planning - RG146
 George Tsakiris2004Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Dip. of Financial Services (Financial Planning) - Tribeca
 Georgina Willison2003Bachelor of Bus (International Trade) - Monash University ~ Grad Diploma of Applied Finance - Securities Institute Australia ~ Grad Diploma of Financial Planning - Securities Institute Australia
 Gerard Lenihan1992Certificate IV Financial Services (Finance/Mortgage Broking) - TAFE NSW ~ Certificate in Financial Markets (Sia Aff.) - Securities Institute of Australia ~ Diploma of Financial Planning (Dip.FP) - Deakin University ~ Higher National Diploma (HND) Business Studies (with Distinction) - CDT London UK
 Glynn Matthew James Pearman2007Diploma of Financial Services (Financial Planning) - Mentor Education
 Graeme Parncutt2012Diploma Life Insurance - The Australian Insurance Institute
 Graham Fletcher2005Certified Financial Planner - FPA
 Grant Antony Helm2003BCA - Victoria University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional
 Gregory Peter Diamond2006Bachelor of Business (Mgt , IT) - Charles Sturt ~ Diploma Financial Planning - CPA Australia ~ Masters of Accounting - Charles Sturt
 Helen Mary Savage2015ASX Accredited Listed Product Adviser - Kaplan ~ Associated Diploma of Applied Science (Landscape) - North Sydney Institute of TAFE ~ Bachelor of Business (Financial Planning) with distinction - Royal Melbourne Institute of Technology ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd
 Hugh James Sutterby2006Bachelor of Science - Deakin University ~ Diploma of Financial Services - Mentor Education ~ Graduate Certificate of Financial Planning - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan ~ Graduate Diploma of Computing - Deakin
 Ian Andrew Crotty2001Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Victoria University ~ Margin Lending and Geared Investments - Kaplan
 Ian Matthew Wright2002Bachelor of Arts - University of Technology Sydney ~ CFP - FPA ~ Graduate Diploma of Financial Planning - FINSIA
 Jacob Matthew Edgar2015Bachelor of Commerce - Flinders University ~ Diploma of Financial Planning - Kaplan Professional Education ~ MBA - University of South Australia
 Jacob Reus2003Diploma of Financial Advising - Kaplan (formerly Securities Institute Australia) ~ Master of Financial Planning - University of the Sunshine Coast
 Jane Alexandra Hanly2011Bachelor of Business - University of Southern Queensland ~ Diploma of Financial Planning - Institute of Information Technology ~ Graduate Diploma of Financial Planning - Kaplan ~ Professional Year - Institute of Chartered Accountants
 Janette Margaret Pavey2000Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ University Certificate of Management - Deakin University
 Janine Susan Devitt2001Bachelor of Science - University of Queensland ~ Certified Financial Planner - Kaplan ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Education - University of Southern Queensland
 Jason Danjoux2004Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - FPA ~ Masters of Financial Planning - University of Sunshine Coast
 Jason Ian Mclaren2015Advanced Diploma of Financial Services (Superannuation) - ASFA ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Business (Applied Finance) - Queensland University of Technology ~ Master of Business (Professional Accounting) - Queensland University of Technology ~ SMSF Specialist Advisor - Self Managed Super Fund Association
 Jason Young Choi2006Bachelor of Commerce - The University of NSW ~ Graduate Diploma of Financial Planning - FINSIA
 Jay Belevski1999CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Certificate - Management - University of Technology Sydney ~ Licensee Accreditation - Listed Securities - MLC
 Jayde Boxsell2012Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma - Financial Planning - International Institute of Technology ~ Bachelor Degree - Business - Charles Sturt University ~ Diploma - Financial Planning - Mentor Education ~ Margin Lending - Pinnacle
 Jeremy Hall2010Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending - Kaplan ~ Master of Financial Planning - Kaplan ~ SMSF Core Course - DBA Network Pty Ltd
 Jeremy James Mortimer2005Diploma of Financial Planning - Deakin University
 Jess Ian Boles2014Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - Financial Planning - University of Wollongog ~ Diploma of Business - Tafe NSW ~ Margin Lending - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 John Alexander Woodhouse1995Bachelor of Business - The Darling Downs Institute of Advanced Education ~ Certified Practising Accountant - Australian Society of Accountants ~ Financial Planner AFP - FPA
 John Carnevale2017Bachelor of Commerce - Accounting - University of Western Sydney ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Diploma of Superannuation Management - Macquarie University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Master of Financial Services Law - Macquarie University
 John Clifford Mcintosh1986Diploma of Financial Planning - IAFP
 John Hockey2000Diploma of Financial Planning - FPA & Securities Institute ~ Diploma of Financial Planning - FPA/Securities Institute ~ Diploma of Financial Services - Tribeca ~ Diploma of Financial Services - Tribeca
 John Liaw2016Bachelor of Commerce (Accounting) - The University of Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Chartered Accounting - Chartered Accountants Australia New Zealand ~ Securities & Managed Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 John William Sullivan2006ASX Accredited Listed Products Adviser - Kaplan ~ Bachelor of Business - NSW Institute of Technology ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ SMSF Specialist Pathway Program - Tribeca
 Jonathan Sien Mun WU2011Bachelor of Commerce (Commercial Law and Accounting) - University of Sydney ~ CPA - CPA Australia ~ Diploma of Financial Services - Kaplan ~ Financial Planner AFP - FPA ~ Financial Planning Specialist - CPA Australia
 Jorja Astanin2015Bachelor of Commerce - Deakin University
 Julian Edward Carter2016Bachelor of Business (Economics & Finance) - RMIT
 Julie Anne Tilley2017Bachelor of Business (Accounting) - Monash University ~ Graduate Diploma of Financial Planning - Securities Institute ~ SMSF Specialist Advisor - SMSF Association ~ Superannuation Adviser (Personal Advice) - Mentor
 Justyna Luczak-hollis2001Advanced Diploma of Financial Services ( Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Financial Plan Construction and Review - Tribeca ~ Self Managed Superannuation Funds - Kaplan
 Karen Anne Ryrie2003Diploma in Financial Planning (CFP) - Deakin University
 Kasey Maree Carr2007ASX ALPA Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Kate Curtain2016Financial Services Training Package - Terra Cordis ~ SMSF Specialist Advisor - SMSF Association
 Kathy Martiniello2007Bachelor of Commerce in Accounting - University of Canberra ~ Graduate Certificate in Financial Planning - Finsia
 Katrina Anne Hinchliffe2018Bachelor of Commerce - La Trobe University ~ Chartered Accountants Program - Institute of Chartered Accountants ~ Superannuation & SMSF - Pinnacle
 Kerryn Jane Lancaster2003Diploma of Education - Melbourne University ~ Diploma of Financial Services - Assessment Education Services
 Kimberlee Ann Newton2003Diploma of Business (Accounting) - Victoria University ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA
 Kirsty Hewitt2012Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Kurt Jorgensen2011Bachelor of Commerce (Major in Financial Planning) - University of Canberra ~ Bachelor of Commerce - University of Canberra
 Kylie Maree Bloomfield2007Diploma of Financial Services (Financial Planning) - Securities Institute/Finsia ~ Graduate Certificate in Financial Planning - Griffith University ~ Margin Lending & Geared Investments - Kaplan Professional
 Leigh Goad1999Certified Financial Planner - FPA ~ Diploma Financial Planning - RMIT ~ Diploma Superannuation Management - Macquarie University & ASFA
 Leigh J Allan2017Bachelor of Business (Accounting) - La Trobe University ~ Diploma of Financial Planning - International Institute of Technology ~ Self Managed Superannuation Funds - Kaplan
 Lisa Ann Watzek1999Bachelor Of Commerce (Accounting) - University Of Queensland ~ Bachelor Of Commerce (Honours) - University Of Southern Queensland ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ SMSF Specialist Advisor - SMSF Association
 Lisbeth Jane Cadell Crombie2008Bachelor's Degree, BHMS - University of QLD ~ Diploma of Financial Planning - FINSIA
 Luke Kenneth Robson2014ASX Listed Products Accreditation Course (LPAC) - LPAC Online Pty Ltd ~ Bachelor of Business (Finance) - Queensland University of Technology (QUT) ~ SuperConcepts and ICFS Specialist SMSF Course - University of Adelaide
 Lynda Monique Sexton2018Bachelor of Business (Accountancy) - University of South Australia ~ Diploma of Financial Planning - Kaplan
 Marcel Brian Saunders2004Advanced Diploma of Financial Services (Financial Planning) - Deakin Financial Services Pty Ltd ~ Bachelor of Commerce - Business Economics and Finance - Bond University ~ Certificate in Governance Practice - Governance Institute ~ Financial Services Essentials - Deakin Financial Services Pty Ltd ~ Master of Business Administration - Bond University
 Mark Andrew Clayton2015Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - University of Sydney ~ CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Mark Koroll1981Certified Financial Planner - Deakin University ~ Dip of Business Administration - Saskatchewan Technical Institute ~ Dip of Financial Planning - Deakin University
 Mark Lazarovski2018Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business - Financial Management and Financial Planning - La Trobe University ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Specialist Margin Lending Course - International Institute of Technology
 Mark Patrick Purtill2016Bachelor of Business - UTS NSW ~ Diploma of Financial Planning - Kaplan
 Martin Cameron Caramians2017Diploma of Financial Advising - FINSIA ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma Applied Finance - FINSIA ~ Master of Applied Finance - Macquarie University
 Mathew Luke Spencer2009Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Services (Finance/ Mortgage Broking) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Matthew Caruso2016Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - La Trobe University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants ~ Self Managed Superannuation Funds - Kaplan
 Matthew G Brown2018Diploma of Financial Planning - FPA ~ Diploma of Superannuation Management - The Association of Superannuation Funds of Australia Limited (ASFA) ~ Master of Financial Services Law - Macquarie University
 Matthew Kane Farrugia2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce/Finance - La Trobe University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Matthew Robert Litchfield2013Bachelor of Business - Economics & Finance - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ RG 146 - Kaplan ~ Securities, Managed Investments, Margin Lending - Kaplan ~ Superannuation - Kaplan
 Melissa Beverley2018Diploma of Financial Planning - Mentor Education
 Melissa Jane Kirby2018Bachelor of Business - Finance and Economics - University of Technology, Sydney ~ Diploma of Financial Planning - Kaplan
 Michael David Alexander Smith2004ASX ALPA Program - Kaplan ~ Diploma of Financial Advising - Securities Institute ~ Self Managed Super Funds - Tribeca ~ Tier 1 Margin Lending - Kaplan
 Michael John Wells2004Advanced Diploma of Financial Services (Financial Planning) - AMP Limited ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - AMP Limited ~ Self Managed Super Funds - Kaplan Professional
 Michael Misiti2000Advanced Diploma FP - UTS
 Michael Patrick Fogarty1997CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Planning - FPA ~ Master of Economics - Macquarie University ~ SMSF Specialist Advisor - SMSF Association
 Michael Ronald Haynes2016Bachelor of Business - ACU ~ Chartered Accountant - Institute of Chartered Accountants in Australia ~ Diploma of Financial Planning - Kaplan
 Michael Stojanovski2009Bachelor Of Commerce - Deakin University ~ Certified Financial Planner - FPA
 Michael Vesper2002Advanced Diploma of Financial Services (FP) - Deakin ~ Bachelor of Business - UTS Sydney ~ Master of Commerce - UNSW
 Michelle Louise Roberts2007Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business (Property) - RMIT ~ Diploma of Financial Services (FP) - Kaplan
 Michelle Margaret Murphy2006ASX Accredited Listed Products Adviser - Kaplan ~ Chartered Accountant - Institute of Chartered Accountants ~ Dimploma of Financial Services (Financial Planning) - FINSIA ~ SMSF Specialist Pathway Program - Tribeca
 Morton B Cohen1995Diploma of Financial Planning - Deakin University
 Nathan Wilkinson2004Master of Commerce (Financial Planning) - University of Western Sydney ~ Master of Professional Accounting - Southern Cross University
 Neil Robert Hillman2017Bachelor of Business - New South Wales Institute of Technology ~ Self Managed Superannuation Funds - Kaplan
 Ngan Bui2004Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business (Financial Planning) - RMIT ~ Certified Financial Planner - FPA ~ Self Managed Superannuation Fund Adviser (Personal Adviser) - Mentor Education
 Nicholas Adam Wall2013ASX Accredited Listed Products Adviser (ALPA) Program - KAPLAN ~ Bachelor of Commerce - University of Wollongong ~ Margin Lending - KAPLAN ~ cavendish & ICFS Specialist SMSF Course - CAVENDISH - The University of Adelaide
 Nicola Keane2018Superannuation Adviser (General Advice) - Mentor Education
 Nicola Lok Ting HO2017Bachelor of Commerce - Accounting - Macquarie University ~ Diploma of Financial Planning - Kaplan
 Nicole Amy Burgess2013Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - University of the Sunshine Coast ~ Certified Financial Planner - Deakin University ~ Self Managed Superannuation Funds - Kaplan ~ Tier 1 Margin Lending - Kaplan
 Norman MO2000Bachelor of Economics - UWA ~ Certified Financial Planner - FPA ~ Grad Dip Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan
 Olivia Megan Richards2014Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Tribecca ~ Bachelor of Business (Financial Planning) - RMIT ~ Diploma of Financial Planning - Tribecca ~ Self Managed Superannuation Funds - Kaplan
 Paul Francis Mahon2003Certified Financial Planner - FPA
 Paul Richard Yeoman1999Bachelor of Commerce - University of Wollongong ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Paul Schofield2003Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University/FPA ~ PS 146 Knowledge Assessment - Tribeca (now Kaplan)
 Peter Erasmus Robinson2005Bachelor of Business - University of Southern QLD ~ Grad Cert Financial Planning - Securities Institute/FINSIA ~ Grad Dip Taxation - University of Central QLD ~ Master of Financial Mgmt. - University of Central QLD
 Peter Henri Rambert2006Accredited Estate Planning Strategist - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia ~ Life Risk Specialist - Financial Planning Association of Australia ~ Master of Applied Finance - Kaplan
 Phillip Leigh Morris2016Associate Chartered Accountant - Chartered Accountants Aust & NZ ~ Bachelor of Business - Swimburne ~ Diploma of Financial Planning - Mentor
 Rick John Nicholson2001Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Robert Reus1995Bachelor of Commerce (Economics) - University of New South Wales ~ Certified Practising Accountant - CPA Australia
 Rohan Thomas Murfett2003Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Economics, Management) - Deakin University ~ Graduate Certificate of Financial Planning - Securities Institute
 Rory Condon2005Bachelor of Commerce - University of Queensland ~ Certified Practicing Accountant - CPA ~ Chartered Accountant - Institute of Chartered Accountants ~ Diploma of Financial Service - Securities Institute
 Rory James Mitchell2016Accredited Listed Product Adviser Program - Kaplan ~ Diploma of Financial Planning - Integrity Education Group ~ Margin Lending - Integrity Education Group
 Ross Andrew Johnston1995Certificate in Financial Markets - Securities Institute of Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Master of Financial Services Law - Macquarie University
 Ross Kimberley2004Diploma Superannuation Management - ASFA ~ Diploma in Financial Markets - Securities Institute
 Russell James Reid2017Bachelor of Commerce - University of New South Wales ~ Self Managed Superannuation Funds - Kaplan
 Russell John Kapeechkin2007Advanced Diploma Financial Planning - Mentor Education ~ Bachelor Degree - Commerce - University of Queensland - St Lucia ~ Diploma Financial Planning - Mentor Education
 Sarah Emily Wood2007Bachelor of Business - Queensland University of Technology ~ Bachelor of Laws - Southern Cross University ~ Diploma of Financial Planning (Financial Sevices) - Tribeca/ FINSIA ~ Taxation Planning (ADFS 1) - Mentor
 Sarah Jane Carli2018Bachelor of Commerce (Finance & Management) - University of Wollongong ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Mentor Education
 Savannagh Keeley Chase2018Advanced Diploma of Financial Planning - Monarch Institute
 Scott Albert Millson2002Bachelor of Business (Financial Planning) - RMIT ~ Certified Financial Planner - FPA
 Scott Anthony Carle2003Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Diploma Financial Planning - Kaplan ~ Margin Lending - Kaplan
 Scott Hoa LY2018Bachelor of Law - Monash University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Scott Maurice Bennison2003Accounting Certificate - TAFE ~ Bachelor of Business (Accounting) - Charles Sturt University ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA)
 Sean Michael Henselis2004Certified Financial Planner - CFP
 Shane Anthony Arthur2011Diploma of Financial Services - Investment Banking Institute (IBI)
 Sharlene Halvorsen2006Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Applied Science (Mathematics) - Queensland University of Technology ~ Graduate Diploma of Financial Planning - FINSIA Education ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Simon James Gagliardi2006Advanced Diploma of Financial Planning - Tribeca ~ Diploma of Financial Planning - Tribeca
 Simon KA Lung WU1993Bachelor of Arts - Macquarie University ~ Bachelor of Legal Studies - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Master of Business Administration - University of Sydney
 Simone Sheridan2018Diploma of Financial Planning - Kaplan
 Snezana Mitrovic2018Certificate IV in Finance and Mortgage Broking - The National Finance Institute ~ Diploma of Financial Planning - Kaplan
 Sonia Livitsanos2017Cert III Financial Services (Accounts Clerical) - University of Ballarat ~ Cert IV Financial Services (Accounting) - University of Ballarat ~ Diploma of Accounting - University of Ballarat ~ Diploma of Financial Planning - Mentor Education
 Stan Konidaris2006Bachelor of Business (Finance) - Victoria College ~ Financial Planning Proper Authority Course - Securities Institute & Institute of Chartered Accountants ~ Professional Year Programme - The Institute of Chartered Accountants ~ Securities - FINSIA ~ Self Managed Super Funds - Tribeca
 Stefan James Watson Miller2004Bachelor of Commerce - Australian National University ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Finance and Mortgage Broking Management - South Western Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA)
 Stephan Claude Emanuel Morot2012Bachelor of Information Technology (Software Engineering, Scientific Computation and Visualisation) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Steven Coelho2016Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - Mentor Education ~ SMSF Specialist Adviser - SMSF Association
 Steven James Costall2000Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC ~ Certified Financial Planner - FPA ~ Fellow Charter Financial Practitioner - Mentor Educational Group ~ Securities - FPA ~ Self Managed Super Fund Course - Tribeca
 Steven Yongpiau Liaw1994Bachelor of Commerce - University of Queensland ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Australis College (formerly Intellitrain) ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Master of Business Administration (General Management) - Central Queensland University
 Stuart Russell Williamson2004CFP - FPA ~ DFP - FPA ~ Kaplan Alpa - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SuperManaged & Super Fund - Kaplan
 Sunil Ruchindra Perera2007Associate status in taxation - Tax Institute ~ CPA - CPA ~ Dip FS (FP) - CPA
 Tania Powick1997Bachelor of Financial Administration - University of New England
 Tim Kay2009Advanced Certificate in General Insurance - Swinburne University ~ Certificate IV in Financial Services - Swinburne University ~ Certified Insurance Professional - Australian and New Zealand Institute of Insurance and Finance ~ Chartered Life Practitioner - Mentor Education ~ Diploma of Financial Planning - Integratec
 Timothy Andrew Bone1994Bachelor Degree - Business - Queensland University of Technology ~ Diploma - Financial Planning - Financial Planning Association of Australia
 Timothy Bradley2014Diploma of Financial Planning - RG146
 Timothy William Robb2011Bachelor of Commerce (Financial Planning & International Business) - University of Wollongong ~ Core 1 Securities & Managed Investments Accreditation - Stockbrokers Association of Australia ~ Margin Lending and Geared Investments - Kaplan ~ Master of Applied Finance - Kaplan
 Tracey Maree Ashton2016Bachelor Business - Queensland University of Technology ~ SMSF Specialist Adviser - SMSF Association ~ Self Managed Superannuation Funds - Kaplan
 Urmimala Ray2012Bachelor of Economics - Maharaja Sayajirao University of Baroda ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Economics - University of Nottingham
 Viki West2004Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan
 Vikki Jayne Manuel2001Advanced Diploma of Financial Planning - KAPLAN ~ Bachelor of Business - University of Southern QLD ~ CPA - CPA ~ Certified Financial Planner - FPA ~ Graduate Diploma of Applied Investment Finance - FINSIA
 Vince D'elia2016Certified Practicing Accountant - CPA ~ Diploma of Financial Planning - Mentor Education
 Vinoshanth Waran2011Diploma of Financial Services - ASIC ~ Margin Lending - Kaplan
 William Douglas Hardie2017Bachelor of Commerce - University of South Australia ~ Diploma of Financial Planning - Kaplan ~ Graduate Certificate in Business Administration - Griffith University
 William Jack Kelly2018Bachelor of Commerce (Financial Planning) - Deakin University
 William Johns2006Bachelor of Business (Applied Finance) - University of Western Sydney ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association & Deakin University ~ Master in Disability Studies - Flinders University ~ Self Managed Superannuation Funds - Kaplan Professional
 Yvonne Ying EN Chu2018Bachelor of Applied Finance with Bachelor of Commerce (Actuarial Studies) - Macquarie University ~ Diploma of Financial Planning - FPA