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Australian Unity Personal Financial Services ltd

AFS License Number
234459
Name
Australian Unity Personal Financial Services ltd
ABN/ACN/ARBN
26098725145
Licensee issued
Dec. 12, 2003
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services limited to holding a group risk insurance contract issued by a life insurance company registered under section 17 of the Life Insurance Act 1995;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Aaron Zol2018Bachelor of Business (Economics & Finance) - University of Technology Sydney ~ Graduate Certificate in Financial Planning - Kaplan
 Alena Malakhova2014Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Master of Commerce (Finance with Banking and Economics) - University of Sydney
 Allan Grant2010Bachelor of Commerce - Financial Planning - Deakin University ~ Diploma of Commerce - Melbourne Institute of Business and Technology ~ Masters of Applied Finance - Monash University
 Amanda Pond2008Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certificate IV Financial Services (Finance/Mortgage Broking) - Traineeship Management Australia (TMA) ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Fellow Chartered Financial Practitioner - AFA
 Andre Dimatteo2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting) - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ SuperConcepts & ICFS Specialist SMSF Course - Super Concepts
 Andrew Bronneberg2005Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - RG146 Training Australia ~ Bachelor Mathematics & Finance (Honours) - University of Wollongong ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education
 Andrew Edward Dobson2005Bachelor of Commerce (Financial Planning & Accounting) - Curtin University of Technology ~ Certified Financial Planner - FPA ~ Margin Lending & Geared Investments - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association
 Andrew Mckee1988Bachelor of Economics(BEc) - Macquarie University ~ Fellow of the Institute of Actuaries of Australia (FIAA) - Institute of Actuaries of Australia
 Andrew William Donaldson2005Advanced Diploma of Financial Services (Financial Planning) - FINSIA ~ CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Services (Financial Planning) - FINSIA
 Angelo Cardamone1996Bachelor of Business - RMIT ~ Diploma of Financial Planning (DFP 1 - 4) - Kaplan Professional ~ Diploma of Financial Planning - Financial Planning Association ~ Self Managed Superannuation Funds - Tribeca (Kaplan Professional)
 Anthony Gerard Flapper2007Bachelor of Commerce (Accounting) - University of Ballarat ~ Diploma of Financial Services(Financial Planning) - CPA Australia
 Anthony Gordon Ogle1990Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd
 Anthony Vince Chimirri2015Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Bachelor of Business - Victoria University ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ RG146 Tier 1 Specialist Margin Lending - International Institute of Technology Pty Ltd (IIT) ~ Self Manager Super Funds - International Institute of Technology Pty Ltd (IIT)
 Ashish Thadani2005Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan ~ Provide Advice in Margin Lending - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Ben Zonaras2018Bachelor of Economics & Social Sciences (Economics & Accounting) - The University of Sydney ~ Diploma of Financial Planning - Mentor Education ~ Graduate Diploma of Chartered Accounting - Chartered Accountants Australia and New Zealand
 Benny Haiming Huang2018Bachelor of Business - Accounting - Manukau Institute of Technology ~ CPA Australia - CPA Australia ~ Diploma of Financial Planning - Kaplan
 Brad Fensom2003Advanced Diploma Of FP - Kaplan ~ Diploma of FP - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Brad Hellestrand2005Accredited Listed Product Adviser Program - Kaplan Professional ~ Certified Financial Planner - FPA ~ Ethics & Professionalism in Financial Advice - Kaplan Professionalism ~ Graduate Diploma in Financial Planning - Securities Institute
 Bradley Allan Twite2003AU Inhouse SMSF Accreditation - AUPFS ~ Advanced Diploma of Financial Services (Financial Planning) - Deakin Financial Services Group ~ Bachelor of Business - Curtin University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Bradley John Williams2003Bachelor of Science (Hons) - The University of Melbourne ~ CFP Education Program - Deakin University ~ Diploma of Financial Planning - Deakin University
 Bradley Ross Mcdonald2007Adv Dip Financial Services ( FP) - Kaplan ~ DPML Margin Lending - Pinnacle ~ Diploma of Financial Planning - Finsia
 Brett Catterall2014Diploma of Financial Planning - Pinnacle ~ Self Managed Superannuation Fund Adviser (Persoanl Advice) - Mentor Education
 Brett Richard Holmes2012Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor Degree - Commerce - University of South Africa ~ Diploma - Financial Planning - Kaplan ~ Diploma of Financial Services (Superannuation) - Association of Superannuation Funds of Australia Limited (ASFA)
 Cameron Gordon Ogle2002Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd
 Carl Alexander Steinfort2014Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Accounting/Finance) - Deakin University ~ Certified Tax Adviser - Tax Institute of Australia ~ Diploma of Financial Planning - Monarch Institute
 Carlo Anselmo Borrelli2016FNS04 Financial Services Training Package - terra cordis ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Financial Planning - FINSIA
 Caron Collins2015Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Catherine Stewart2006AU Inhouse SMSF Accreditation - AUPFS ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Economics and Finance) - University of Western Sydney ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Charles Adams2011Bachelor of Agricultural Economics - University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan
 Cheng Shen2011ADFS(FP): Taxation Planning - Kaplan Professional ~ Bachelor of Commerce (Finance and International Business) - University of New South Wales ~ Bachelor of Economics - University of New South Wales ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Christine Brown2002Bachelor of Business - Victoria College ~ Certified Practising Accountant (CPA) - CPA Australia ~ Diploma of Financial Services - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan
 Christopher Upton2013Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certificate III in Financial Services - Institute of Financial Services Inc ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Cindy Excell2006Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Economics (Accounting) - Xiamen University ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - FINSIA ~ Masters of Applied Finance - Macquarie University
 Clive Damian Alwyn Jenkins2006ASX ALPA Program - Kaplan ~ Bachelor of Arts (Management Science) - Kent University ~ Diploma of Financial Services (Financial Planning) - Tribeca (now Kaplan) ~ Self Managed Superannuation Funds - Kaplan
 Craig Andrew Mckenzie2003Advanced Diploma of Financial Planning FNS60404 - Tribeca ~ Diploma of Financial Planning FNS50804 - Tribeca ~ Self Managed Super Funds - Integratec Training
 Damien Alfred Franco2004Diploma of Finance and Mortgage Broking Management - FARSTA ~ Diploma of Financial Services (Financial Planning) - FSTA
 Damon Green2008Bachelor Degree - Business - La Trobe University
 Daniel Finnigan1997Certified Financial Planner - Financial Planning Association (FPA) of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & geared Investments - Kaplan Professional Education
 Daniel Lawrence Superina2014Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University
 Darryl William Bryce1998ASX Listed Products Accreditation Course - ASX/ Savings Factory ~ Bachelor of Business (Accounting) - Monash University ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - AAMC Training Group ~ Margin Lending and Geared Investments - KAPLAN Professional
 Dasith Monnekulame2009Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Mentor Education Group ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Mentor Education
 David John Causer2005Bachelor of Business Management - Queensland University of Technology ~ Certificate of Superannuation Management - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma in Applied Finance & Investment - Securities Institute
 David Joseph Ramsay1987Bachelor of Commerce (Financial Planning) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty ~ Self Managed Superannuation Funds - Kaplan Australia
 Dean Loosmore2007Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Christian Heritage College ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Dean Walker2011AU Inhouse SMSF Accreditation - AUPFS ~ Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Diploma of Finance and Mortgage Broking Management - Finance & Related Services Training Academy (FARSTA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Dennis Souksamlane2009AU Inhouse SMSF Accreditation - AUPFS ~ Bachelor of Applied Finance/Commerce/Accounting - Macquarie University ~ Diploma of Australian Tax Law - Tax Institute of Australia ~ Master of Commerce (Financial Planning) - University of Western Sydney
 Derwood John Magill2011Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma - Financial Planning - KAPLAN ~ Bachelor Degree - Business - GRIFFITH UNIVERSITY ~ Diploma - FINANCIAL SERVICES - KAPLAN ~ Self Managed Superannuation Funds - Kaplan
 Diana Watkins-baker1998Certificate IV in Financial Services (Finance/Mortgage Broking) - TMA ~ Certificate in Margin Lending & Geared Investments - Kaplan ~ Certificate in Self Managed Super Funds - Tribeca ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University
 Domenic Brasacchio2004Bachelor of Commerce - Deakin University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Education ~ SMSF Specialist Advisor (SSA) - SMSF Association
 Domenic Manno2010Bachelor of Business (Accounting) - Curtin University of Technology ~ Diploma of Accounting - TAFE ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Dominic Nicholas Morello2014Bachelor of Commerce - Deakin University ~ Graduate Diploma (ICAA) - Institute of Chartered Accountants in Australia ~ Graduate Diploma of Financial Planning - Kaplan
 Edan Wilson2005ASX ALPA Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca (now Kaplan) ~ Diploma of Financial Services (Finanacial Planning) - Tribeca (now Kaplan) ~ Self Managed Superannuation Funds - Kaplan ~ Tier 1 Margin Lending - Personal Advice - Kaplan
 Elise Jane Anderson2015Bachelor of Commerce (Accounting & Financial Planning) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Managed Investments & Securities & Derivatives - Kaplan Australia ~ RG146 Margin Lending - Kaplan Australia
 Elise Marie Michelmore2005Diploma of Banking and Finance - Institute of Banking and Finance ~ Diploma of Financial Advising - Securities Institute ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Evangelos Grespos2012Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Fiona Elizabeth Origlia1989Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Arts - Deakin University ~ Diploma of Financial Services - Kaplan Professional
 Frank Zonaras2004Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business - NSW Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA Education (Kaplan Professional) ~ Margin Lending & Geared Investments - Kaplan Professional
 Franz William Kalchbauer2017Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - University of Wollongong ~ Master of Financial Planning - Kaplan
 Gabriel Orzoi2009Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business and Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan
 Geoffrey Alan Ivanac2007Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - Western Australian Institute of Technology ~ Fellow Chartered Financial Practitioner - Mentor Education Group ~ Graduate Certificate - Graduate Certificate in Self Managed Superannuation - Adelaide University ~ Graduate Diploma - Financial Planning - FINSIA
 Geoffrey Neville Steer1991Bachelor of Commerce - University of Melbourne ~ Diploma in Financial Planning - FPA ~ Financial Planning Specialist - Institute of Chartered Accountants
 George Tsakiris2004Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Dip. of Financial Services (Financial Planning) - Tribeca
 Georgina Willison2003Bachelor of Bus (International Trade) - Monash University ~ Grad Diploma of Applied Finance - Securities Institute Australia ~ Grad Diploma of Financial Planning - Securities Institute Australia
 Gerard Lenihan1992Certificate IV Financial Services (Finance/Mortgage Broking) - TAFE NSW ~ Certificate in Financial Markets (Sia Aff.) - Securities Institute of Australia ~ Diploma of Financial Planning (Dip.FP) - Deakin University ~ Higher National Diploma (HND) Business Studies (with Distinction) - CDT London UK
 Gerry Farlanga1996Bachelor of Commerce - University of Western Sydney ~ Count Introductory Training Course - Count Financial ~ Margin Lending & Geared Investments - Kaplan Professional
 Glynn Matthew James Pearman2007Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Certificate in Financial Planning - Kaplan Professional
 Graham Fletcher2005Certified Financial Planner - FPA
 Grant Antony Helm2003BCA - Victoria University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional
 Gregory Peter Diamond2006Bachelor of Business (Mgt , IT) - Charles Sturt ~ CPA Program - CPA ~ Diploma Financial Planning - CPA Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Masters of Accounting - Charles Sturt
 Hamish Graeme Edwards2007Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - KAPLAN ~ Risk Management - KAPLAN
 Helen Lorraine Tasker2007Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) ~ Margin Lending & Geared Investments - Kaplan Professional
 Hugh James Sutterby2006Bachelor of Science - Deakin University ~ Diploma of Financial Services - Mentor Education ~ Graduate Certificate of Financial Planning - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan ~ Graduate Diploma of Computing - Deakin
 Ian Andrew Crotty2001Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Victoria University ~ Margin Lending and Geared Investments - Kaplan
 Ian Matthew Wright2002Bachelor of Arts - University of Technology Sydney ~ CFP - FPA ~ Graduate Diploma of Financial Planning - FINSIA
 Jack Solly Mcnamara2016Bachelor Commerce (Accounting and Financial Planning) - Deakin University ~ Certified Financial Planner - Financial Planning Association
 Jackson Dongray2014Bachelor of Commerce (Financial Planning) - Curtin University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jacob Reus2003AU Inhouse SMSF Assessment - AUPFS ~ Diploma of Financial Advising - Kaplan (formerly Securities Institute Australia) ~ Master of Financial Planning - University of the Sunshine Coast
 Janette Margaret Pavey2000Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ University Certificate of Management - Deakin University
 Jarod Charles Winders2015Diploma of Finance and Mortgage Broking Management - The National Finance Institute ~ Master of Financial Planning - Griffith University
 Jason Danjoux2004Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - FPA ~ Masters of Financial Planning - University of Sunshine Coast
 Jason Holder1999Accredited Aged Care Professional - Aged Care Steps ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Jason Ian Mclaren2015Advanced Diploma of Financial Services (Superannuation) - ASFA ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Business (Applied Finance) - Queensland University of Technology ~ Master of Business (Professional Accounting) - Queensland University of Technology ~ SMSF Specialist Advisor - Self Managed Super Fund Association
 Jason Young Choi2006Bachelor of Commerce - The University of NSW ~ Graduate Diploma of Financial Planning - FINSIA
 Jay Belevski1999CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Certificate - Management - University of Technology Sydney ~ Licensee Accreditation - Listed Securities - MLC
 Jayde Jenkins2012Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma - Financial Planning - International Institute of Technology ~ Bachelor Degree - Business - Charles Sturt University ~ Diploma - Financial Planning - Mentor Education ~ Margin Lending - Pinnacle
 Jeremy Hall2010Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending - Kaplan ~ Master of Financial Planning - Kaplan ~ SMSF Core Course - DBA Network Pty Ltd
 Jess Ian Boles2014Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - Financial Planning - University of Wollongog ~ Diploma of Business - Tafe NSW ~ Margin Lending - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Jill Amanda Stiles2000ASX Listed Products Accreditation Course - LPAC Online ~ Bachelor of Business (Accounting) - Curtin University (formerly WA Institute of Technology) ~ Certificate IV in Financial Services (Finance/ Mortgage Broking) - FINSIA ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional
 Jodie Howes2018AU Inhouse Securities Accreditation - AUPFS ~ Bachelor of Business (Financial Planning) with Distinction - RMIT University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Johannes Gerrie Vermeulen2015Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Hon) Communication Management - University of Pretoria ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 John Hockey2000Diploma of Financial Planning - FPA & Securities Institute ~ Diploma of Financial Planning - FPA/Securities Institute ~ Diploma of Financial Services - Tribeca ~ Diploma of Financial Services - Tribeca
 Jonathan Robert Mccullagh2008AU Inhouse Accreditation - AUPFS ~ AU Inhouse Assessment - Securities - AUPFS ~ Advanced Diploma of Financial Planning FNS60404 - MLC ThreeSixty ~ Bachelor of Commerce (Banking and Funds Management) - Griffith University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA)
 Jonathan Sien Mun WU2011Bachelor of Commerce (Commercial Law and Accounting) - University of Sydney ~ CPA - CPA Australia ~ Diploma of Financial Services - Kaplan ~ Financial Planner AFP - FPA ~ Financial Planning Specialist - CPA Australia
 Jorja Astanin2015Bachelor of Commerce - Deakin University
 Julian Edward Carter2016Bachelor of Business (Economics & Finance) - RMIT
 Jye Victor Marks2021Bachelor of Commerce - Financial Planning - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Kane Robert Leersen2016Bachelor Commerce (Financial Planning) - Deakin University
 Karen Anne Ryrie2003Diploma in Financial Planning (CFP) - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Karen Joy Pauling1994ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Bachelor of Business - Edith Cowan University ~ CPA: CPA 110 - CPA Australia ~ Margin Lending & Geared Investments - Kaplan Professional ~ RG146 Tier 1 Specialist Risk Management - International Institute of Technology
 Kasey Maree Carr2007ASX ALPA Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Kathy Martiniello2007Bachelor of Commerce in Accounting - University of Canberra ~ Graduate Certificate in Financial Planning - Finsia
 Keats Brydon2014AU Inhouse Assessment - SMSF - AUPFS ~ AU Inhouse Assessment - Securities - AUPFS ~ Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Economics (Marketing) - University of Sydney ~ Diploma of Financial Planning - Pinnacle Financial Services Academy
 Kerryn Jane Lancaster2003Diploma of Education - Melbourne University ~ Diploma of Financial Services - Assessment Education Services
 Kevin Houghton2017Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Commerce (Financial Planning & Economics) - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Kylie Maree Bloomfield2007AU Inhouse SMSF Assessment - AUPFS ~ Diploma of Financial Services (Financial Planning) - Securities Institute/Finsia ~ Graduate Certificate in Financial Planning - Griffith University ~ Margin Lending & Geared Investments - Kaplan Professional
 Laura Jordan Imanse2018Bachelor of Commerce - University of Otago ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Kaplan Professional Education
 Leigh Goad1999Certified Financial Planner - FPA ~ Diploma Financial Planning - RMIT ~ Diploma Superannuation Management - Macquarie University & ASFA
 Leigh J Allan2017Bachelor of Business (Accounting) - La Trobe University ~ Diploma of Financial Planning - International Institute of Technology ~ Self Managed Superannuation Funds - Kaplan
 Lisa Ann Watzek1999Bachelor Of Commerce (Accounting) - University Of Queensland ~ Bachelor Of Commerce (Honours) - University Of Southern Queensland ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ SMSF Specialist Advisor - SMSF Association
 Luke Stewart Martin2004Bachelor of Commerce (Economics & Marketing) - Curtin University of Technology ~ Foundation DFP - Financial Planning Associtaion ~ RG146 Core Diploma Skills - Kaplan Professional
 Maciej Stanek2006Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - Honours (Finance) - Australian National University ~ Graduate Certificate in Financial Planning - Financial Services Institute of Australasia (FINSIA) ~ Margin Lending and Geared Investments - Kaplan ~ SMSF - KAPLAN
 Mahesh Menon2005Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Economics - Mahatma Gandhi University, Kerala ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan
 Marcel Brian Saunders2004Advanced Diploma of Financial Services (Financial Planning) - Deakin Financial Services Pty Ltd ~ Bachelor of Commerce - Business Economics and Finance - Bond University ~ Certificate in Governance Practice - Governance Institute ~ Financial Services Essentials - Deakin Financial Services Pty Ltd ~ Master of Business Administration - Bond University
 Mark Andrew Clayton2015Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - University of Sydney ~ CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Mark David Hodson2008AU Inhouse Assessment - SMSF - AUPFS ~ AU Inhouse Assessment - Securities - AUPFS ~ Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Services (Financial Planning) - Mentor Education / RG146 ~ Margin Lending & Geared Investments - Kaplan Professional
 Martin Cameron Caramians2017Diploma of Financial Advising - FINSIA ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma Applied Finance - FINSIA ~ Master of Applied Finance - Macquarie University ~ Self Managed Superannuation Funds - Kaplan
 Mathew Luke Spencer2009Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Services (Finance/ Mortgage Broking) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Matthew Caruso2016Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - La Trobe University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants ~ Self Managed Superannuation Funds - Kaplan
 Matthew Robert Litchfield2013Bachelor of Business - Economics & Finance - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ RG 146 - Kaplan ~ Securities, Managed Investments, Margin Lending - Kaplan ~ Superannuation - Kaplan
 Matthew Wood2011Bachelor of Business - Victoria University ~ Diploma of Financial Planning - International Institute of Technology ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Applied Finance - Macquarie University ~ Self Managed Superannuation Funds - Cavendish & University of Adelaide
 Melissa Beverley2018AU Inhouse SMSF Accreditation - AUPFS ~ Diploma of Financial Planning - Mentor Education
 Michael David Alexander Smith2004ASX ALPA Program - Kaplan ~ Diploma of Financial Advising - Securities Institute ~ Self Managed Super Funds - Tribeca ~ Tier 1 Margin Lending - Kaplan
 Michael John Wells2004Accredited Listed Product Adviser program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - AMP Limited ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - AMP Limited ~ Self Managed Super Funds - Kaplan Professional
 Michael Misiti2000Advanced Diploma FP - UTS ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Michael Patrick Fogarty1997CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Planning - FPA ~ Master of Economics - Macquarie University ~ SMSF Specialist Advisor - SMSF Association
 Michael Stojanovski2009Bachelor Of Commerce - Deakin University ~ Certified Financial Planner - FPA
 Michelle Louise Roberts2007Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business (Property) - RMIT ~ Diploma of Financial Services (FP) - Kaplan ~ Margin Lending and Geared Investments - Kaplan
 Morton B Cohen1995Diploma of Financial Planning - Deakin University
 Muhammad Imran Amjad2008Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts - Central Queensland University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Natalie Sellings2011Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Services - NBIA ~ Graduate Certificate in Financial Planning - Kaplan
 Nicholas Adam Wall2013ASX Accredited Listed Products Adviser (ALPA) Program - KAPLAN ~ Bachelor of Commerce - University of Wollongong ~ Margin Lending - KAPLAN ~ cavendish & ICFS Specialist SMSF Course - CAVENDISH - The University of Adelaide
 Nicola Keane2018Accredited Listed Product Adviser program - Kaplan Professional ~ Bachelor of Economics & Finance - University of Wollongong ~ Diploma of Financial Planning - Mentor
 Nicola Lok Ting YU2017Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - Accounting - Macquarie University ~ CPA Program - CPA Australia ~ Diploma of Financial Planning - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan
 Norman MO2000Bachelor of Economics - UWA ~ Certified Financial Planner - FPA ~ Grad Dip Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan
 Olivia Megan Richards2014Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Tribecca ~ Bachelor of Business (Financial Planning) - RMIT ~ Diploma of Financial Planning - Tribecca ~ Self Managed Superannuation Funds - Kaplan
 Peter Henri Rambert2006Accredited Estate Planning Strategist - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia ~ Life Risk Specialist - Financial Planning Association of Australia ~ Master of Applied Finance - Kaplan
 Rick John Nicholson2001AU Inhouse Aged Care Assessment - AUPFS ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Robert Clarence Crane1994Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - KAPLAN ~ SMSF Specialist advisor - SSA
 Rodney Shurdington2000AU Inhouse Accreditation - Securities and SMSF - AUPFS ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending & Geared Investments - Kaplan Professional
 Rohan Thomas Murfett2003Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Economics, Management) - Deakin University ~ Graduate Certificate of Financial Planning - Securities Institute
 Rory James Mitchell2016Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - Accounting - Edith Cowan University, WA ~ Diploma of Financial Planning - Integrity Education Group ~ Margin Lending - Integrity Education Group ~ SMSF Specialist Advisor - SMSF Association
 Ross Andrew Johnston1995Certificate in Financial Markets - Securities Institute of Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Master of Financial Services Law - Macquarie University
 Russell Clifford Walsh2007AU Inhouse SMSF accredittaion - AUPFS ~ DFP 1- DFP 4 - FPA ~ DFP 1- DFP 5 - International Association for Financial Planning Australia
 Russell John Kapeechkin2007AU Inhouse SMSF Accreditation - AUPFS ~ AU Inhouse Securities Accreditation - AUPFS ~ Advanced Diploma Financial Planning - Mentor Education ~ Bachelor Degree - Commerce - University of Queensland - St Lucia ~ Diploma Financial Planning - Mentor Education
 Samuel Lloyd Graham2018Bachelor of Commerce (HR Mgmt) - Curtin University ~ Diploma of Financial Planning - Kaplan
 Sarah Emily Wood2007Bachelor of Business - Queensland University of Technology ~ Bachelor of Laws - Southern Cross University ~ Diploma of Financial Planning (Financial Sevices) - Tribeca/ FINSIA ~ Taxation Planning (ADFS 1) - Mentor
 Scott Antony Mcdonald1998Advanced Diploma of Financial Services (Financial Services) - Kaplan Professional (formerly Tribeca) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly Tribeca) ~ Fellow Chartered Financial Practitioner - AFA
 Scott Jason Harvey2009Bachelor of Commerce (Accounting and Business Law) - Curtin University of Technology ~ Graduate Diploma (ICAA) - ICAA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ SMSF Specialist Advisor - SPAA ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional
 Scott Maurice Bennison2003Accounting Certificate - TAFE ~ Bachelor of Business (Accounting) - Charles Sturt University ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA)
 Sean Michael Henselis2004Advanced Diploma of Financial Services (Financial Planning) - AMP Financial Planning Pty Ltd ~ Certified Financial Planner - Financial Planning Association
 Shane Anthony Arthur2011Diploma of Financial Services - Investment Banking Institute (IBI)
 Simon James Gagliardi2006Advanced Diploma of Financial Planning - Tribeca ~ Diploma of Financial Planning - Tribeca
 Simon KA Lung WU1993Bachelor of Arts - Macquarie University ~ Bachelor of Legal Studies - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Master of Business Administration - University of Sydney
 Simone Sheridan2018Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Kaplan
 Stan Konidaris2006Bachelor of Business (Finance) - Victoria College ~ Financial Planning Proper Authority Course - Securities Institute & Institute of Chartered Accountants ~ Professional Year Programme - The Institute of Chartered Accountants ~ Securities - FINSIA ~ Self Managed Super Funds - Tribeca
 Stefan James Watson Miller2004Bachelor of Commerce - Australian National University ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Finance and Mortgage Broking Management - South Western Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA)
 Steven Coelho2016Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - Mentor Education ~ SMSF Specialist Adviser - SMSF Association
 Steven James Costall2000Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC ~ Certified Financial Planner - FPA ~ Fellow Charter Financial Practitioner - Mentor Educational Group ~ Securities - FPA ~ Self Managed Super Fund Course - Tribeca
 Steven Yongpiau Liaw1994Bachelor of Commerce - University of Queensland ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Australis College (formerly Intellitrain) ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Master of Business Administration (General Management) - Central Queensland University
 Stuart John Carboon2000AU Inhouse Assessment - Securities - AUPFS ~ Diploma of Financial Planning - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Commonwealth Bank ~ Margin Lending & Geared Investments - Kaplan Professional
 Stuart Russell Williamson2004CFP - FPA ~ DFP - FPA ~ Kaplan Alpa - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SuperManaged & Super Fund - Kaplan
 Tahlia Natasha Cardamone2012Bachelor of Commerce (Economics, Finance & Financial Planning) - Deakin University
 Tahsin Saricam2006AU Inhouse Securities Accreditation - AUPFS ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certificate IV Finance and Mortgage Broking - Kaplan Professional
 Tania Powick1997Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Financial Administration - University of New England ~ Self Managed Superannuation Funds - Kaplan
 Thomas Moloney2017AU Inhouse Securities Accreditation - AUPFS ~ Bachelor of Commerce (Int Studies and Financial Planning) - University of Wollongong ~ CFP Certification Program - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Timothy Andrew Bone1994Bachelor Degree - Business - Queensland University of Technology ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA
 Timothy Bradley2014Diploma of Financial Planning - RG146
 Timothy William Robb2011Bachelor of Commerce (Financial Planning & International Business) - University of Wollongong ~ Core 1 Securities & Managed Investments Accreditation - Stockbrokers Association of Australia ~ Margin Lending and Geared Investments - Kaplan ~ Master of Applied Finance - Kaplan
 Tony Tilenni1997ASX Listed Products Accreditation Course - LPAC Online ~ Bachelor of Business (Accounting) - Curtin University of Technology ~ Count Introductory Training Course - Count Financial ~ Margin Lending & Geared Investments - Kaplan Professional
 Valerie Lumby2014Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education
 Vanja Zoric2016Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - University of Western Australia ~ CFP Certification Program - Financial Planning Association of Australia ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Vikki Jayne Manuel2001Advanced Diploma of Financial Planning - KAPLAN ~ Bachelor of Business - University of Southern QLD ~ CPA - CPA ~ Certified Financial Planner - FPA ~ Graduate Diploma of Applied Investment Finance - FINSIA
 Viradha Tharaka Leeniyagoda2018Bachelor of Commerce (Accounting) - University of Adelaide ~ Diploma of Financial Planning FNS50615 - Kaplan Australia ~ Master of Business (Accounting) - University of South Australia ~ RG146 Managed Investments & Securities - Kaplan Australia
 Wade Britnell2007Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Econ, Mktg, Mgmt - Deakin University ~ Diploma of Financial Services (Financial Planning) - Three Sixty (GWM Adviser Services) ~ SMSF Specialist Advisor - SMSF Association
 Yvonne Ying EN Chu2018Bachelor of Applied Finance with Bachelor of Commerce (Actuarial Studies) - Macquarie University ~ Diploma of Financial Planning - FPA