This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services limited to holding a group risk insurance contract issued by a life insurance company registered under section 17 of the Life Insurance Act 1995;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Zol | 2018 | Bachelor of Business (Economics & Finance) - University of Technology Sydney ~ Graduate Certificate in Financial Planning - Kaplan |
| Adrian Mark Hanrahan | 2006 | Bachelor of Commerce (Economics and Financial Planning) - Curtin University ~ Bachelor of Laws - Curtin University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance (Investment Management & Financial Planning) - Kaplan Professional |
| Alexander Arthur Stewart | 1999 | Bachelor of Commerce - University of Melbourne ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ CPA Program - CPA Australia |
| Allan Grant | 2010 | Bachelor of Commerce - Financial Planning - Deakin University ~ Diploma of Commerce - Melbourne Institute of Business and Technology ~ Masters of Applied Finance - Monash University |
| Andre Dimatteo | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting) - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ SuperConcepts & ICFS Specialist SMSF Course - Super Concepts |
| Andrew Bronneberg | 2005 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - RG146 Training Australia ~ Bachelor Mathematics & Finance (Honours) - University of Wollongong ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education |
| Andrew David Mechielsen | 2016 | Bacehlor of Commerce - Monash University ~ Diploma of Financial Planning - Mentor Education |
| Andrew Edward Dobson | 2005 | Bachelor of Commerce (Financial Planning & Accounting) - Curtin University of Technology ~ Certified Financial Planner - FPA ~ Margin Lending & Geared Investments - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association |
| Andrew Maurice Buchan | 1996 | Bachelor of Business - University of Southern Queensland ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education |
| Andrew Mckee | 1988 | Bachelor of Economics(BEc) - Macquarie University ~ Fellow of the Institute of Actuaries of Australia (FIAA) - Institute of Actuaries of Australia |
| Andrew William Donaldson | 2005 | Advanced Diploma of Financial Services (Financial Planning) - FINSIA ~ CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Services (Financial Planning) - FINSIA |
| Angelo Cardamone | 1996 | Bachelor of Business - RMIT ~ Diploma of Financial Planning (DFP 1 - 4) - Kaplan Professional ~ Diploma of Financial Planning - Financial Planning Association ~ Self Managed Superannuation Funds - Tribeca (Kaplan Professional) |
| Anthony Gerard Flapper | 2007 | Bachelor of Commerce (Accounting) - University of Ballarat ~ Diploma of Financial Services(Financial Planning) - CPA Australia |
| Anthony Gordon Ogle | 1990 | Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd |
| Anthony John Clarke | 2018 | Advising in SMSF's - CPA Australia ~ Certificate IV in Assessment and Workplace Training - Commonwealth Bank ~ Diploma of Financial Planning (1-8) - FPA ~ Diploma of Financial Services (Financial Planning) - Commonwealth Bank |
| Arianna Mckean | 1999 | ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ Bachelor of Business (Banking and Finance) - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Ashish Thadani | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan ~ Provide Advice in Margin Lending - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Benny Haiming Huang | 2018 | Bachelor of Business - Accounting - Manukau Institute of Technology ~ CPA Australia - CPA Australia ~ Diploma of Financial Planning - Kaplan |
| Brad Fensom | 2003 | Advanced Diploma Of FP - Kaplan ~ Diploma of FP - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Brad Hellestrand | 2005 | Certified Financial Planner - FPA ~ Graduate Diploma in Financial Planning - Securities Institute |
| Bradley John Williams | 2003 | Bachelor of Science (Hons) - The University of Melbourne ~ CFP Education Program - Deakin University ~ Diploma of Financial Planning - Deakin University |
| Bradley Seeto | 2016 | Bachelor of Commerce - University of NSW ~ Certificate of Public Practice - Institute of Chartered Accountants ~ Masters of Applied Finance (Financial Planning) - Kaplan |
| Brett Richard Holmes | 2012 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor Degree - Commerce - University of South Africa ~ Diploma - Financial Planning - Kaplan ~ Diploma of Financial Services (Superannuation) - Association of Superannuation Funds of Australia Limited (ASFA) |
| Cameron Gordon Ogle | 2002 | Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd |
| Carl Alexander Steinfort | 2014 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Accounting/Finance) - Deakin University ~ Certified Tax Adviser - Tax Institute of Australia ~ Diploma of Financial Planning - Monarch Institute |
| Carla Cosgrove | 2001 | Diploma of Financial Planning - Deakin University |
| Carlyle Bert Cousins | 2016 | Bachelor of Commerce - University of Newcastle ~ Graduate Diploma - Institute of Chartered Accountants |
| Charles Adams | 2011 | Bachelor of Agricultural Economics - University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan |
| Cheng Shen | 2011 | ADFS(FP): Taxation Planning - Kaplan Professional ~ Bachelor of Commerce (Finance and International Business) - University of New South Wales ~ Bachelor of Economics - University of New South Wales ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Cindy Excell | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Economics (Accounting) - Xiamen University ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - FINSIA ~ Masters of Applied Finance - Macquarie University |
| Clare Mcinerney | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Damian Clive Alwyn Jenkins | 2006 | ASX ALPA Program - Kaplan ~ Bachelor of Arts (Management Science) - Kent University ~ Diploma of Financial Services (Financial Planning) - Tribeca (now Kaplan) ~ Self Managed Superannuation Funds - Kaplan |
| Damien Alfred Franco | 2004 | Diploma of Finance and Mortgage Broking Management - FARSTA ~ Diploma of Financial Services (Financial Planning) - FSTA |
| Damon Green | 2008 | Bachelor Degree - Business - La Trobe University |
| Daniel Finnigan | 1997 | Certified Financial Planner - Financial Planning Association (FPA) of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & geared Investments - Kaplan Professional Education |
| Daniel John Leslie Rowlands | 2016 | Bachelor of Commerce - University of Newcastle ~ Financial Services Training Package - Terra Cordis ~ SMSF Specialist Advisor - SMSF Association |
| Daniel Lawrence Superina | 2014 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University |
| Dasith Monnekulame | 2009 | Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Mentor Education Group ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Mentor Education |
| David Barry Sutherland | 1995 | Diploma of FP - xxx |
| David Bruce Nimmo | 1994 | Diploma of Financial Services (Financial Planning) - ThreeSixty (GWM Adviser Services) ~ Margin Lending & Geared Investments - Kaplan Professional |
| David John Causer | 2005 | Bachelor of Business Management - Queensland University of Technology ~ Certificate of Superannuation Management - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma in Applied Finance & Investment - Securities Institute |
| David Kapcejevs | 1998 | AU In-house Assessment - SMSF - AUPFS ~ AU In-house Assessment - Securities - AUPFS ~ Bachelor of Economics - University of New England ~ Bachelor of Economics - University of New England ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan |
| Dean Loosmore | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Christian Heritage College ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Deborah Lee Spence | 2000 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University |
| Derwood John Magill | 2011 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma - Financial Planning - KAPLAN ~ Bachelor Degree - Business - GRIFFITH UNIVERSITY ~ Diploma - FINANCIAL SERVICES - KAPLAN ~ Self Managed Superannuation Funds - Kaplan |
| Diana Watkins-baker | 1998 | Certificate IV in Financial Services (Finance/Mortgage Broking) - TMA ~ Certificate in Margin Lending & Geared Investments - Kaplan ~ Certificate in Self Managed Super Funds - Tribeca ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University |
| Domenic Brasacchio | 2004 | Bachelor of Commerce - Deakin University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Education ~ SMSF Specialist Advisor (SSA) - SMSF Association |
| Domenic Manno | 2010 | Bachelor of Business (Accounting) - Curtin University of Technology ~ Diploma of Accounting - TAFE ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
| Dominic Nicholas Morello | 2014 | Bachelor of Commerce - Deakin University ~ Graduate Diploma (ICAA) - Institute of Chartered Accountants in Australia ~ Graduate Diploma of Financial Planning - Kaplan |
| Edan Wilson | 2005 | ASX ALPA Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca (now Kaplan) ~ Diploma of Financial Services (Finanacial Planning) - Tribeca (now Kaplan) ~ Self Managed Superannuation Funds - Kaplan |
| Elise Marie Michelmore | 2005 | Diploma of Banking and Finance - Institute of Banking and Finance ~ Diploma of Financial Advising - Securities Institute ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Elizabeth Gould | 2009 | Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Commerce - Economics and Finance - The University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Evangelos Grespos | 2012 | Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Fiona Elizabeth Origlia | 1989 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Arts - Deakin University ~ Diploma of Financial Services - Kaplan Professional |
| Franz William Kalchbauer | 2017 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - University of Wollongong ~ Master of Financial Planning - Kaplan |
| Gabriel Orzoi | 2009 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business and Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan |
| Geoffrey Alan Ivanac | 2007 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - Western Australian Institute of Technology ~ Fellow Chartered Financial Practitioner - Mentor Education Group ~ Graduate Certificate - Graduate Certificate in Self Managed Superannuation - Adelaide University ~ Graduate Diploma - Financial Planning - FINSIA |
| Geoffrey Neville Steer | 1991 | Bachelor of Commerce - University of Melbourne ~ Diploma in Financial Planning - FPA ~ Financial Planning Specialist - Institute of Chartered Accountants |
| George Kallinicos | 2012 | Bachelor of Commerce - University of Queensland ~ CPA Program - CPA Australia ~ Diploma of Financial Planning - RG146 |
| George Tsakiris | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Dip. of Financial Services (Financial Planning) - Tribeca |
| Georgina Willison | 2003 | Bachelor of Bus (International Trade) - Monash University ~ Grad Diploma of Applied Finance - Securities Institute Australia ~ Grad Diploma of Financial Planning - Securities Institute Australia |
| Gerard Lenihan | 1992 | Certificate IV Financial Services (Finance/Mortgage Broking) - TAFE NSW ~ Certificate in Financial Markets (Sia Aff.) - Securities Institute of Australia ~ Diploma of Financial Planning (Dip.FP) - Deakin University ~ Higher National Diploma (HND) Business Studies (with Distinction) - CDT London UK |
| Glenn Joshua Parsons | 2018 | Diploma Financial Planning - Kaplan |
| Glynn Matthew James Pearman | 2007 | Diploma of Financial Services (Financial Planning) - Mentor Education |
| Graham Fletcher | 2005 | Certified Financial Planner - FPA |
| Grant Antony Helm | 2003 | BCA - Victoria University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional |
| Gregory Peter Diamond | 2006 | Bachelor of Business (Mgt , IT) - Charles Sturt ~ Diploma Financial Planning - CPA Australia ~ Masters of Accounting - Charles Sturt |
| Hugh James Sutterby | 2006 | Bachelor of Science - Deakin University ~ Diploma of Financial Services - Mentor Education ~ Graduate Certificate of Financial Planning - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan ~ Graduate Diploma of Computing - Deakin |
| Ian Andrew Crotty | 2001 | Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Victoria University ~ Margin Lending and Geared Investments - Kaplan |
| Ian Matthew Wright | 2002 | Bachelor of Arts - University of Technology Sydney ~ CFP - FPA ~ Graduate Diploma of Financial Planning - FINSIA |
| Jacob Matthew Edgar | 2015 | Bachelor of Commerce - Flinders University ~ Diploma of Financial Planning - Kaplan Professional Education ~ MBA - University of South Australia |
| Jacob Reus | 2003 | AU Inhouse SMSF Assessment - AUPFS ~ Diploma of Financial Advising - Kaplan (formerly Securities Institute Australia) ~ Master of Financial Planning - University of the Sunshine Coast |
| Jane Alexandra Hanly | 2011 | Bachelor of Business - University of Southern Queensland ~ Certified Financial Planner - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Professional Year - Institute of Chartered Accountants ~ SMSF Specialist Advisor - SMSF Association |
| Janette Margaret Pavey | 2000 | Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ University Certificate of Management - Deakin University |
| Jarod Charles Winders | 2015 | Diploma of Finance and Mortgage Broking Management - The National Finance Institute ~ Master of Financial Planning - Griffith University |
| Jason Danjoux | 2004 | Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - FPA ~ Masters of Financial Planning - University of Sunshine Coast |
| Jason Holder | 1999 | Accredited Aged Care Professional - Aged Care Steps ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Jason Ian Mclaren | 2015 | Advanced Diploma of Financial Services (Superannuation) - ASFA ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Business (Applied Finance) - Queensland University of Technology ~ Master of Business (Professional Accounting) - Queensland University of Technology ~ SMSF Specialist Advisor - Self Managed Super Fund Association |
| Jason Young Choi | 2006 | Bachelor of Commerce - The University of NSW ~ Graduate Diploma of Financial Planning - FINSIA |
| Jay Belevski | 1999 | CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Certificate - Management - University of Technology Sydney ~ Licensee Accreditation - Listed Securities - MLC |
| Jayde Jenkins | 2012 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma - Financial Planning - International Institute of Technology ~ Bachelor Degree - Business - Charles Sturt University ~ Diploma - Financial Planning - Mentor Education ~ Margin Lending - Pinnacle |
| Jeremy Hall | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending - Kaplan ~ Master of Financial Planning - Kaplan ~ SMSF Core Course - DBA Network Pty Ltd |
| Jeremy James Mortimer | 2005 | Diploma of Financial Planning - Deakin University |
| Jess Ian Boles | 2014 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - Financial Planning - University of Wollongog ~ Diploma of Business - Tafe NSW ~ Margin Lending - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Jodie Howes | 2018 | Bachelor of Business (Financial Planning) with Distinction - RMIT University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Johannes Gerrie Vermeulen | 2015 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Hon) Communication Management - University of Pretoria ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| John Carnevale | 2017 | Bachelor of Commerce - Accounting - University of Western Sydney ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Diploma of Superannuation Management - Macquarie University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Master of Financial Services Law - Macquarie University |
| John Hockey | 2000 | Diploma of Financial Planning - FPA & Securities Institute ~ Diploma of Financial Planning - FPA/Securities Institute ~ Diploma of Financial Services - Tribeca ~ Diploma of Financial Services - Tribeca |
| John William Sullivan | 2006 | ASX Accredited Listed Products Adviser - Kaplan ~ Bachelor of Business - NSW Institute of Technology ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ SMSF Specialist Pathway Program - Tribeca |
| Jonathan Robert Mccullagh | 2008 | AU Inhouse Accreditation - AUPFS ~ AU Inhouse Assessment - Securities - AUPFS ~ Advanced Diploma of Financial Planning FNS60404 - MLC ThreeSixty ~ Bachelor of Commerce (Banking and Funds Management) - Griffith University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) |
| Jonathan Sien Mun WU | 2011 | Bachelor of Commerce (Commercial Law and Accounting) - University of Sydney ~ CPA - CPA Australia ~ Diploma of Financial Services - Kaplan ~ Financial Planner AFP - FPA ~ Financial Planning Specialist - CPA Australia |
| Jorja Astanin | 2015 | Bachelor of Commerce - Deakin University |
| Julian Edward Carter | 2016 | Bachelor of Business (Economics & Finance) - RMIT |
| Karen Anne Ryrie | 2003 | Diploma in Financial Planning (CFP) - Deakin University |
| Kasey Maree Carr | 2007 | ASX ALPA Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Kate Curtain | 2016 | Financial Services Training Package - Terra Cordis ~ SMSF Specialist Advisor - SMSF Association |
| Katherine Spitzkowsky | 2018 | Bachelor of Business - Financial Planning - RMIT |
| Kathy Martiniello | 2007 | Bachelor of Commerce in Accounting - University of Canberra ~ Graduate Certificate in Financial Planning - Finsia |
| Keats Brydon | 2014 | AU Inhouse Assessment - SMSF - AUPFS ~ AU Inhouse Assessment - Securities - AUPFS ~ Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Economics (Marketing) - University of Sydney ~ Diploma of Financial Planning - Pinnacle Financial Services Academy |
| Kelly Melissa Kennedy | 2016 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Financial Planning) - RMIT University ~ Self Managed Superannuation Fund - Kaplan Professional ~ Tier 1 Margin Lending and Geared Investments Accreditation - Kaplan Professional |
| Kerryn Jane Lancaster | 2003 | Diploma of Education - Melbourne University ~ Diploma of Financial Services - Assessment Education Services |
| Kimberlee Ann Newton | 2003 | Diploma of Business (Accounting) - Victoria University ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA |
| Kirsty Hewitt | 2012 | Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Kylie Maree Bloomfield | 2007 | AU Inhouse SMSF Assessment - AUPFS ~ Diploma of Financial Services (Financial Planning) - Securities Institute/Finsia ~ Graduate Certificate in Financial Planning - Griffith University ~ Margin Lending & Geared Investments - Kaplan Professional |
| Kylie Zamel-gejubini | 2017 | AU Inhouse SMSF accreditation - AUPFS ~ Bachelor of Commerce and Bachelor of Information Systems - The University of Melbourne ~ Chartered Accountant Program - The Institute of Chartered Accountants in Australia ~ Diploma of Financial Planning - International Institute of Technology |
| Leigh Goad | 1999 | Certified Financial Planner - FPA ~ Diploma Financial Planning - RMIT ~ Diploma Superannuation Management - Macquarie University & ASFA |
| Leigh J Allan | 2017 | Bachelor of Business (Accounting) - La Trobe University ~ Diploma of Financial Planning - International Institute of Technology ~ Self Managed Superannuation Funds - Kaplan |
| Lisa Ann Watzek | 1999 | Bachelor Of Commerce (Accounting) - University Of Queensland ~ Bachelor Of Commerce (Honours) - University Of Southern Queensland ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ SMSF Specialist Advisor - SMSF Association |
| Lisbeth Jane Cadell Crombie | 2008 | Bachelor's Degree, BHMS - University of QLD ~ Diploma of Financial Planning - FINSIA |
| Luke Kenneth Robson | 2014 | ASX Listed Products Accreditation Course (LPAC) - LPAC Online Pty Ltd ~ Bachelor of Business (Finance) - Queensland University of Technology (QUT) ~ SuperConcepts and ICFS Specialist SMSF Course - University of Adelaide |
| Luke Stewart Martin | 2004 | Bachelor of Commerce (Economics & Marketing) - Curtin University of Technology ~ Foundation DFP - Financial Planning Associtaion ~ RG146 Core Diploma Skills - Kaplan Professional |
| Lynda Monique Sexton | 2018 | Bachelor of Business (Accountancy) - University of South Australia ~ Diploma of Financial Planning - Kaplan |
| Maciej Stanek | 2006 | Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - Honours (Finance) - Australian National University ~ Graduate Certificate in Financial Planning - Financial Services Institute of Australasia (FINSIA) ~ Margin Lending and Geared Investments - Kaplan ~ SMSF - KAPLAN |
| Mahesh Menon | 2005 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Economics - Mahatma Gandhi University, Kerala ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Marcel Brian Saunders | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Deakin Financial Services Pty Ltd ~ Bachelor of Commerce - Business Economics and Finance - Bond University ~ Certificate in Governance Practice - Governance Institute ~ Financial Services Essentials - Deakin Financial Services Pty Ltd ~ Master of Business Administration - Bond University |
| Mark Andrew Clayton | 2015 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - University of Sydney ~ CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Mark David Hodson | 2008 | AU Inhouse Assessment - SMSF - AUPFS ~ AU Inhouse Assessment - Securities - AUPFS ~ Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Services (Financial Planning) - Mentor Education / RG146 ~ Margin Lending & Geared Investments - Kaplan Professional |
| Mark Koroll | 1981 | Certified Financial Planner - Deakin University ~ Dip of Business Administration - Saskatchewan Technical Institute ~ Dip of Financial Planning - Deakin University |
| Mark Lazarovski | 2018 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business - Financial Management and Financial Planning - La Trobe University ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Specialist Margin Lending Course - International Institute of Technology |
| Martin Cameron Caramians | 2017 | Diploma of Financial Advising - FINSIA ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma Applied Finance - FINSIA ~ Master of Applied Finance - Macquarie University |
| Mathew Luke Spencer | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Services (Finance/ Mortgage Broking) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Matthew Caruso | 2016 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - La Trobe University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants ~ Self Managed Superannuation Funds - Kaplan |
| Matthew Robert Litchfield | 2013 | Bachelor of Business - Economics & Finance - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ RG 146 - Kaplan ~ Securities, Managed Investments, Margin Lending - Kaplan ~ Superannuation - Kaplan |
| Matthew Wood | 2011 | Bachelor of Business - Victoria University ~ Diploma of Financial Planning - International Institute of Technology ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Applied Finance - Macquarie University ~ Self Managed Superannuation Funds - Cavendish & University of Adelaide |
| Melissa Beverley | 2018 | Diploma of Financial Planning - Mentor Education |
| Michael David Alexander Smith | 2004 | ASX ALPA Program - Kaplan ~ Diploma of Financial Advising - Securities Institute ~ Self Managed Super Funds - Tribeca ~ Tier 1 Margin Lending - Kaplan |
| Michael John Wells | 2004 | Accredited Listed Product Adviser program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - AMP Limited ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - AMP Limited ~ Self Managed Super Funds - Kaplan Professional |
| Michael Misiti | 2000 | Advanced Diploma FP - UTS ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Michael Patrick Fogarty | 1997 | CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Planning - FPA ~ Master of Economics - Macquarie University ~ SMSF Specialist Advisor - SMSF Association |
| Michael Stojanovski | 2009 | Bachelor Of Commerce - Deakin University ~ Certified Financial Planner - FPA |
| Michelle Louise Roberts | 2007 | Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business (Property) - RMIT ~ Diploma of Financial Services (FP) - Kaplan ~ Margin Lending and Geared Investments - Kaplan |
| Michelle Margaret Murphy | 2006 | ASX Accredited Listed Products Adviser - Kaplan ~ Chartered Accountant - Institute of Chartered Accountants ~ Dimploma of Financial Services (Financial Planning) - FINSIA ~ SMSF Specialist Pathway Program - Tribeca |
| Morton B Cohen | 1995 | Diploma of Financial Planning - Deakin University |
| Muhammad Imran Amjad | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts - Central Queensland University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Ngan Bui | 2004 | Accredited Aged Care Professional - Aged Care Steps ~ Accredited Listed Product Adviser program - Kaplan ~ Bachelor of Business (Financial Planning) - RMIT ~ Certified Financial Planner - FPA ~ Self Managed Superannuation Fund Adviser (Personal Adviser) - Mentor Education |
| Nicholas Adam Wall | 2013 | ASX Accredited Listed Products Adviser (ALPA) Program - KAPLAN ~ Bachelor of Commerce - University of Wollongong ~ Margin Lending - KAPLAN ~ cavendish & ICFS Specialist SMSF Course - CAVENDISH - The University of Adelaide |
| Nicholas Eric Locke | 1996 | Certificate IV in Finance and Mortgage Broking - The National Finance Institute ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Nicola Keane | 2018 | Accredited Listed Product Adviser program - Kaplan Professional ~ Bachelor of Economics & Finance - University of Wollongong ~ Diploma of Financial Planning - Mentor |
| Nicola Lok Ting YU | 2017 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - Accounting - Macquarie University ~ Diploma of Financial Planning - Kaplan |
| Nicole Amy Burgess | 2013 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - University of the Sunshine Coast ~ Certified Financial Planner - Deakin University ~ Self Managed Superannuation Funds - Kaplan ~ Tier 1 Margin Lending - Kaplan |
| Norman MO | 2000 | Bachelor of Economics - UWA ~ Certified Financial Planner - FPA ~ Grad Dip Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan |
| Olivia Megan Richards | 2014 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Tribecca ~ Bachelor of Business (Financial Planning) - RMIT ~ Diploma of Financial Planning - Tribecca ~ Self Managed Superannuation Funds - Kaplan |
| Peter Henri Rambert | 2006 | Accredited Estate Planning Strategist - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia ~ Life Risk Specialist - Financial Planning Association of Australia ~ Master of Applied Finance - Kaplan |
| Phillip Leigh Morris | 2016 | Associate Chartered Accountant - Chartered Accountants Aust & NZ ~ Bachelor of Business - Swimburne ~ Diploma of Financial Planning - Mentor |
| Rick John Nicholson | 2001 | AU Inhouse Aged Care Assessment - AUPFS ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Rodney Shurdington | 2000 | AU Inhouse Accreditation - Securities and SMSF - AUPFS ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending & Geared Investments - Kaplan Professional |
| Rohan Thomas Murfett | 2003 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Economics, Management) - Deakin University ~ Graduate Certificate of Financial Planning - Securities Institute |
| Rory James Mitchell | 2016 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - Accounting - Edith Cowan University, WA ~ Diploma of Financial Planning - Integrity Education Group ~ Margin Lending - Integrity Education Group ~ SMSF Specialist Advisor - SMSF Association |
| Ross Andrew Johnston | 1995 | Certificate in Financial Markets - Securities Institute of Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Master of Financial Services Law - Macquarie University |
| Russell Clifford Walsh | 2007 | AU Inhouse SMSF accredittaion - AUPFS ~ DFP 1- DFP 4 - FPA ~ DFP 1- DFP 5 - International Association for Financial Planning Australia |
| Russell John Kapeechkin | 2007 | AU Inhouse SMSF Accreditation - AUPFS ~ AU Inhouse Securities Accreditation - AUPFS ~ Advanced Diploma Financial Planning - Mentor Education ~ Bachelor Degree - Commerce - University of Queensland - St Lucia ~ Diploma Financial Planning - Mentor Education |
| Sarah Emily Wood | 2007 | Bachelor of Business - Queensland University of Technology ~ Bachelor of Laws - Southern Cross University ~ Diploma of Financial Planning (Financial Sevices) - Tribeca/ FINSIA ~ Taxation Planning (ADFS 1) - Mentor |
| Sarah Jane Carli | 2018 | Bachelor of Commerce (Finance & Management) - University of Wollongong ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Mentor Education |
| Scott Antony Mcdonald | 1998 | Advanced Diploma of Financial Services (Financial Services) - Kaplan Professional (formerly Tribeca) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly Tribeca) ~ Fellow Chartered Financial Practitioner - AFA |
| Scott Maurice Bennison | 2003 | Accounting Certificate - TAFE ~ Bachelor of Business (Accounting) - Charles Sturt University ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) |
| Sean Michael Henselis | 2004 | Certified Financial Planner - CFP |
| Semi Taufa | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce & Administration - Victoria University of Wellington, New Zealand ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Super Funds - Tribeca |
| Shane Anthony Arthur | 2011 | Diploma of Financial Services - Investment Banking Institute (IBI) |
| Simon James Gagliardi | 2006 | Advanced Diploma of Financial Planning - Tribeca ~ Diploma of Financial Planning - Tribeca |
| Simon KA Lung WU | 1993 | Bachelor of Arts - Macquarie University ~ Bachelor of Legal Studies - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Master of Business Administration - University of Sydney |
| Simone Sheridan | 2018 | Diploma of Financial Planning - Kaplan |
| Snezana Mitrovic | 2018 | Certificate IV in Finance and Mortgage Broking - The National Finance Institute ~ Diploma of Financial Planning - Kaplan |
| Sonia Livitsanos | 2017 | Cert III Financial Services (Accounts Clerical) - University of Ballarat ~ Cert IV Financial Services (Accounting) - University of Ballarat ~ Diploma of Accounting - University of Ballarat ~ Diploma of Financial Planning - Mentor Education |
| Stan Konidaris | 2006 | Bachelor of Business (Finance) - Victoria College ~ Financial Planning Proper Authority Course - Securities Institute & Institute of Chartered Accountants ~ Professional Year Programme - The Institute of Chartered Accountants ~ Securities - FINSIA ~ Self Managed Super Funds - Tribeca |
| Stefan James Watson Miller | 2004 | Bachelor of Commerce - Australian National University ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Finance and Mortgage Broking Management - South Western Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) |
| Steven Coelho | 2016 | Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - Mentor Education ~ SMSF Specialist Adviser - SMSF Association |
| Steven James Costall | 2000 | Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC ~ Certified Financial Planner - FPA ~ Fellow Charter Financial Practitioner - Mentor Educational Group ~ Securities - FPA ~ Self Managed Super Fund Course - Tribeca |
| Steven Yongpiau Liaw | 1994 | Bachelor of Commerce - University of Queensland ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Australis College (formerly Intellitrain) ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Master of Business Administration (General Management) - Central Queensland University |
| Stuart John Carboon | 2000 | AU Inhouse Assessment - Securities - AUPFS ~ Diploma of Financial Planning - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Commonwealth Bank ~ Diploma of Financial Services - Commonwealth Bank ~ Margin Lending & Geared Investments - Kaplan Professional |
| Stuart Russell Williamson | 2004 | CFP - FPA ~ DFP - FPA ~ Kaplan Alpa - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SuperManaged & Super Fund - Kaplan |
| Sunil Ruchindra Perera | 2007 | Associate status in taxation - Tax Institute ~ CPA - CPA ~ Dip FS (FP) - CPA |
| Tahlia Natasha Cardamone | 2012 | Bachelor of Commerce (Economics, Finance & Financial Planning) - Deakin University |
| Tahsin Saricam | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certificate IV Finance and Mortgage Broking - Kaplan Professional |
| Tania Powick | 1997 | Bachelor of Financial Administration - University of New England |
| Timothy Andrew Bone | 1994 | Bachelor Degree - Business - Queensland University of Technology ~ Diploma - Financial Planning - Financial Planning Association of Australia |
| Timothy Bradley | 2014 | Diploma of Financial Planning - RG146 |
| Timothy William Robb | 2011 | Bachelor of Commerce (Financial Planning & International Business) - University of Wollongong ~ Core 1 Securities & Managed Investments Accreditation - Stockbrokers Association of Australia ~ Margin Lending and Geared Investments - Kaplan ~ Master of Applied Finance - Kaplan |
| Tracey Maree Ashton | 2016 | Bachelor Business - Queensland University of Technology ~ SMSF Specialist Adviser - SMSF Association ~ Self Managed Superannuation Funds - Kaplan |
| Valerie Lumby | 2014 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education |
| Vanja Zoric | 2016 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - University of Western Australia ~ CFP Certification Program - Financial Planning Association of Australia ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Vikki Jayne Manuel | 2001 | Advanced Diploma of Financial Planning - KAPLAN ~ Bachelor of Business - University of Southern QLD ~ CPA - CPA ~ Certified Financial Planner - FPA ~ Graduate Diploma of Applied Investment Finance - FINSIA |
| Vince D'elia | 2016 | Certified Practicing Accountant - CPA ~ Diploma of Financial Planning - Mentor Education |
| Vinoshanth Waran | 2011 | Diploma of Financial Services - ASIC ~ Margin Lending - Kaplan |
| Wade Britnell | 2007 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Econ, Mktg, Mgmt - Deakin University ~ Diploma of Financial Services (Financial Planning) - Three Sixty (GWM Adviser Services) ~ SMSF Specialist Advisor - SMSF Association |
| William Douglas Hardie | 2017 | Bachelor of Commerce - University of South Australia ~ Diploma of Financial Planning - Kaplan ~ Graduate Certificate in Business Administration - Griffith University |
| William Johns | 2006 | Bachelor of Business (Applied Finance) - University of Western Sydney ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association & Deakin University ~ Master in Disability Studies - Flinders University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Yingyi Chen | 2013 | AU Inhouse Assessment - Securities - AUPFS ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - University of Western Australia ~ Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Finance - Curtin University ~ Master of Finance - Curtin University |
| Yvonne Ying EN Chu | 2018 | Bachelor of Applied Finance with Bachelor of Commerce (Actuarial Studies) - Macquarie University ~ Diploma of Financial Planning - FPA |