This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services limited to holding a group risk insurance contract issued by a life insurance company registered under section 17 of the Life Insurance Act 1995;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Speelman | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Assoc. Diploma of Business (Accounting) - Williams Business College ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Commerce (Financial Planning) - University of Western Sydney |
| Aaron Zol | 2018 | Bachelor of Business (Economics & Finance) - University of Technology Sydney ~ Graduate Certificate in Financial Planning - Kaplan |
| Adrian Mark Hanrahan | 2006 | Bachelor of Commerce (Economics & Financial Planning) - Curtin University ~ Bachelor of Laws - Curtin University ~ Certified Financial Planner (CFP) designation - FPA via Deakin University ~ Master of Applied Finance (Investment Management & Financial Planning) - Kaplan Professional ~ SMSF Specialist Adviser - SMSF Association |
| Alec Mervyn Brandon | 2016 | SMSF specialisation - CPA Australia ~ Securities, Generic Knowledge, Managed Investments, Life Insurance, Superannuation - Traintak |
| Alexander Arthur Stewart | 1999 | Bachelor of Commerce - University of Melbourne ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ CPA Program - CPA Australia |
| Allan Grant | 2010 | Bachelor of Commerce - Financial Planning - Deakin University ~ Diploma of Commerce - Melbourne Institute of Business and Technology ~ Masters of Applied Finance - Monash University |
| Andre Dimatteo | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting) - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Andrea Nicole Titter | 2018 | Bachelor of Applied Science - Victorian University of Technology ~ Bachelor of Business - IT - Swinburne University of Technolgy ~ Graduate Certificate in Financial Planning - Kaplan ~ Masters of Business Administration - Melbourne Business School |
| Andrew Bronneberg | 2005 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - RG146 Training Australia ~ Bachelor Mathematics & Finance (Honours) - University of Wollongong ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education |
| Andrew David Mechielsen | 2016 | Bacehlor of Commerce - Monash University ~ Diploma of Financial Planning - Mentor Education |
| Andrew Maurice Buchan | 1996 | Bachelor of Business - University of Southern Queensland ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education |
| Andrew Mckee | 1988 | Bachelor of Economics(BEc) - Macquarie University ~ Fellow of the Institute of Actuaries of Australia (FIAA) - Institute of Actuaries of Australia |
| Andrew William Donaldson | 2005 | Advanced Diploma of Financial Services (Financial Planning) - FINSIA ~ CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Services (Financial Planning) - FINSIA |
| Andrew William Edwards | 2000 | Financial Planning: Practice and Principles - Securities Institute ~ Graduate Diploma of Financial Planning - Securities Institute |
| Aniket Maroo | 2016 | Diploma of Financial Planning - Kaplan |
| Anthony Gerard Flapper | 2007 | Bachelor of Commerce (Accounting) - University of Ballarat ~ Diploma of Financial Services(Financial Planning) - CPA Australia |
| Anthony Gordon Ogle | 1990 | Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd |
| Anthony John Clarke | 2018 | Advising in SMSF's - CPA Australia ~ Certificate IV in Assessment and Workplace Training - Commonwealth Bank ~ Diploma of Financial Planning (1-8) - FPA ~ Diploma of Financial Services (Financial Planning) - Commonwealth Bank |
| Arianna Mckean | 1999 | ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ Bachelor of Business (Banking and Finance) - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Ben Donnelly | 2016 | Bachelor of Commerce - Griffith University ~ Financial Services Competencies - Kaplan |
| Ben Thomas Finnegan | 2017 | Certificate of Public Practice - Institute of Chartered Accountants ~ Graduate Diploma - Institute of Chartered Accountants in Australia ~ RG146 Superannuation and SMSF - Pinnacle |
| Benjamin Michael Peck | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan |
| Benjamin Thomas Seeger | 2016 | Bachelor of Business - Swimburne ~ Diploma of Financial Planning - CPA |
| Benny Haiming Huang | 2018 | Bachelor of Business - Accounting - Manukau Institute of Technology ~ CPA Australia - CPA Australia ~ Diploma of Financial Planning - Kaplan |
| Brad Fensom | 2003 | Advanced Diploma Of FP - Kaplan ~ Diploma of FP - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Brad Hellestrand | 2005 | Certified Financial Planner - FPA ~ Graduate Diploma in Financial Planning - Securities Institute |
| Bradley John Williams | 2003 | Bachelor of Science (Hons) - The University of Melbourne ~ CFP Education Program - Deakin University ~ Diploma of Financial Planning - Deakin University |
| Bradley Seeto | 2016 | Bachelor of Commerce - University of NSW ~ Certificate of Public Practice - Institute of Chartered Accountants ~ Masters of Applied Finance (Financial Planning) - Kaplan |
| Cameron Gordon Ogle | 2002 | Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd |
| Carl Alexander Steinfort | 2014 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Accounting/Finance) - Deakin University ~ Certified Tax Adviser - Tax Institute of Australia ~ Diploma of Financial Planning - Monarch Institute |
| Carla Cosgrove | 2001 | Diploma of Financial Planning - Deakin University |
| Carlyle Bert Cousins | 2016 | Bachelor of Commerce - University of Newcastle ~ Graduate Diploma - Institute of Chartered Accountants |
| Celeste Dally | 2015 | Diploma of Financial Planning - International Institute of Technology |
| Charles Adams | 2011 | Bachelor of Agricultural Economics - University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan |
| Damian Clive Alwyn Jenkins | 2006 | ASX ALPA Program - Kaplan ~ Bachelor of Arts (Management Science) - Kent University ~ Diploma of Financial Services (Financial Planning) - Tribeca (now Kaplan) ~ Self Managed Superannuation Funds - Kaplan |
| Damien Alfred Franco | 2004 | Diploma of Finance and Mortgage Broking Management - FARSTA ~ Diploma of Financial Services (Financial Planning) - FSTA |
| Daniel Finnigan | 1997 | Certified Financial Planner - Financial Planning Association (FPA) of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & geared Investments - Kaplan Professional Education |
| Daniel John Leslie Rowlands | 2016 | Bachelor of Commerce - University of Newcastle ~ Financial Services Training Package - Terra Cordis ~ SMSF Specialist Advisor - SMSF Association |
| Daniel Lee Silvestri | 2018 | Bachelor of Mathematical and Computer Science - University of Adelaide ~ Chartered Accountants Program - Institute of CAA ~ SMSF Specialisation Course - UNSW |
| Danielle Margaret Slater | 2009 | Bachelor of Commerce (Management & Human Resource Management - University of Wollongong ~ Estate Planning - Kaplan ~ Risk Management - Kaplan ~ Superannuation - Mentor Education Group |
| Dasith Monnekulame | 2009 | Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Mentor Education Group ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Mentor Education |
| David Barry Sutherland | 1995 | Diploma of FP - xxx |
| David John Causer | 2005 | Bachelor of Business Management - Queensland University of Technology ~ Certificate of Superannuation Management - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma in Applied Finance & Investment - Securities Institute |
| Dean Loosmore | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Christian Heritage College ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Deborah Lee Spence | 2000 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University |
| Derwood John Magill | 2011 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma - Financial Planning - KAPLAN ~ Bachelor Degree - Business - GRIFFITH UNIVERSITY ~ Diploma - FINANCIAL SERVICES - KAPLAN ~ Self Managed Superannuation Funds - Kaplan |
| Diana Watkins-baker | 1998 | Certificate IV in Financial Services (Finance/Mortgage Broking) - TMA ~ Certificate in Margin Lending & Geared Investments - Kaplan ~ Certificate in Self Managed Super Funds - Tribeca ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University |
| Dianne Elizabeth Martin | 1997 | ASX Listed Products Accreditation Course - ASX ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Dominic Nicholas Morello | 2014 | Bachelor of Commerce - Deakin University ~ Graduate Diploma (ICAA) - Institute of Chartered Accountants in Australia ~ Graduate Diploma of Financial Planning - Kaplan |
| Donna Chelsea Penny | 2018 | Bachelor of Arts - University of Tasmania ~ Diploma of Financial Services (Financial Planning) - FPA ~ Graduate Certificate Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan |
| Edan Wilson | 2005 | ASX ALPA Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca (now Kaplan) ~ Diploma of Financial Services (Finanacial Planning) - Tribeca (now Kaplan) ~ Self Managed Superannuation Funds - Kaplan |
| Elise Marie Michelmore | 2005 | Diploma of Banking and Finance - Institute of Banking and Finance ~ Grad Dip Financial Planning - SIA |
| Elizabeth Gould | 2009 | Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Commerce - Economics and Finance - The University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Esther Hing Yung Lam | 1992 | Diploma of Financial Planning - Deakin University ~ Graduate Diploma in Professional Accounting - Canberra College of Advanced Education |
| Franz William Kalchbauer | 2017 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - University of Wollongong ~ Master of Financial Planning - Kaplan |
| Gabriel Orzoi | 2009 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business and Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan |
| Gary Stephen Young | 2016 | Bachelor of Commerce - Griffith University ~ CPA - CPA Australia ~ Diploma of Financial Services - Kaplan ~ SMSF Specialisation - University of New South Wales |
| Geoffrey Alan Ivanac | 2007 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - Western Australian Institute of Technology ~ Fellow Chartered Financial Practitioner - Mentor Education Group ~ Graduate Certificate - Graduate Certificate in Self Managed Superannuation - Adelaide University ~ Graduate Diploma - Financial Planning - FINSIA |
| Geoffrey Neville Steer | 1991 | Bachelor of Commerce - University of Melbourne ~ Diploma in Financial Planning - FPA ~ Financial Planning Specialist - Institute of Chartered Accountants |
| George Kallinicos | 2012 | Bachelor of Commerce - University of Queensland ~ Diploma of Financial Planning - RG146 |
| George Tsakiris | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Dip. of Financial Services (Financial Planning) - Tribeca |
| Georgina Willison | 2003 | Bachelor of Bus (International Trade) - Monash University ~ Grad Diploma of Applied Finance - Securities Institute Australia ~ Grad Diploma of Financial Planning - Securities Institute Australia |
| Gerard Lenihan | 1992 | Certificate IV Financial Services (Finance/Mortgage Broking) - TAFE NSW ~ Certificate in Financial Markets (Sia Aff.) - Securities Institute of Australia ~ Diploma of Financial Planning (Dip.FP) - Deakin University ~ Higher National Diploma (HND) Business Studies (with Distinction) - CDT London UK |
| Glynn Matthew James Pearman | 2007 | Diploma of Financial Services (Financial Planning) - Mentor Education |
| Graeme Parncutt | 2012 | Diploma Life Insurance - The Australian Insurance Institute |
| Graham Fletcher | 2005 | Certified Financial Planner - FPA |
| Grant Antony Helm | 2003 | BCA - Victoria University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional |
| Gregory Peter Diamond | 2006 | Bachelor of Business (Mgt , IT) - Charles Sturt ~ Diploma Financial Planning - CPA Australia ~ Masters of Accounting - Charles Sturt |
| Helen Mary Savage | 2015 | ASX Accredited Listed Product Adviser - Kaplan ~ Associated Diploma of Applied Science (Landscape) - North Sydney Institute of TAFE ~ Bachelor of Business (Financial Planning) with distinction - Royal Melbourne Institute of Technology ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd |
| Hugh James Sutterby | 2006 | Bachelor of Science - Deakin University ~ Diploma of Financial Services - Mentor Education ~ Graduate Certificate of Financial Planning - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan ~ Graduate Diploma of Computing - Deakin |
| Ian Andrew Crotty | 2001 | Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Victoria University ~ Margin Lending and Geared Investments - Kaplan |
| Ian Matthew Wright | 2002 | Bachelor of Arts - University of Technology Sydney ~ CFP - FPA ~ Graduate Diploma of Financial Planning - FINSIA |
| Jacob Matthew Edgar | 2015 | Bachelor of Commerce - Flinders University ~ Diploma of Financial Planning - Kaplan Professional Education ~ MBA - University of South Australia |
| Jacob Reus | 2003 | Diploma of Financial Advising - Kaplan (formerly Securities Institute Australia) ~ Master of Financial Planning - University of the Sunshine Coast |
| Jane Alexandra Hanly | 2011 | Bachelor of Business - University of Southern Queensland ~ Diploma of Financial Planning - Institute of Information Technology ~ Graduate Diploma of Financial Planning - Kaplan ~ Professional Year - Institute of Chartered Accountants |
| Janette Margaret Pavey | 2000 | Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ University Certificate of Management - Deakin University |
| Janine Susan Devitt | 2001 | Bachelor of Science - University of Queensland ~ Certified Financial Planner - Kaplan ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Education - University of Southern Queensland |
| Jason Danjoux | 2004 | Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - FPA ~ Masters of Financial Planning - University of Sunshine Coast |
| Jason Ian Mclaren | 2015 | Advanced Diploma of Financial Services (Superannuation) - ASFA ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Business (Applied Finance) - Queensland University of Technology ~ Master of Business (Professional Accounting) - Queensland University of Technology ~ SMSF Specialist Advisor - Self Managed Super Fund Association |
| Jason Young Choi | 2006 | Bachelor of Commerce - The University of NSW ~ Graduate Diploma of Financial Planning - FINSIA |
| Jay Belevski | 1999 | CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Certificate - Management - University of Technology Sydney ~ Licensee Accreditation - Listed Securities - MLC |
| Jayde Boxsell | 2012 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma - Financial Planning - International Institute of Technology ~ Bachelor Degree - Business - Charles Sturt University ~ Diploma - Financial Planning - Mentor Education ~ Margin Lending - Pinnacle |
| Jeremy Hall | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending - Kaplan ~ Master of Financial Planning - Kaplan ~ SMSF Core Course - DBA Network Pty Ltd |
| Jeremy James Mortimer | 2005 | Diploma of Financial Planning - Deakin University |
| Jess Ian Boles | 2014 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - Financial Planning - University of Wollongog ~ Diploma of Business - Tafe NSW ~ Margin Lending - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| John Alexander Woodhouse | 1995 | Bachelor of Business - The Darling Downs Institute of Advanced Education ~ Certified Practising Accountant - Australian Society of Accountants ~ Financial Planner AFP - FPA |
| John Carnevale | 2017 | Bachelor of Commerce - Accounting - University of Western Sydney ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Diploma of Superannuation Management - Macquarie University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Master of Financial Services Law - Macquarie University |
| John Clifford Mcintosh | 1986 | Diploma of Financial Planning - IAFP |
| John Hockey | 2000 | Diploma of Financial Planning - FPA & Securities Institute ~ Diploma of Financial Planning - FPA/Securities Institute ~ Diploma of Financial Services - Tribeca ~ Diploma of Financial Services - Tribeca |
| John Liaw | 2016 | Bachelor of Commerce (Accounting) - The University of Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Chartered Accounting - Chartered Accountants Australia New Zealand ~ Securities & Managed Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| John William Sullivan | 2006 | ASX Accredited Listed Products Adviser - Kaplan ~ Bachelor of Business - NSW Institute of Technology ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ SMSF Specialist Pathway Program - Tribeca |
| Jonathan Sien Mun WU | 2011 | Bachelor of Commerce (Commercial Law and Accounting) - University of Sydney ~ CPA - CPA Australia ~ Diploma of Financial Services - Kaplan ~ Financial Planner AFP - FPA ~ Financial Planning Specialist - CPA Australia |
| Jorja Astanin | 2015 | Bachelor of Commerce - Deakin University |
| Julian Edward Carter | 2016 | Bachelor of Business (Economics & Finance) - RMIT |
| Julie Anne Tilley | 2017 | Bachelor of Business (Accounting) - Monash University ~ Graduate Diploma of Financial Planning - Securities Institute ~ SMSF Specialist Advisor - SMSF Association ~ Superannuation Adviser (Personal Advice) - Mentor |
| Justyna Luczak-hollis | 2001 | Advanced Diploma of Financial Services ( Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Financial Plan Construction and Review - Tribeca ~ Self Managed Superannuation Funds - Kaplan |
| Karen Anne Ryrie | 2003 | Diploma in Financial Planning (CFP) - Deakin University |
| Kasey Maree Carr | 2007 | ASX ALPA Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Kate Curtain | 2016 | Financial Services Training Package - Terra Cordis ~ SMSF Specialist Advisor - SMSF Association |
| Kathy Martiniello | 2007 | Bachelor of Commerce in Accounting - University of Canberra ~ Graduate Certificate in Financial Planning - Finsia |
| Katrina Anne Hinchliffe | 2018 | Bachelor of Commerce - La Trobe University ~ Chartered Accountants Program - Institute of Chartered Accountants ~ Superannuation & SMSF - Pinnacle |
| Kerryn Jane Lancaster | 2003 | Diploma of Education - Melbourne University ~ Diploma of Financial Services - Assessment Education Services |
| Kimberlee Ann Newton | 2003 | Diploma of Business (Accounting) - Victoria University ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA |
| Kirsty Hewitt | 2012 | Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Kurt Jorgensen | 2011 | Bachelor of Commerce (Major in Financial Planning) - University of Canberra ~ Bachelor of Commerce - University of Canberra |
| Kylie Maree Bloomfield | 2007 | Diploma of Financial Services (Financial Planning) - Securities Institute/Finsia ~ Graduate Certificate in Financial Planning - Griffith University ~ Margin Lending & Geared Investments - Kaplan Professional |
| Leigh Goad | 1999 | Certified Financial Planner - FPA ~ Diploma Financial Planning - RMIT ~ Diploma Superannuation Management - Macquarie University & ASFA |
| Leigh J Allan | 2017 | Bachelor of Business (Accounting) - La Trobe University ~ Diploma of Financial Planning - International Institute of Technology ~ Self Managed Superannuation Funds - Kaplan |
| Lisa Ann Watzek | 1999 | Bachelor Of Commerce (Accounting) - University Of Queensland ~ Bachelor Of Commerce (Honours) - University Of Southern Queensland ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ SMSF Specialist Advisor - SMSF Association |
| Lisbeth Jane Cadell Crombie | 2008 | Bachelor's Degree, BHMS - University of QLD ~ Diploma of Financial Planning - FINSIA |
| Luke Kenneth Robson | 2014 | ASX Listed Products Accreditation Course (LPAC) - LPAC Online Pty Ltd ~ Bachelor of Business (Finance) - Queensland University of Technology (QUT) ~ SuperConcepts and ICFS Specialist SMSF Course - University of Adelaide |
| Lynda Monique Sexton | 2018 | Bachelor of Business (Accountancy) - University of South Australia ~ Diploma of Financial Planning - Kaplan |
| Marcel Brian Saunders | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Deakin Financial Services Pty Ltd ~ Bachelor of Commerce - Business Economics and Finance - Bond University ~ Certificate in Governance Practice - Governance Institute ~ Financial Services Essentials - Deakin Financial Services Pty Ltd ~ Master of Business Administration - Bond University |
| Mark Andrew Clayton | 2015 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - University of Sydney ~ CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Mark Koroll | 1981 | Certified Financial Planner - Deakin University ~ Dip of Business Administration - Saskatchewan Technical Institute ~ Dip of Financial Planning - Deakin University |
| Mark Lazarovski | 2018 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business - Financial Management and Financial Planning - La Trobe University ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Specialist Margin Lending Course - International Institute of Technology |
| Mark Patrick Purtill | 2016 | Bachelor of Business - UTS NSW ~ Diploma of Financial Planning - Kaplan |
| Martin Cameron Caramians | 2017 | Diploma of Financial Advising - FINSIA ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma Applied Finance - FINSIA ~ Master of Applied Finance - Macquarie University |
| Mathew Luke Spencer | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Services (Finance/ Mortgage Broking) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Matthew Caruso | 2016 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - La Trobe University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants ~ Self Managed Superannuation Funds - Kaplan |
| Matthew G Brown | 2018 | Diploma of Financial Planning - FPA ~ Diploma of Superannuation Management - The Association of Superannuation Funds of Australia Limited (ASFA) ~ Master of Financial Services Law - Macquarie University |
| Matthew Kane Farrugia | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce/Finance - La Trobe University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Matthew Robert Litchfield | 2013 | Bachelor of Business - Economics & Finance - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ RG 146 - Kaplan ~ Securities, Managed Investments, Margin Lending - Kaplan ~ Superannuation - Kaplan |
| Melissa Beverley | 2018 | Diploma of Financial Planning - Mentor Education |
| Melissa Jane Kirby | 2018 | Bachelor of Business - Finance and Economics - University of Technology, Sydney ~ Diploma of Financial Planning - Kaplan |
| Michael David Alexander Smith | 2004 | ASX ALPA Program - Kaplan ~ Diploma of Financial Advising - Securities Institute ~ Self Managed Super Funds - Tribeca ~ Tier 1 Margin Lending - Kaplan |
| Michael John Wells | 2004 | Advanced Diploma of Financial Services (Financial Planning) - AMP Limited ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - AMP Limited ~ Self Managed Super Funds - Kaplan Professional |
| Michael Misiti | 2000 | Advanced Diploma FP - UTS |
| Michael Patrick Fogarty | 1997 | CERTIFIED FINANCIAL PLANNER - FPA ~ Diploma of Financial Planning - FPA ~ Master of Economics - Macquarie University ~ SMSF Specialist Advisor - SMSF Association |
| Michael Ronald Haynes | 2016 | Bachelor of Business - ACU ~ Chartered Accountant - Institute of Chartered Accountants in Australia ~ Diploma of Financial Planning - Kaplan |
| Michael Stojanovski | 2009 | Bachelor Of Commerce - Deakin University ~ Certified Financial Planner - FPA |
| Michael Vesper | 2002 | Advanced Diploma of Financial Services (FP) - Deakin ~ Bachelor of Business - UTS Sydney ~ Master of Commerce - UNSW |
| Michelle Louise Roberts | 2007 | Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business (Property) - RMIT ~ Diploma of Financial Services (FP) - Kaplan |
| Michelle Margaret Murphy | 2006 | ASX Accredited Listed Products Adviser - Kaplan ~ Chartered Accountant - Institute of Chartered Accountants ~ Dimploma of Financial Services (Financial Planning) - FINSIA ~ SMSF Specialist Pathway Program - Tribeca |
| Morton B Cohen | 1995 | Diploma of Financial Planning - Deakin University |
| Nathan Wilkinson | 2004 | Master of Commerce (Financial Planning) - University of Western Sydney ~ Master of Professional Accounting - Southern Cross University |
| Neil Robert Hillman | 2017 | Bachelor of Business - New South Wales Institute of Technology ~ Self Managed Superannuation Funds - Kaplan |
| Ngan Bui | 2004 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business (Financial Planning) - RMIT ~ Certified Financial Planner - FPA ~ Self Managed Superannuation Fund Adviser (Personal Adviser) - Mentor Education |
| Nicholas Adam Wall | 2013 | ASX Accredited Listed Products Adviser (ALPA) Program - KAPLAN ~ Bachelor of Commerce - University of Wollongong ~ Margin Lending - KAPLAN ~ cavendish & ICFS Specialist SMSF Course - CAVENDISH - The University of Adelaide |
| Nicola Keane | 2018 | Superannuation Adviser (General Advice) - Mentor Education |
| Nicola Lok Ting HO | 2017 | Bachelor of Commerce - Accounting - Macquarie University ~ Diploma of Financial Planning - Kaplan |
| Nicole Amy Burgess | 2013 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - University of the Sunshine Coast ~ Certified Financial Planner - Deakin University ~ Self Managed Superannuation Funds - Kaplan ~ Tier 1 Margin Lending - Kaplan |
| Norman MO | 2000 | Bachelor of Economics - UWA ~ Certified Financial Planner - FPA ~ Grad Dip Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan |
| Olivia Megan Richards | 2014 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Tribecca ~ Bachelor of Business (Financial Planning) - RMIT ~ Diploma of Financial Planning - Tribecca ~ Self Managed Superannuation Funds - Kaplan |
| Paul Francis Mahon | 2003 | Certified Financial Planner - FPA |
| Paul Richard Yeoman | 1999 | Bachelor of Commerce - University of Wollongong ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Paul Schofield | 2003 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University/FPA ~ PS 146 Knowledge Assessment - Tribeca (now Kaplan) |
| Peter Erasmus Robinson | 2005 | Bachelor of Business - University of Southern QLD ~ Grad Cert Financial Planning - Securities Institute/FINSIA ~ Grad Dip Taxation - University of Central QLD ~ Master of Financial Mgmt. - University of Central QLD |
| Peter Henri Rambert | 2006 | Accredited Estate Planning Strategist - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia ~ Life Risk Specialist - Financial Planning Association of Australia ~ Master of Applied Finance - Kaplan |
| Phillip Leigh Morris | 2016 | Associate Chartered Accountant - Chartered Accountants Aust & NZ ~ Bachelor of Business - Swimburne ~ Diploma of Financial Planning - Mentor |
| Rick John Nicholson | 2001 | Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Robert Reus | 1995 | Bachelor of Commerce (Economics) - University of New South Wales ~ Certified Practising Accountant - CPA Australia |
| Rohan Thomas Murfett | 2003 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Economics, Management) - Deakin University ~ Graduate Certificate of Financial Planning - Securities Institute |
| Rory Condon | 2005 | Bachelor of Commerce - University of Queensland ~ Certified Practicing Accountant - CPA ~ Chartered Accountant - Institute of Chartered Accountants ~ Diploma of Financial Service - Securities Institute |
| Rory James Mitchell | 2016 | Accredited Listed Product Adviser Program - Kaplan ~ Diploma of Financial Planning - Integrity Education Group ~ Margin Lending - Integrity Education Group |
| Ross Andrew Johnston | 1995 | Certificate in Financial Markets - Securities Institute of Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Master of Financial Services Law - Macquarie University |
| Ross Kimberley | 2004 | Diploma Superannuation Management - ASFA ~ Diploma in Financial Markets - Securities Institute |
| Russell James Reid | 2017 | Bachelor of Commerce - University of New South Wales ~ Self Managed Superannuation Funds - Kaplan |
| Russell John Kapeechkin | 2007 | Advanced Diploma Financial Planning - Mentor Education ~ Bachelor Degree - Commerce - University of Queensland - St Lucia ~ Diploma Financial Planning - Mentor Education |
| Sarah Emily Wood | 2007 | Bachelor of Business - Queensland University of Technology ~ Bachelor of Laws - Southern Cross University ~ Diploma of Financial Planning (Financial Sevices) - Tribeca/ FINSIA ~ Taxation Planning (ADFS 1) - Mentor |
| Sarah Jane Carli | 2018 | Bachelor of Commerce (Finance & Management) - University of Wollongong ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Mentor Education |
| Savannagh Keeley Chase | 2018 | Advanced Diploma of Financial Planning - Monarch Institute |
| Scott Albert Millson | 2002 | Bachelor of Business (Financial Planning) - RMIT ~ Certified Financial Planner - FPA |
| Scott Anthony Carle | 2003 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Diploma Financial Planning - Kaplan ~ Margin Lending - Kaplan |
| Scott Hoa LY | 2018 | Bachelor of Law - Monash University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Scott Maurice Bennison | 2003 | Accounting Certificate - TAFE ~ Bachelor of Business (Accounting) - Charles Sturt University ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) |
| Sean Michael Henselis | 2004 | Certified Financial Planner - CFP |
| Shane Anthony Arthur | 2011 | Diploma of Financial Services - Investment Banking Institute (IBI) |
| Sharlene Halvorsen | 2006 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Applied Science (Mathematics) - Queensland University of Technology ~ Graduate Diploma of Financial Planning - FINSIA Education ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Simon James Gagliardi | 2006 | Advanced Diploma of Financial Planning - Tribeca ~ Diploma of Financial Planning - Tribeca |
| Simon KA Lung WU | 1993 | Bachelor of Arts - Macquarie University ~ Bachelor of Legal Studies - Macquarie University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Master of Business Administration - University of Sydney |
| Simone Sheridan | 2018 | Diploma of Financial Planning - Kaplan |
| Snezana Mitrovic | 2018 | Certificate IV in Finance and Mortgage Broking - The National Finance Institute ~ Diploma of Financial Planning - Kaplan |
| Sonia Livitsanos | 2017 | Cert III Financial Services (Accounts Clerical) - University of Ballarat ~ Cert IV Financial Services (Accounting) - University of Ballarat ~ Diploma of Accounting - University of Ballarat ~ Diploma of Financial Planning - Mentor Education |
| Stan Konidaris | 2006 | Bachelor of Business (Finance) - Victoria College ~ Financial Planning Proper Authority Course - Securities Institute & Institute of Chartered Accountants ~ Professional Year Programme - The Institute of Chartered Accountants ~ Securities - FINSIA ~ Self Managed Super Funds - Tribeca |
| Stefan James Watson Miller | 2004 | Bachelor of Commerce - Australian National University ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Finance and Mortgage Broking Management - South Western Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly FINSIA) |
| Stephan Claude Emanuel Morot | 2012 | Bachelor of Information Technology (Software Engineering, Scientific Computation and Visualisation) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Steven Coelho | 2016 | Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - Mentor Education ~ SMSF Specialist Adviser - SMSF Association |
| Steven James Costall | 2000 | Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC ~ Certified Financial Planner - FPA ~ Fellow Charter Financial Practitioner - Mentor Educational Group ~ Securities - FPA ~ Self Managed Super Fund Course - Tribeca |
| Steven Yongpiau Liaw | 1994 | Bachelor of Commerce - University of Queensland ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Australis College (formerly Intellitrain) ~ Chartered Accountant - Chartered Accountants Australia New Zealand ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Master of Business Administration (General Management) - Central Queensland University |
| Stuart Russell Williamson | 2004 | CFP - FPA ~ DFP - FPA ~ Kaplan Alpa - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SuperManaged & Super Fund - Kaplan |
| Sunil Ruchindra Perera | 2007 | Associate status in taxation - Tax Institute ~ CPA - CPA ~ Dip FS (FP) - CPA |
| Tania Powick | 1997 | Bachelor of Financial Administration - University of New England |
| Tim Kay | 2009 | Advanced Certificate in General Insurance - Swinburne University ~ Certificate IV in Financial Services - Swinburne University ~ Certified Insurance Professional - Australian and New Zealand Institute of Insurance and Finance ~ Chartered Life Practitioner - Mentor Education ~ Diploma of Financial Planning - Integratec |
| Timothy Andrew Bone | 1994 | Bachelor Degree - Business - Queensland University of Technology ~ Diploma - Financial Planning - Financial Planning Association of Australia |
| Timothy Bradley | 2014 | Diploma of Financial Planning - RG146 |
| Timothy William Robb | 2011 | Bachelor of Commerce (Financial Planning & International Business) - University of Wollongong ~ Core 1 Securities & Managed Investments Accreditation - Stockbrokers Association of Australia ~ Margin Lending and Geared Investments - Kaplan ~ Master of Applied Finance - Kaplan |
| Tracey Maree Ashton | 2016 | Bachelor Business - Queensland University of Technology ~ SMSF Specialist Adviser - SMSF Association ~ Self Managed Superannuation Funds - Kaplan |
| Urmimala Ray | 2012 | Bachelor of Economics - Maharaja Sayajirao University of Baroda ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Economics - University of Nottingham |
| Viki West | 2004 | Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan |
| Vikki Jayne Manuel | 2001 | Advanced Diploma of Financial Planning - KAPLAN ~ Bachelor of Business - University of Southern QLD ~ CPA - CPA ~ Certified Financial Planner - FPA ~ Graduate Diploma of Applied Investment Finance - FINSIA |
| Vince D'elia | 2016 | Certified Practicing Accountant - CPA ~ Diploma of Financial Planning - Mentor Education |
| Vinoshanth Waran | 2011 | Diploma of Financial Services - ASIC ~ Margin Lending - Kaplan |
| William Douglas Hardie | 2017 | Bachelor of Commerce - University of South Australia ~ Diploma of Financial Planning - Kaplan ~ Graduate Certificate in Business Administration - Griffith University |
| William Jack Kelly | 2018 | Bachelor of Commerce (Financial Planning) - Deakin University |
| William Johns | 2006 | Bachelor of Business (Applied Finance) - University of Western Sydney ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association & Deakin University ~ Master in Disability Studies - Flinders University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Yvonne Ying EN Chu | 2018 | Bachelor of Applied Finance with Bachelor of Commerce (Actuarial Studies) - Macquarie University ~ Diploma of Financial Planning - FPA |