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Australian Investment And Insurance Group Pty ltd

AFS License Number
226405
Name
Australian Investment And Insurance Group Pty ltd
ABN/ACN/ARBN
93068486126
Licensee issued
March 28, 2003
Address
Fullarton, 5063, SA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Andrew Scott Nuske2007Bachelor of Accountancy - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited
 Anne Margaret Taylor2016Bachelor of Business (Financial Planning) with Distinction - Royal Melbourne Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Traineeship Management Australia Pty Ltd ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Antoinette Cornelia Mullins2007Advanced Diploma - Financial Planning - Adviser Campus ~ Bachelor Degree - Social Work & Youthwork - University of South Africa ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Certificate IV in Finance and Mortgage Broking - AAMC Training Group
 Arnold John Feil2011Policy Statement 146 Knowledge Assessment - Integratec
 Bruno Valdis Strazdins1991Accredited Mortgage Consultant - Mortgage & Finance Association of Australia ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Certificate IV in Financial Services (Finance / Mortgage Broking) - New South Wales Department of Education and Training ~ Diploma of Financial Planning - Kaplan Professional
 Craig Edward Williams2006Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional
 Derek Michael Murphy2011Diploma of Financial Services (Finance/Mortgage Broking Management) - Plan Connect ~ Diploma of Financial Services (Financial Planning) - Tribeca
 Dev Sarker2014Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce (Advanced Accounting & Auditing) - University of Poona ~ Diploma of Financial Planning - Kaplan ~ Master of Business Administration - University of London ~ Self Managed Superannuation Funds, Margin Lending - Knowledge and Skills - Kaplan
 Jason Tay2006Bachelor of Commerce - The Flinders University of South Australia ~ Bachelor of Science - The Flinders University of South Australia ~ Diploma of Financial Services (Financial Planning) - Mentor Asset Management Pty Limited ~ Graduate Certificate in Financial Planning - FINSIA
 John Gibson2010Entry Level Competencies for Financial Services Professionals - Integratec ~ Risk Management for Financial Services Professionals - Integratec
 Lyall Douglas Jones2003Generic Financial Planning - CPA ~ Managed Investments - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Risk Management - Kaplan ~ Self Managed Super Fund Course - kaplan
 Manoher Soroush2007Bachelor of Science - University of South Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Graduate Diploma in Public Health - University of Adelaide
 Marc Andrew Evans2003Bachelor of Arts in Accountancy - South Australian Institute of Technology ~ Personal Financial Planning and Superannuation - CPA Australia
 Mari Nguyen2007Advanced Diploma of Financial Planning FNS60404 - Mentor Education group ~ Diploma of Financial Planning FNS50804 - Mentor Education group
 Michael James King2006Advanced Diploma of Financial Services (Financial Planning) - PS146 Training Australia ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Randolph Ranjit Alwis2003Intensive Course in Financial Planning - CPA Australia ~ Master of Business Administration - The University of Adelaide ~ Risk Management for Financial Services Professionals - Integratec
 Shane David Teakle2003Advanced Dipolma of Financial Planning - Mentor Education ~ Bachelor of Business - Deakin Universtity ~ Ethics & Professionalism in Financial Advice - KAPLAN Professional
 Sona Kaur Chauhan2018Diploma of Financial Planning - Kaplan Professional Education
 Steven James Wood2007Diploma of Financial Services (Financial Planning) - Tribeca
 Steven Schofield2015Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Certificate in Financial Planning - Charles Sturt University
 Tanya Oddo2005Bachelor of Arts-Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Provide Advice in Margin Lending - MLC ThreeSixty
 Trevor Gilbert Dolman2003Certificate Course of the Securities Institute of Australia - The Securities Institute of Australia ~ Diploma in Life Assurance - The Australian Insurance Institute ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Policy Statement 146 Knowledge Assessment - Integratec
 Yook Choy Choong1989Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC ~ Certified Financial Planner - FPA ~ Margin Lending - Kaplan ~ Self Managed Super Fund Course - Tower ~ Superannuation and Retirement Planning - Accredited