This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ali Yildirim | 1995 | Diploma of Financial Services (Financial Planning) - FSTA |
| Damian Garry Byrne | 2009 | Advanced Diploma of Financial Planning - International Institute of Technology ~ FNS50804 Diploma of Financial Services (Financial Planning) - PS 146 |
| Patrick Joseph Byrne | 1981 | FNB50802 Diploma of Financial Services (Financial Planning) - Kings International College |
| Scott Mcconnell | 2018 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology |
| Tracy Marie Viola | 2014 | Advanced Diploma of Financial Planning - International Institute of Technology ~ FNS50611 Diploma of Financial Planning - Pinnacle Financial Services Academy |