This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation excluding financial product advice in relation to the establishment of a self-managed superannuation fund (as self -managed superannuation fund is defined in section 761A of the Corporations Act 2001 and which has the same meaning as in sections 17A and 17B of the Superannuation Industry (Supervision) Act 1993); and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation excluding dealing in a financial product in relation to the establishment of a self-managed superannuation fund (as self -managed superannuation fund is defined in section 761A of the Corporations Act 2001 and which has the same meaning as in sections 17A and 17B of the Superannuation Industry (Supervision) Act 1993);
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Kean Wilson | 1994 | Bachelor of Business - Monash University ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd |
| Robert Joseph Bergin | 2015 | Master of Business Administration - Deakin University |