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Australia Pacific Funds Management Limited

AFS License Number
339151
Name
Australia Pacific Funds Management Limited
ABN/ACN/ARBN
34132463257
Licensee issued
Sept. 23, 2009
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide a claims handling and settling service limited to:
the person makes a recommendation, or states an opinion, in the following circumstances:
the recommendation, or statement of opinion, is made in response to an inquiry by or on behalf of another person about an existing or a potential claim by the other person under an insurance product; and
the recommendation, or statement of opinion, could reasonably be expected to influence a decision whether to continue with the existing claim or to make the potential claim;
the person assists another person to make a claim under an insurance product;
the person represents a person insured under an insurance product in pursuing a claim under the product;
the person assesses whether an insurer has a liability under an insurance product, or provides assistance in relation to such an assessment;
the person makes a decision to accept or reject all or part of a claim under an insurance product;
the person quantifies the extent of the insurer's liability to another person under an insurance product, or provides assistance in relation to the quantification of the extent of such a liability;
the person offers to settle all or part of a claim under an insurance product; and
the person satisfies a liability of the insurer under an insurance product in full or partial settlement of a claim under the insurance product;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Abhishek Bansal2008Advance Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Bachelor of Business (Marketing) - RMIT
 Azhar Kamal2017Diploma of Financial Planning - Monarch Institute
 Frank Pantano2005Advanced Diploma of Financial Services (Financial Planning) - Mentor Education Group ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services ~ Margin Lending & Geared Investments Certificate - Kaplan Education
 John Mathiopoulos2009ASIC RG146 Tier 1 Compliance Prgoram - RMIT University TAFE ~ Certificate IV in Financial Services (Finance/Broking) - AAMC Training Group ~ Certificate IV in Financial Services (Financial Planning) - RMIT University TAFE ~ Certificate IV in Financial Services (Mortgage Broking) - AAMC Training ~ Diploma of Finance & Mortgage Broking Management - Kaplan Professional Education ~ Diploma of Finance and Mortgage Broking Management - Kaplan Education Pty Ltd ~ Diploma of Financial Services (Financial Planning) - RMIT University TAFE ~ Margin Lending & Geared Investments - Kaplan Professional ~ Superannuation, Life Insurance, Managed Investments - RMIT ~ THe Finamcial Services Industry Manage Client Services - RMIT
 Katherine Spitzkowsky2018Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business - Financial Planning - RMIT ~ Certified Financial Planner - FPA ~ DFP5v4 Tax for Financial Advising - Kaplan
 Matthew Christopher Kyroussis2016Bachelor of Business - Monash University ~ Diploma of Financial Planning - Kaplan ~ Victorian Certificate of Education - Wesley College
 Michael Kuen Chuan Yong2013Bachelor of Business (Accountancy) - RMIT University ~ Diploma of Financial Services (Financial Planning) - Kaplan Education
 Paul James Mccombe2009Diploma of Financial Services (Finance / Mortgage Broking Management) - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - AAMC Training Group
 Peter Nicholas Jorgensen2017Bachelor of Business - Chisholm Institute of Technology ~ CPA Certified Practicing Accountant - Australian Society of CPA's ~ Diploma of Financial Planning - Mentor Education
 Tarek Mazloum2015Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Diploma of Financial Planning - Mentor Education Pty Ltd
 Victoria Devine2018Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration - RMIT