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Ascot Securities Pty ltd

AFS License Number
246718
Name
Ascot Securities Pty ltd
ABN/ACN/ARBN
45075902206
Licensee issued
March 1, 2004
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
standard margin lending facility; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
standard margin lending facility; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Peter William Dick2015ADA 2 - Kaplan ~ PS146 Futures - SDIA ~ PS146 Generic - SDIA ~ PS146 Managed Investments - SDIA ~ PS146 Securities - SDIA
 Scot Andrew Burton2015910 Generic Knowledge - Kaplan ~ 923 Securities - Kaplan