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Ascot Private Pty ltd

AFS License Number
416354
Name
Ascot Private Pty ltd
ABN/ACN/ARBN
80139835797
Licensee issued
Feb. 28, 2012
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Bradley Symes2016Bachelor of Finance - University of Adelaide ~ Core 1: Securities and Managed Investments Accreditation Program - Stockbrokers Association of Australia ~ Graduate Diploma of Applied Finance - Kaplan Professional Education ~ Margin Lending Accreditation - Stockbrokers Association of Australia
 Cassandra Anne Macolino2008Bachelor of Arts & Management - University of South Australia ~ Certificate IV in Finance & Mortgage Broking - Kaplan ~ Diploma in Financial Services - Tribeca ~ Master Tax and Financial Planning - University of New South Wales ~ SMSF Association Specialist Accreditation Program - SMSF Association
 David Salvador Leon2006Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Certified Portfolio Manager, Finance - Columbia University ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 Ivan Rados1996Bachelor of Business - RMIT
 Michael Tony Kostos2017Bachelor of Business (Banking & Finance) - Monash University ~ Core 1 Securities & Managed Investments Accredition Program - Stockbrokers Association of Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional
 Siobhan Frais Blewitt2000Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Bachelor of Economics - Monash University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Master of Applied Finance - University of Melbourne
 Thomas William Hicks2006Bachelor of Business Management - University of South Australia ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association