This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Amanda Garmston | 2023 | Bachelor of Science in Economics with Economics History - London School of Economics and Political Science ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Bradley Thomas Symes | 2016 | Bachelor of Finance - University of Adelaide ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending Acrreditation Program - Stockbrokers Association of Australia ~ Master of Applied Finance - Kaplan Professional ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
Cassandra Anne Macolino | 2008 | Bachelor of Arts - International Studies - University of South Australia ~ Bachelor of Management Marketing - University of South Australia ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Taxation and Financial Planning - The University of New South Wales |
David Salvador Leon | 2006 | ACPM Certified Portfolio Manager - Columbia University ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Applied Finance - Kaplan Professional ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia |
Ivan Rados | 1996 | Bachelor of Business - Economics and Finance - Royal Melbourne Institute of Technology ~ Diploma of Financial Planning - Financial Planning Association of Australia |
Matthew Mcrae | 2023 | Bachelor of Commerce in Corporate Finance - The University of Adelaide ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Matthew Robertson | 2018 | Bachelor of Commerce - Major in Finance - The University of Melbourne ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Business - Monash University |
Thomas William Hicks | 2006 | Bachelor of Business - Administrative Management - University of South Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |