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Ascot Private Pty ltd

AFS License Number
416354
Name
Ascot Private Pty ltd
ABN/ACN/ARBN
80139835797
Licensee issued
Feb. 28, 2012
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Bradley Thomas Symes2016Bachelor of Finance - University of Adelaide ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending Acrreditation Program - Stockbrokers Association of Australia ~ Master of Applied Finance - Kaplan Professional ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 Cassandra Anne Macolino2008Bachelor of Arts - International Studies - University of South Australia ~ Bachelor of Management Marketing - University of South Australia ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Taxation and Financial Planning - The University of New South Wales
 David Salvador Leon2006ACPM Certified Portfolio Manager - Columbia University ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Applied Finance - Kaplan Professional ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia
 Ivan Rados1996Bachelor of Business - Economics and Finance - Royal Melbourne Institute of Technology ~ Diploma of Financial Planning - Financial Planning Association of Australia
 Michael Tony Kostos2017Bachelor of Business (Banking and Finance) - Monash University ~ Certified Financial Planner - Financial Planning Association fo Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional
 Siobhan Frais Blewitt2000Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Bachelor of Economics - Monash University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Master of Applied Finance - The University of Melbourne
 Thomas William Hicks2006Bachelor of Business - Administrative Management - University of South Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia