Argonaut Securities Pty Limited

AFS License Number
274099
Name
Argonaut Securities Pty Limited
ABN/ACN/ARBN
72108330650
Licensee issued
July 1, 2004
Address
Perth, 6000, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Benjamin Robert Willoughby 2001 Level 1 Accredited Derivatives - ASX-Kaplan Professional ~ Margin Lending Accreditation - Deakin Prime - SAA ~ Securities, Futures & Managed Investments Accreditation - SDIA - Deakin
 Cameron James Prunster 2009 Diploma in Financial Services - Finsia
 David Maxwell Keogh 1993 Bachelor of Business (Fin. Mgt & Economics) - Curtin University ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ SAA Managed Investments Module - Stockbrokers Association of Australia / Deakin Prime
 Glen William Colgan 1988 ASX Responsible Executive - Tribeca ~ Bachelor of Business (Financial Management & Economics) - Curtin University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ PS146 Financial Planning & Wealth Creation - Finsia
 Harrison Massey 2018 Bachelor of Commerce - UWA ~ Bachelor of Economics - UWA ~ RG146 - Superannuation - SAFAA / Deakin Prime ~ RG146 Margin Lending - SAFAA / Deakin Prime ~ RG146 Securities - MIS - SAFAA / Deakin Prime
 Jake Michael Solomon 2018 Bachelor of Commerce - Curtin University ~ CPA - CPA Australia ~ Diploma of Financial Planning - Monarch Institute
 Lei FU 2023 Graduate Diploma of Financial Planning - Kaplan Professional
 Matej Mandic 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional