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Apogee Financial Planning Limited

AFS License Number
230689
Name
Apogee Financial Planning Limited
ABN/ACN/ARBN
28056426932
Licensee issued
Dec. 1, 2003
Address
North Sydney, 2060, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Adam Montana2010Bachelor of Business (Economics and Finance) - University of Technology Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Adam William Van DE Water2000RG146 DFS(FP) 3 - Investment Planning 1 - Integratec Training ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Alison Foenander1995Master of Laws - Monash University ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Angus Mcintyre Dockrill2001Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Anthony Dann2000Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Bill Rajab2000Advanced Diploma Financial Services (Financial Planning) - Kaplan Australia ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Boris Kolevski1996Bachelor of Commerce (Accounting) - University of Wollongong ~ Certified Practicing Accountant (CPA) - CPA Australia ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending & Geared Investments - Kaplan Australia
 Brendan Richard Whitehouse2001Advanced Diploma Financial Services (Financial Planning) FNB60402 - AMP ~ Diploma Financial Services (Financial Planning) (GK FP GI LI MI SP SK) - AMP ~ RG146 Gap Assessment - Securities Derivatives - MLC ThreeSixty ~ RG146 Margin Lending & Geared Investments - Kaplan Australia
 Brendon Charles Cox1994Certified Financial Planner Status (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Carly Tonkinson2001Advanced Diploma Financial Services (Financial Planning) FNB60402 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty
 Daniel Achille Aiello2015Bachelor Business (Financial Planning) - Royal Melbourne Institute of Technology (RMIT) ~ RG146 928 Margin Lending - Kaplan Australia
 Daniel Graham Boote2006Bachelor Business (Financial Planning) - Royal Melbourne Institute of Technology (RMIT) ~ RG146 Margin Lending & Geared Investments - Kaplan Australia
 Daniel John Blatch2011Bachelor Applied Science - University of Sydney ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty
 Danny Mazevski2007Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ Master of Business Admin (Executive) - University of New South Wales
 Elizabeth Wilson2012Diploma Financial Planning FNS50610 - Kaplan Australia
 John Foley1998Advanced Diploma of Financial Planning FNB60402 - MLC ThreeSixty ~ Bachelor of Economics - University of Adelaide ~ Diploma Financial Planning DFP 1-7 - Financial Planning Association (FPA) ~ Master of Business Administration - Deakin University ~ Master of Management - Macquarie University
 Joshua David Fleming2017Advanced Diploma Financial Planning FNS60415 - Kaplan Australia ~ Bachelor Science (Geography Finance) - University of Western Australia ~ Diploma Financial Planning FNS50611 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Katherine Alice Styles2015Bachelor of Commerce (Financial Planning Accounting Finance) - Deakin University ~ Diploma of Financial Planning FNS50611 - Mentor Education Group
 Kevin Feaver2012Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Konstantine Gramelis2013Diploma Financial Planning FNS50611 - International Institute of Technology ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty ~ Self Managed Superannuation Funds - International Institute of Technology
 Lachlan Robert Carmody2014Diploma Financial Planning FNS50610 - Kaplan Australia
 Lee Robert Jackson2003Foundation Diploma Financial Planning DFP1-4 - Financial Planning Association (FPA) ~ RG146 Margin Lending & Geared Investments - Kaplan Australia
 Lincoln Peter Johnson2007Advanced Diploma Financial Planning - Kaplan Professional ~ Graduate Diploma Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Other - Fellow Chartered Financial Practitioner - Asia Pacific Financial Services Association ~ RG146 Margin Lending & Geared Investments - Kaplan Professional
 Lisette Anne Walsh2005Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNS50802 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty
 Mark Mcgree2005Graduate Diploma Financial Planning - Securities Institute ~ RG146 Margin Lending & Geared Investments - Kaplan Australia
 Mark Peter Welch2009RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Mark Struik2001Bachelor EcoNomics - Monash University ~ RG146 925 Tier 1 Compliance solution - Life Insurance - Securities Institute ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Matthew Ian Bull2011CPA Certified Practicing Accountant - CPA Australia ~ Diploma Financial Services (Financial Planning) FNS50804 - CPA Australia ~ RG146 925 Life Insurance - Kaplan Australia
 Matthew Joseph Groat2008Advanced Diploma of Financial Planning FNS60415 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Mentor Education Group ~ RG146 Margin Lending - MLC ThreeSixty
 Matthew William Barton Smith2003Associate Diploma of Business - NSW TAFE ~ Bachelor of Economics (Social Sciences) - University of Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Nathaniel Hawkins1998Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Master of Financial Planning - University of Sunshine Coast ~ RG146 Margin Lending - MLC ThreeSixty
 Norman Dennis2009Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Provide Advice in Margin Lending - MLC ThreeSixty
 Paul Kinsella2009Advanced Diploma Financial Services (Financial Planning) FNS60404 - Pinnacle Financial Services Academy ~ Diploma Financial Services (Financial Planning) - Mentor Education Group ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Paul Larkin2008Advanced Diploma Financial Services (Financial Planning) FNS60404 - Kaplan Australia ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty
 Paul Stephan1998Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Australia ~ Fellow Chartered Financial Practitioner (FChFP) - Association of Financial Advisers (AFA) ~ Master of Financial Planning - Kaplan Australia
 Pawan Luthra1986Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Penny Davina Collicoat2014Bachelor of Commerce - University of Melbourne ~ Diploma Financial Planning FNS50611 - Kaplan Australia ~ Graduate Diploma of Applied Finance & Investment - Securities Institute ~ RG146 Investment Planning 1 - Integratec Training ~ RG146 Margin Lending & Geared Investments - Kaplan Australia
 Peter Geoffrey Rawlings1983Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Peter Hawcroft2004Core Subjects within Bachelor of Commerce in Financial Planning (8 subjects = full ps146 compliance) - Griffith University
 Peter Schokman2018Diploma Financial Planning FNS50615 - Mentor Education Group ~ Master of Business (Finance) - University of Technology Sydney
 Philip Taaffe2001Advanced Diploma of Financial Planning FNB60402 - MLC ThreeSixty ~ Bachelor of Commerce - University of Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Rex Whittaker2004Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Kaplan Australia ~ Diploma Financial Services (Financial Planning) FNB50802 - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty
 Richard Unmack1996Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Margin Lending & Geared Investments - Kaplan Australia
 Robert John Gothard1996Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Rodney Allen Dickinson1995Bachelor of Economics - University of Newcastle ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Ryan Dupuis1999Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Sangram Rana2017Diploma Financial Planning FNS50615 - Monarch Institute ~ Master of Business - Monash University ~ Master of Professional Accounting - Melbourne Institute of Technology
 Scott Edwards2018Bachelor Commerce - Murdoch University ~ CA Chartered Accountant - Chartered Accountants Australia & New Zealand ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 DFP8 & PKE - Financial Planning Association (FPA)
 Scott James Douglas1999Bachelor Commerce (Accounting) - Western Sydney University ~ RG146 Margin Lending - MLC ThreeSixty
 Shu Zheng HE2004Diploma of Financial Services (FP) FNB50802 - Kaplan Australia ~ RG146 ASIC Margin Lending Met - MLC ThreeSixty
 Simon Peter Leigh1998Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Planning - Financial Planning Association (FPA) ~ RG146 Margin Lending & Geared Investments - Kaplan Australia ~ Self Managed Superannuation Funds - Kaplan Australia
 Stephanie Anne Mitchell2018Bachelor Business (Banking & Finance) - Victoria University ~ Diploma Financial Planning FNS50615 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 Managed Investments & Securities - Kaplan Australia
 Stewart Mckenzie French2004Advanced Diploma Financial Services (Financial Planning) FNS60404 - Kaplan Australia ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 928 Margin Lending - Kaplan Australia
 Tony Bingham2007Advanced Diploma Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNB50804 - MLC ThreeSixty ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 Margin Lending - MLC ThreeSixty
 Travis John Keay2011Bachelor of Commerce (Global Economics and Finance) - Curtin University ~ Diploma Financial Planning - MLC ThreeSixty ~ Diploma of Finance and Mortgage Broking Management - AAMC Training Group ~ RG146 Margin Lending - MLC ThreeSixty
 Trevor Payne2018Bachelor of Taxation - University of New South Wales ~ Diploma of Financial Planning FNS50804 - International Institute of Technology ~ Graduate Certificate in Financial Planning - Charles Sturt University ~ Master of Finance - University of Wollongong
 Zacharia Cartsidimas2010Bachelor Of Economics - La Trobe University ~ Bachelor Of Economics - La Trobe University ~ Diploma Financial Services (Financial Planning) FNS50804 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Mentor Education Group ~ RG146 Margin Lending - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty